Quality Assurance. After a confirmation number is issued by the BNYM ETF Administrator to the AP, the AP will fax a written version of the Purchase Order to the BNYM ETF Administrator. Upon receipt, the BNYM ETF Administrator should immediately telephone the AP if the BNYM ETF Administrator believes that the Purchase Order has not been completed correctly by the AP. In addition, the BNYM ETF Administrator will telephone the AP if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form within 15 minutes after the Purchase Order has been called into the BNYM ETF Administrator.
Appears in 10 contracts
Samples: Authorized Participant Agreement (Virtus ETF Trust II), Authorized Participant Agreement (Reality Shares ETF Trust), Authorized Participant Agreement (ETFis Series Trust I)
Quality Assurance. After a confirmation number Confirmation Number is issued by the BNYM BNY ETF Administrator to the AP, the AP BNY ETF Administrator will either fax or email a written version of the Purchase Order to the BNYM ETF AdministratorAP. Upon receipt, the BNYM ETF Administrator AP should immediately telephone the AP Distributor, if the BNYM ETF Administrator Participant believes that the Purchase Order has not been completed taken correctly by the APBNY ETF Administrator. In addition, the BNYM BNY ETF Administrator will telephone the AP if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form within 15 minutes after of the fax or e-mail to corroborate the Purchase Order has been called into the BNYM ETF Administrator.Order
Appears in 6 contracts
Samples: Authorized Participant Agreement, Authorized Participant Agreement (ALPS ETF Trust), Authorized Participant Agreement (ALPS ETF Trust)
Quality Assurance. After a confirmation number is issued by the BNYM ETF Administrator to the AP, the AP will fax a written version of the Purchase Order to the BNYM ETF Administrator. Upon receipt, the BNYM ETF Administrator should immediately telephone the AP if the BNYM ETF Administrator believes that the Purchase Order has not been completed correctly by the AP. In addition, the BNYM ETF Administrator will telephone the AP if the BNYM ETF Administrator is in non-receipt of the Purchase physical Order Form within 15 minutes after the Purchase Order has been called into the BNYM ETF Administrator.
Appears in 2 contracts
Samples: Authorized Participant Agreement (Columbia ETF Trust), Authorized Participant Agreement (Grail Advisors ETF Trust)
Quality Assurance. After a confirmation number Confirmation Number is issued by the BNYM ETF Administrator to the AP, the AP will fax a written version of the Purchase Order to the BNYM ETF Administrator. Upon receipt, the BNYM ETF Administrator should immediately telephone the AP if the BNYM BNY ETF Administrator believes that the Purchase Order has not been completed indicated correctly by the AP. In addition, the BNYM ETF Administrator will telephone the AP within 15 minutes of the call if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form within 15 minutes after the Purchase Order form has not been called into the BNYM ETF Administratorreceived.
Appears in 2 contracts
Samples: Participant Agreement (IndexIQ Active ETF Trust), Authorized Participant Agreement (IndexIQ ETF Trust)
Quality Assurance. After a confirmation number is issued by the BNYM BNY ETF Administrator to the AP, the AP BNY ETF Administrator will either fax or e-mail a written version of the Purchase Order to the BNYM ETF AdministratorAP. Upon receipt, the BNYM ETF Administrator AP should immediately telephone the AP Distributor if the BNYM ETF Administrator Authorized Participant believes that the Purchase Order has not been completed taken correctly by the APBNY ETF Administrator. In addition, the BNYM BNY ETF Administrator will telephone the AP if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form within 15 minutes after of the fax or e-mail to corroborate the Purchase Order has been called into the BNYM ETF AdministratorOrder.
Appears in 1 contract
Samples: Authorized Participant Agreement for Grail Advisors Etf Trust (Grail Advisors ETF Trust)
Quality Assurance. (a) After a confirmation number Confirmation Number is issued by the BNYM ETF Administrator to the AP, the AP will fax a written version of the Purchase Order to the BNYM ETF Administrator. Upon receipt, the BNYM ETF Administrator should immediately telephone the AP if the BNYM BNY ETF Administrator believes that the Purchase Order has not been completed indicated correctly by the AP. In addition, the BNYM ETF Administrator will telephone the AP within 15 minutes of the call if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form within 15 minutes after the Purchase Order form has not been called into the BNYM ETF Administratorreceived.
Appears in 1 contract
Samples: Authorized Participant Agreement (Franklin ETF Trust)
Quality Assurance. After a confirmation number is issued by the BNYM ETF Administrator to the AP, the AP will fax a written version of the Purchase Order to the BNYM ETF Administrator. Upon receipt, the BNYM ETF Administrator should immediately telephone the AP if the BNYM ETF Administrator believes that the Purchase Order has not been completed correctly by the AP. In addition, the BNYM ETF Administrator will telephone the AP if the BNYM ETF Administrator is in non-receipt of the Purchase Order Form physical order form within 15 minutes of the fax after the Purchase Order has been called into the BNYM ETF Administrator.
Appears in 1 contract
Samples: Participant Agreement (Claymore Exchange-Traded Fund Trust)
