Recalling of Eligible Stocks and Trading Restrictions Sample Clauses

Recalling of Eligible Stocks and Trading Restrictions. 12.1 A stock may be recalled from the scope of eligible SSE Securities or SZSE Securities for trading for various reasons, and in such event the stock can only be sold but restricted from being bought. To the extent that this may affect the investment portfolio, interest or strategies of the Client, the Client acknowledges and agrees that it shall bear the risk associated with the recall, including but not limited to having to dispose of the stock, and shall not have any right to claim for any loss or damage. The Client should therefore pay close attention to the list of eligible SSE Securities as provided and renewed from time to time by SSE, SZSE and HKSE. Under Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect, Client will only be allowed to sell the SSE Securities or SZSE Securities but restricted from further buying if: (i) the SSE Securities or SZSE Securities subsequently ceases to be a constituent stock of the relevant indices; (ii) the SSE Securities or SZSE Securities is subsequently under “risk alert”; and/or (iii) the corresponding H-Shares of the A-Shares (being the SSE Securities or SZSE Securities in question) subsequently ceases to be traded on HKSE.
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Recalling of Eligible Stocks and Trading Restrictions. A stock may be recalled from the scope of eligible Connect Securities for trading via Shanghai and Shenzhen Connect for various reasons, and in such event the stock can only be sold but restricted from being bought. To the extent that this may affect the investment portfolio, interest or strategies of Client, Client acknowledges and agrees that it shall bear the risk associated with the recall, including but not limited to having to dispose of the stock, and shall not have any right to claim for any loss or damage. Client should therefore pay close attention to the list of eligible SSE Securities/SZSE Securities as provided and renewed from time to time by SSE or SZSE and SEHK. Under Shanghai and Shenzhen Connect, Client will only be allowed to sell the SSE Securities/SZSE Securities but restricted from further buying if:

Related to Recalling of Eligible Stocks and Trading Restrictions

  • Selling Restrictions (i) Except as expressly set forth below, the Investor covenants that from and after the Closing Date through and including the Trading Day next following the expiration or termination of this Agreement as provided in Article VIII (the “Restricted Period”), none of the Investor, its sole member, any of their respective officers, or any entity managed or controlled by the Investor or its sole member (collectively, the “Restricted Persons” and each of the foregoing is referred to herein as a “Restricted Person”) shall, directly or indirectly, (i) engage in any Short Sales of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock, with respect to each of clauses (i) and (ii) hereof, either for its own account or for the account of any other Restricted Person. Notwithstanding the foregoing, it is expressly understood and agreed that nothing contained herein shall (without implication that the contrary would otherwise be true) prohibit any Restricted Person during the Restricted Period from: (1) selling “long” (as defined under Rule 200 promulgated under Regulation SHO) the Securities; or (2) selling a number of shares of Common Stock equal to the number of Shares that the Investor is unconditionally obligated to purchase under any pending VWAP Purchase Notice or any pending Intraday VWAP Purchase Notice (as applicable), but has not yet received from the Company or its transfer agent pursuant to this Agreement, so long as (X) the Investor (or its Broker-Dealer, as applicable) delivers the Shares purchased pursuant to such pending VWAP Purchase Notice and the Shares purchased pursuant to such pending Intraday VWAP Purchase Notice (as applicable) to the purchaser thereof promptly upon the Investor’s receipt of such Shares from the Company in accordance with Section 3.3 of this Agreement and (Y) neither the Company or its transfer agent shall have failed for any reason to deliver such Shares to the Investor or its Broker-Dealer so that such Shares are timely received by the Investor as DWAC Shares on the applicable Purchase Share Delivery Date for such VWAP Purchase and on the applicable Purchase Share Delivery Date for such Intraday VWAP Purchases (as applicable) in accordance with Section 3.3 of this Agreement.

  • Disclosure Restrictions If necessary for the proper management and administration of the Business Associate or to carry out legal responsibilities of the Business Associate. PHI may only be disclosed to another person/entity for such purposes if:

  • PLUMBING RESTRICTIONS The following unacceptable plumbing practices are prohibited by State regulations.

  • Billing for Treatment and Payment Restrictions Grantees will;

  • Notification of Restrictions Notify the Business Associate of any restriction to the use or disclosure of PHI that County has agreed to in accordance with 45 CFR §164.522, to the extent that such restriction may affect the Business Associate’s use or disclosure of PHI.

  • Age Restrictions Drivers must be 21 years of age or over.

  • ACCEPTABLE USE RESTRICTIONS You must:

  • Funding Restrictions If the Plan is ever determined to be governed by ERISA, nothing herein shall be interpreted to prevent the Plan from complying with the benefit restrictions of Section 436 of the Internal Revenue Code of 1986, as amended, or any other applicable law, including all restrictions on lump sum payments.

  • DATABASE OF RESTRICTED SUPPLIER The process of restriction is used to exclude a company/person from conducting future business with Transnet and other organs of state for a specified period. No Bid shall be awarded to a Bidder whose name (or any of its members, directors, partners or trustees) appear on the Register of Tender Defaulters kept by National Treasury, or who have been placed on National Treasury’s List of Restricted Suppliers. Transnet reserves the right to withdraw an award, or cancel a contract concluded with a Bidder should it be established, at any time, that a bidder has been restricted with National Treasury by another government institution. Thus signed by the Parties and witnessed on the following dates and at the following places: For and on behalf of For and on behalf of TRANSNET SOC LTD …………………………………………………… duly authorised hereto duly authorised hereto Name: Name: Position: Position: Signature: Signature: Date: Date: Place: Place: AS WITNESS: AS WITNESS: Name: Name: Signature: Signature: AS WITNESS: AS WITNESS: Name: Name:

  • Use Restrictions (a) Company will not do or attempt to do, and Company will not permit any other person or entity to do or attempt to do, any of the following, directly or indirectly:

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