RECEIPT OF WRITTEN INFORMATION. By signing this Agreement, Client acknowledges receipt of VFA’s Form ADV Part 0X Xxxxxxxxxx Xxxxxxxx, XXX’s Form ADV Part 2B Brochure Supplement, and VFA’s Privacy Promise. These documents contain important information, including but not limited to information regarding the nature of VFA’s business, the services it offers, and the fees it charges for such services. Please read these documents carefully and contact your IAR if you have any questions. TO THE CLIENT: PLEASE READ CAREFULLY BEFORE SIGNING: Client acknowledges that VFA is relying upon the following representations of Client in undertaking this assignment. By signing below, Client represents: 1. Client has carefully read this Agreement and the Form ADV Part 2A, Form ADV Part 2B and/or any disclosure brochure of VFA, especially as related to conflicts of interest and the specific roles of VFA and IAR;
RECEIPT OF WRITTEN INFORMATION and Effectiveness of Agreement Client acknowledges receipt of, a) Royal Alliance Associates, Inc. Customer Agreement b) Advisor’s, Manager’s and Envestnet’s Form ADV, Part 2A or a disclosure statement containing the equivalent information, c) when applicable, the Form ADV, Part 2A or a disclosure statement containing the equivalent information of each SMA Account Investment Manager, d) Manager’s Form ADV Part 2A – Appendix 1 disclosure statement e) Manager’s and Advisor’s Privacy Policy, and f) Investment Adviser Representative’s Form ADV Part 2B. Client also acknowledges receipt of the Investment Strategy Proposal and Statement of Investment Selection both of which accompany this Agreement. Client acknowledges that it should refer to the portfolio performance disclosure(s) contained in the Notes section of the Investment Strategy Proposal document that was provided to Client for a more detailed explanation of the risks associated with the described investments. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of an oral contract, otherwise signified their acceptance, any other provisions of this contract notwithstanding.
RECEIPT OF WRITTEN INFORMATION. By signing this Agreement, Client acknowledges receipt of VFA’s Form ADV Part 0X Xxxxxxxxxx Xxxxxxxx, XXX’s Form ADV Part 2B Brochure Supplement, and VFA’s Privacy Promise. These documents contain important information, including but not limited to information regarding the nature of VFA’s business, the services it offers, and the fees it charges for such services. Please read these documents carefully and contact your IAR if you have any questions. TO THE CLIENT: PLEASE READ CAREFULLY BEFORE SIGNING: Client acknowledges that VFA is relying upon the following representations of Client in undertaking this assignment. By signing below, Client represents:
