Common use of Referral Fees Clause in Contracts

Referral Fees. If the Client was introduced to Xxxxxx Advisors through a Solicitor, Xxxxxx Advisors may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation as defined in this Agreement, and shall not result in any additional charge to the Client.

Appears in 3 contracts

Samples: Client Services Agreement, Client Services Agreement for Separately Managed Account(s), Client Services Agreement for Separately Managed Account(s)

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Referral Fees. If the Client was introduced to Xxxxxx Advisors Advisor through a Solicitor, Xxxxxx Advisors Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Advisers Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation Advisor’s compensation as defined in this Agreement, and shall not result in any additional charge to Client. Client acknowledges receipt of the Clientwritten disclosure statement disclosing the terms of the solicitation arrangement between Advisor and the Solicitor, including the compensation to be received by the Solicitor from Advisor.

Appears in 3 contracts

Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement

Referral Fees. If the Client was introduced to Xxxxxx Advisors the Advisor through a Solicitor, Xxxxxx Advisors the Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation Advisor’s compensation as defined in this Agreement, and shall not result in any additional charge to the Client. The Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the Advisor and the Solicitor, including the compensation to be received by the Solicitor from the Advisor.

Appears in 1 contract

Samples: Investment Advisory Agreement

Referral Fees. If the Client was introduced to Xxxxxx Advisors the Advisor through a Solicitor, Xxxxxx Advisors the Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation Advisor’s compensation as defined in this Agreement, Agreement and shall not result in any additional charge to the Client. SAFE Management does not engage Solicitors but may do so in the future.

Appears in 1 contract

Samples: Investment Advisory Agreement

Referral Fees. If the Client was introduced to Xxxxxx Advisors Advisor through a SolicitorSolicitor or Promoter, Xxxxxx Advisors Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Advisers Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation Advisor’s compensation as defined in this Agreement, and shall not result in any additional charge to Client. Client acknowledges receipt of the Clientwritten disclosure statement disclosing the terms of the solicitation arrangement between Advisor and the Solicitor, including the compensation to be received by the Solicitor from Advisor.

Appears in 1 contract

Samples: Investment Advisory Agreement

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Referral Fees. If the Client was introduced to Xxxxxx Advisors the Advisor through a Solicitor, Xxxxxx Advisors the Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Advisers Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Adviser Compensation as defined in this Agreement, and shall not result in any additional charge to the Client. The Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the Advisor and the Solicitor, including the compensation to be received by the Solicitor from the Advisor.

Appears in 1 contract

Samples: Investment Advisory Agreement

Referral Fees. If the Client was introduced to Xxxxxx Advisors the Advisor through a Solicitor, Xxxxxx Advisors the Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Advisor Compensation as defined in this Agreement, and shall not result in any additional charge to the Client.

Appears in 1 contract

Samples: Client Services Agreement

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