Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 25 contracts
Samples: Master Services Agreement (American Pension Investors Trust), Master Services Agreement (Carillon Series Trust), Master Services Agreement (Domini Investment Trust)
Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditorsauditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 15 contracts
Samples: Master Services Agreement (Cantor Fitzgerald Sustainable Infrastructure Fund), Master Services Agreement (Cantor Select Portfolios Trust), Master Services Agreement (Lind Capital Partners Municipal Credit Income Fund)
Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ AuditorsFund’s auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 3 contracts
Samples: Master Services Agreement (AOG Institutional Diversified Fund), Master Services Agreement (AOG Institutional Diversified Master Fund), Master Services Agreement (Volumetric Fund Inc)
Regulatory Reporting. Ultimus agrees to provide reports to the U.S. federal and applicable state authorities, including the SEC, and to the Funds’ Auditorsauditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 1 contract
Samples: Master Services Agreement (Atlas U.S. Tactical Income Fund)
Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ AuditorsFund’s IRPAF. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 1 contract
Samples: Master Services Agreement (Dynamic Alternatives Fund)
Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 1 contract
Regulatory Reporting. Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ AuditorsFund’s Auditor. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 1 contract
Samples: Master Services Agreement (Caldwell & Orkin Funds Inc)
Regulatory Reporting. Ultimus agrees to provide reports to the U.S. federal and applicable state authorities, including the SEC, and to the Funds’ Auditorsauditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares. 3.3.
Appears in 1 contract
Regulatory Reporting. Ultimus agrees to provide timely, accurate and complete reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.
Appears in 1 contract
Samples: Master Services Agreement (BondHouse Investment Trust)
