Forms N-CEN and N-PORT Sample Clauses
Forms N-CEN and N-PORT. 5.1. If Ultimus provides fund administration to the Trust or Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2. If Ultimus does not provide fund administration to the Trust or Fund, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. Red Cedar Fund Trust Fund Accounting Addendum November 1, 2019 Page 3 of 4 The parties duly executed this Fund Accounting Addendum as of November 1, 2019. Red Cedar Fund Trust on its own behalf and on behalf of the Funds Ultimus Fund Solutions, LLC By: /s/ Daxxx Xxxxxxx By: /s/ Gaxx Xxxxxxx Name: Daxxx Xxxxxxx Name: Gaxx Xxxxxxx Title: President Title: CEO and Managing Director Red Cedar Fund Trust Fund Accounting Addendum November 1, 2019 Page 4 of 4 This Fee Letter (this “Fee Letter”) applies to the Services provided by Ultimus Fund Solutions, LLC (“Ultimus”) to Red Cedar Fund Trust (the “Trust”) for the Funds listed on Schedule A (individually referred to herein as a “Fund” and collectively as the “Funds”) pursuant to that certain Master Services Agreement dated November 1, 2019, and the Fund Accounting Addendum dated November 1, 2019 (the “Agreement”). Capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
Forms N-CEN and N-PORT. 5.1. If Ultimus provides fund administration to the Trust or Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2. If Ultimus does not provide fund administration to the Trust or Fund, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. The parties duly executed this Fund Accounting Addendum as of September 22, 2020. By: /s/ X X Xxxxxx By: /s/ Xxxx Xxxxxxx Name: X X Xxxxxx Name: Xxxx Xxxxxxx Title: Chief Executive Officer Title: Chief Executive Officer XXXX Funds on its own behalf and on behalf of the Funds By: /s/ Xxxxx Job Name: Xxxxx Job Title: President This Fee Letter (this “Fee Letter”) applies to the Services provided by Ultimus Fund Solutions, LLC (“Ultimus”) to XXXX Investment Management, LLC (the “Adviser”) and XXXX Funds (the “Trust”) for the Funds listed on Schedule A (individually referred to herein as a “Fund” and collectively as the “Funds”) pursuant to that certain Master Services Agreement dated September 22, 2020, and the Fund Accounting Addendum dated September 22, 2020 (the “Agreement”). Capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
Forms N-CEN and N-PORT. 6.1. If Ultimus provides fund administration to the Trust or Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
6.2. If Ultimus does not provide fund administration to the Trust or Fund, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT.
Forms N-CEN and N-PORT. 5.1 If Service Provider also provides fund administration to the Trust or Fund, Service Provider will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2 If Service Provider does not provide fund administration to the Trust of Fund, Service Provider will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. The parties duly executed this Fund Accounting Addendum as of April 18, 2022. Name: Bx Xxxxxx Name: Cxxxx XxxXxxxx Title: Secretary Title: Managing Member This Addendum, dated April 18, 2022 is between IDX Funds (the “Trust”), on its own behalf and on behalf of the Funds listed in Scheduled A to that certain Master Services Agreement dated April 18, 2022, and Gryphon Fund Group, LLC (“Service Provider”). Capitalized terms used but not defined herein shall have the meanings set forth in the Master Services Agreement.
Forms N-CEN and N-PORT. A. Beginning on June 1, 2018, the Corporation agrees to pay Ultimus for any out-of-pocket expenses related to the preparation and filing of Form N-CEN and to meet the requirements of Rule 30a-l under the 1940 Act.
B. The Corporation agrees to pay Ultimus a one-time implementation fee of $3,000 per Fund and an annual fee (based on the schedule below), for preparing Form N-PORT and to meet the requirements of Rule 30b1-9 under the 1940 Act. The implementation fee shall be paid in two equal installments with the first payment due 60 days prior to the Corporation’s first fiscal year end after the compliance date for Form N-CEN, and the second payment due 60 days prior to the Corporation’s compliance date for Form N-PORT. In addition, the Corporation agrees to pay Ultimus an annual fee, beginning on the compliance date for Form N-PORT, of $6,000.
Forms N-CEN and N-PORT. 5.1 If Service Provider also provides fund administration to the Trust or Fund, Service Provider will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2 If Service Provider does not provide fund administration to the Trust of Fund, Service Provider will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. The parties duly executed this Fund Accounting Addendum as of May 1, 2021. By: /s/ Gxxx XxXxxxx By: /s/ Rxxxxxx Xxxxxxxx Name: Gxxx XxXxxxx Name: Rxxxxxx Xxxxxxxx Title: Chairman of the 360 Funds Title: Chief Executive Officer This Addendum, dated May 1, 2021. is between 360 Funds (the “Trust”), on its own behalf and on behalf of the Funds listed in Scheduled A to that certain Master Services Agreement dated May 1, 2021, and M3Sixty Administration, LLC (“Service Provider”). Capitalized terms used but not defined herein shall have the meanings set forth in the Master Services Agreement.
Forms N-CEN and N-PORT. The Trust, the Funds, or the Adviser agrees to pay Ultimus a one- time implementation fee of $3,000 per Fund and an annual fee per Fund (based on the schedule below) for preparing Form N-PORT and to meet the requirements of Rule 30b1-9 under the 1940 Act.
Forms N-CEN and N-PORT. 5.1 If Service Provider also provides fund administration to the Trust or Fund, Service Provider will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2 If Service Provider does not provide fund administration to the Trust of Fund, Service Provider will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. The parties duly executed this Fund Accounting Addendum as of June 28, 2023. By: /s/ Rxxxxxx Xxxxxxxx By: /s/ Rxxxxxx Xxxxxxxx Name: Rxxxxxx Xxxxxxxx Name: Rxxxxxx Xxxxxxxx Title: President Title: Chief Executive Officer By: /s/ Gxxx XxXxxxx Name: Gxxx XxXxxxx Title: Chief Executive Officer This Addendum, dated June 28, 2023. is between 360 Funds (the “Trust”), on its own behalf and on behalf of the Funds listed in Scheduled A to that certain Master Services Agreement dated June 28, 2023, and M3Sixty Administration, LLC (“Service Provider”). Capitalized terms used but not defined herein shall have the meanings set forth in the Master Services Agreement.
Forms N-CEN and N-PORT. 5.1 If Ultimus also provides fund administration to the Corporation, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2 If Ultimus does not provide fund administration to the Corporation, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. The parties duly executed this Fund Accounting Addendum as of 6/1/2018. By: By: Name: Xxxxx X. Xxxxxxxx Name: Xxxx Xxxxxxx Title: President Title: President This Fee Letter applies to the Services provided by Ultimus Fund Solutions, LLC (“Ultimus”) to Cornerstone Total Return Fund Inc., (the “Corporation”), pursuant to the Master Services Agreement, dated June 1, 2018, the Fund Accounting Addendum, dated June 1, 2018, and the Fund Administration Addendum dated June 1, 2018.
Forms N-CEN and N-PORT. 5.1. If Ultimus provides fund administration to the Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
5.2. If Ultimus does not provide fund administration to the Fund, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. Fund Accounting Addendum The parties duly executed this Fund Accounting Addendum as of September 30, 2019. By: /s/ Xxxxxx X. Xxxxxxxx By: /s/ Xxxx Xxxxxxx Name: Xxxxxx X. Xxxxxxxx Name: Xxxx Xxxxxxx Title: Chairman Title: CEO and Managing Director Fund Accounting Addendum This Fund Administration Addendum, dated September 30, 2019, is between The Xxxxxxxx Caribbean Basin Fund, Inc. (the “Fund”) and Ultimus Fund Solutions, LLC (“Ultimus”) pursuant to that certain Master Services Agreement dated September 30, 2019 (the “Agreement”).