Regulatory Reports and Filings. Assist in the preparation of (but not pay for) all periodic reports by the Company with respect to the Funds and all reports and filings required to maintain the registration and qualification of the Company and the Shares, or to meet other regulatory or tax requirements applicable to the Funds under federal and state securities and tax laws.
Regulatory Reports and Filings. Prepare and file (as required) or arrange for others to prepare and file, but not pay for, all tax returns with respect to the Trust, all proxy statements with respect to the Funds, all periodic reports by the Trust with respect to the Funds, and all reports and filings required to maintain the registration and qualification of the Trust and the Shares, or to meet other regulatory or tax requirements applicable to the Funds under federal and state securities and tax laws.
Regulatory Reports and Filings. HCC agrees that through the Effective Time, each of its reports and other filings and the reports and filing of HBC and its Subsidiaries required to be filed with any Governmental Entity will comply in all material respects with all of the applicable Law of such Governmental Entity with which it will be filed and none of the reports or other filings will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they will be made, not misleading. Any financial statement contained in any such report, or other filing that is intended to present the financial position of HCC or HBC and its Subsidiaries (or as on a consolidated basis) will fairly present in all material respects the financial position of HCC and HBC and their Subsidiaries (or as on a consolidated basis) and will be prepared in accordance with GAAP. Notwithstanding anything to the contrary set forth in this Section 4.13. HCC makes no representation or warranty with respect to any information supplied by Focus for inclusion in any such reports.
Regulatory Reports and Filings. 10 (k) Changes Since September 30, 2000. . . . . . . . . . 11 (l) Properties. . . . . . . . . . . . . . . . . . . . . 11 (i) Real Estate and Mortgages . . . . . . . . . . 11 (ii) Investments . . . . . . . . . . . . . . . . . 12 (iii) Title to Property; Zoning . . . . . . . . . . 12 (m) Environmental Laws. . . . . . . . . . . . . . . . . 12 (n) Proprietary Rights. . . . . . . . . . . . . . . . . 13 (o) Agreements. . . . . . . . . . . . . . . . . . . . . 13 -i-
Regulatory Reports and Filings. Focus agrees that through the Effective Time, the Focus Reports and other filings and the reports and filings of its Subsidiaries required to be filed with any Governmental Entity will comply in all material respects with all of the applicable Law of such Governmental Entity with which it will be filed and none of the Focus Reports or other filings will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they will be made, not misleading. Any financial statement contained in any such report, or other filing that is intended to present the financial position of Focus and its Subsidiaries (on a consolidated basis) will fairly present in all material respects the financial position of Focus and its Subsidiaries (on a consolidated basis), and will be prepared in accordance with GAAP. Notwithstanding anything to the contrary set forth in this Section 3.27, Focus makes no representation or warranty with respect to any information supplied by HCC or HBC for inclusion in such reports.
Regulatory Reports and Filings. MLB agrees that through the Effective Time, each of the MLB Reports will comply in all material respects with all of the applicable Laws of such Governmental Entity with which such MLB Reports will be filed and none of MLB Reports will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they will be made, not misleading. Any financial statement contained in any such MLB Reports, or other filing that is intended to present the financial position of MLB will fairly present in all material respects the financial position of MLB and will be prepared in accordance with GAAP. Notwithstanding anything to the contrary set forth in this Section 3.27, MLB makes no representation or warranty with respect to any information supplied by OVB or OVCB for inclusion in such MLB Reports.
Regulatory Reports and Filings. Provides relevant financial information for preparation of general account and separate account convention blanks.
Regulatory Reports and Filings. Assist in the preparation of all periodic reports by the Trust with respect to the Funds and all reports and filings required to maintain the registration and qualification of the Trust and the shares, or to meet other regulatory or tax requirements applicable to the Funds under federal and state securities and tax laws.
Regulatory Reports and Filings. UAB agrees that through the Effective Time, the UAB Reports and other filings and the reports and filings required to be filed with any Governmental Entity will comply in all material respects with all of the applicable Law of such Governmental Entity with which it will be filed and none of the UAB Reports or other filings will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they will be made, not misleading. Any financial statement contained in any such report, or other filing that is intended to present the financial position of UAB will fairly present in all material respects the financial position of UAB, and will be prepared in accordance with GAAP. Notwithstanding anything to the contrary set forth in this Section 3.26, UAB makes no representation or warranty with respect to any information supplied by HCC or HBC for inclusion in such reports.
Regulatory Reports and Filings. 1. Provides relevant financial information for preparation of general account and separate account convention blanks.
2. Prepare Federal Tax Reports 1099-R, W-2P, W-2 and 5498 for contract owners as required. Mails to contract owners and appropriate authorities.
3. Responds to any requests from plan administrators or trustees for information affecting the plan or participants for qualified plans.
4. Responds to requests for calculations applicable to annuity payments as may be necessary for tax calculations.
5. Provides relevant financial data for preparation of Separate Account Annual SEC Reports and any other reports or filings required for registered investment companies.
6. Drafts and files Registration Statements and other SEC related documents, where required, and performs services necessary to meet SEC requirements with respect to any of the Policies which are variable contracts.
7. Prepares and submits all state insurance regulatory policy form filings required with respect to the Policies.
