Regulatory Services. (Optional Services) a) Review existing investor accounts including collection, review and validation of investor information including tax withholding certificates (W8s and W9s) and self-certifications and GIIN numbers to comply with the requirements of U.S. FATCA, U.K. CDOT or any other Model 1 Intergovernmental agreements b) Onboard new investors including collection, review and validation of investor information including tax withholding certificates (W8s and W9s) and self-certifications and GIIN numbers to comply with the requirements of U.S. FATCA, U.K. CDOT or any other Model 1 Intergovernmental agreements c) Provide ongoing investor monitoring including changes in circumstance, tax withholding certificates and GIIN numbers
Appears in 6 contracts
Samples: Administrative Services Agreement (Aetos Long/Short Strategies Fund LLC), Administrative Services Agreement (Aetos Multi-Strategy Arbitrage Fund LLC), Administrative Services Agreement (Aetos Distressed Investment Strategies Fund LLC)
