REGULATORY/STATEMENT REPORTS Sample Clauses

REGULATORY/STATEMENT REPORTS. NATIONWIDE NISC - Prepares and files Separate Account Annual Statements. - Prepares and files periodic FOCUS Reports with the NASDR and SEC, as applicable. - Prepares and mails the appropriate, required IRS reports at the Contract Owner level. Files same with required regulatory agencies. - Prepares and files annual audited financial statements with required regulatory agencies. - Prepares and files form N-SAR for the Separate Account.
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REGULATORY/STATEMENT REPORTS. 1. Collates relevant financial information for preparation of convention blanks for Variable Account.
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REGULATORY/STATEMENT REPORTS. 1. Prepare IRS reports for contract owners who received annuity payments or distributions. Mails to contract owners and transmits to IRS.
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REGULATORY/STATEMENT REPORTS. NATIONWIDE - Prepares and files Separate Account Annual Statements. - Prepares and mails the appropriate required IRS reports at the Contract Owner level. Files same with required regulatory agencies. - Prepares and files form N-SAR for the Separate Account. NAS - Prepares and files form N-SAR for the Funds.
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REGULATORY/STATEMENT REPORTS. 1. Provide data for Separate Account Exhibit for PRESIDENTIAL LIFE INSURANCE COMPANY'S annual reporting.
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REGULATORY/STATEMENT REPORTS. 1. Provide data for Separate Account Exhibit for PRESENDENTIAL LIFE INSURANCE COMPANY'S annual reporting.
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REGULATORY/STATEMENT REPORTS. A. Collates relevant financial information for preparation of separate account convention blanks.
Sample 1
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REGULATORY/STATEMENT REPORTS. FINANCIAL HORIZONS NFS - Prepares and files Separate Account Annual Statements. - Prepares and mails the appropriate, required IRS reports at the Contract Owner level. Files same with required regulatory agencies. - Prepares and files form - Prepares and files form N-SAR for the Separate N-SAR for the Funds. Account.
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REGULATORY/STATEMENT REPORTS 
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Related to REGULATORY/STATEMENT REPORTS

  • Regulatory Reports (a) Since January 1, 2009 Seller has filed or furnished on a timely basis with the Commission all final registration statements, prospectuses, annual, quarterly or current reports and definitive proxy statements or other communications (other than general advertising materials), forms, reports, schedules, statements or other documents required to be filed or furnished by it pursuant to the Securities Act of 1933, as amended (the “1933 Act”), the Securities Exchange Act of 1934, as amended (the “1934 Act”), or the rules and regulations promulgated by the Commission (all such filed or furnished documents, together with all exhibits and schedules thereto and all information incorporated therein by reference, the “Seller SEC Documents”). Seller has previously delivered or made available to Acquiror an accurate and complete copy of each such Seller SEC Document. As of their respective filing dates (and, in the case of registration statements and proxy statements, as of the dates of their effectiveness and the dates of mailing, respectively), except to the extent that any Seller SEC Document has been amended by a subsequently filed Seller SEC Document prior to the date hereof, in which case, as of the date of such amendment, each such final registration statement, prospectus, annual, quarterly or current report and proxy statement or other communication, form, report, schedule, statement or other document, as of its date, complied in all material respects with all applicable Laws (including, without limitation, the 1933 Act, the 1934 Act and the Xxxxxxxx-Xxxxx Act of 2002, as amended) and did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading; provided, that information as of a later date filed publicly shall be deemed to modify information as of an earlier date. To the Knowledge of Seller, there is no fact or circumstance that, individually or in the aggregate, materially and adversely has affected, is so affecting or could reasonably be expected in the future to so affect, the business, financial condition, results of operations or prospects of Seller and Seller Sub, taken individually or as a whole, that is required to be disclosed under the 1933 Act or the 1934 Act but has not been disclosed in such final registration statement, prospectus, annual, quarterly or current reports and definitive proxy statement or other communications, forms, reports, schedules, statements or other documents. None of Seller’s Subsidiaries is required to file periodic reports with the Commission.

  • EXPLANATORY STATEMENT a. Employer is engaged in the business of brewing, packaging, marketing, and distributing alcoholic malt beverages and other beverages.

  • Statutory Statements As soon as available and in any event within 20 days after submission, each statutory statement of the Loan Parties (or any of them) in the form submitted to The Insurance Division of the Office of Registrar of Companies of Bermuda.

  • Progress Reports 8. Within 30 days after the end of each calendar quarter following the date of this Agreement, the board of directors shall submit to the Reserve Bank written progress reports detailing the form and manner of all actions taken to secure compliance with the provisions of this Agreement and the results thereof, and a parent company only balance sheet, income statement, and, as applicable, report of changes in stockholders’ equity. Approval and Implementation of Plan

  • Development Reports Beginning six months after Effective Date and ending on the date of first commercial sale of a Licensed Product in the United States, LICENSEE shall report to Cornell progress covering LICENSEE's (and Affiliate's and Sublicensee's) activities and efforts in the development of rights granted to LICENSEE under this Agreement for the preceding six months. The report shall include, but not be limited to, activities and efforts to develop and test all Licensed Products and obtain governmental approvals necessary for marketing the same. Such semi-annual reports shall be due within sixty days (60) of the reporting period and shall use the form as provided herein as Appendix C.

  • Payment; Reports 11 3.12 Exchange Rate; Manner and Place of Payment............................ 11 3.13

  • Royalty Reports After the first commercial sale of a Licensed Product anywhere in the world, LICENSEE shall submit to UNIVERSITY quarterly royalty reports on or before each February 28, May 31, August 31 and November 30 of each year. Each royalty report shall cover LICENSEE’s (and each Affiliate’s and Sublicensee’s) most recently completed calendar quarter and shall show:

  • Adjustment Reports All Mortgage Interest Rate and Monthly Payment adjustments must be reported to the Master Servicer in a ARM Loan change report.

  • Research Reports Distributor acknowledges that Dealer may prepare research reports relating to the Fund that are not to be used for marketing purposes (“Research Reports”). Distributor hereby authorizes Dealer to use the name of the Fund, Distributor and BAAM in Research Reports.

  • Auditor's Reports Promptly upon receipt thereof, a copy of any other report or "management letter" submitted by independent accountants to any Consolidated Party in connection with any annual, interim or special audit of the books of such Person.

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