Related to Portfolio Management. 3. (a) The United States shall allow, in a manner consistent with Article 10.1, a financial Institution (other than a trust company or insurance company), organized outside its territory, to provide investment advice and portfolio management services, excluding (1) custodial services, (2) trustee services, and (3) execution services that are not related to managing a collective investment scheme, to a collective investment scheme located in the territory of the United States.
Appears in 2 contracts
Samples: Trade Agreement, Trade Agreement
Related to Portfolio Management. 3. (a) The United States shall allow, in a manner consistent with Article 10.1, a financial Institution institution (other than a trust company or insurance company), organized outside its territory, to provide investment advice and portfolio management services, excluding (1) custodial services, (2) trustee services, and (3) execution services that are not related to managing a collective investment scheme, to a collective investment scheme located in the territory of the United States.. (b) For purposes of this paragraph, collective investment scheme means an investment company registered with the Securities and Exchange Commission under the Investment Company Act of 1940. ANNEX 10D
Appears in 1 contract
Samples: Free Trade Agreement
Related to Portfolio Management. 3. (a) The United States shall allow, in a manner consistent with Article 10.1, a financial Institution institution (other than a trust company or insurance company), organized outside its territory, to provide investment advice and portfolio management services, excluding (1) custodial services, (2) trustee services, and (3) execution services that are not related to managing a collective investment scheme, to a collective investment scheme located in the territory of the United States.
Appears in 1 contract
Samples: Trade Agreement
Related to Portfolio Management. 3. (a) The United States shall allow, in a manner consistent with Article 10.1, a financial Institution institution (other than a trust company or insurance company), organized outside its territory, to provide investment advice and portfolio management services, excluding (1) custodial services, (2) trustee services, and (3) execution services that are not related to managing a collective investment scheme, to a collective investment scheme located in the territory of the United States.excluding
Appears in 1 contract
Samples: Free Trade Agreement
