Common use of Relating to verification Clause in Contracts

Relating to verification. a. You fully cooperate with reasonable efforts by Interactive Advisors to evaluate your performance under this Agreement, including the accuracy and completeness of your representations and warranties. Appendix D: Portfolio Manager Violations - Trading Platform List of Violations Category Front-running Compliance Incomplete Form ADV or other registration filing Compliance Xxxxxxx Xxxxxxx Compliance Direct engagement with Interactive Advisors Clients Legal Unresponsive: Lack of response to Interactive Advisors inquiries/requests (trading/account-related, e.g., trade errors) Engagement Deviation: Material change in investment strategy Investment Change Deviation: Day-trading when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not be doing any day trading in the portfolio (1 day trade is enough) Investment Change Deviation: Shorting when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not short Investment Change Deviation: Using leverage when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not use leverage Investment Change Deviation: Investing in security types other than those Portfolio Manager represented to Interactive Advisors would be traded Investment Policy Investing outside the trading rules regarding average daily volume of securities defined as Appendix A Investment Policy Investing: Increasing permissions (e.g., margin) in IB account without notice to Interactive Advisors Investment Policy Removal of funds from IB account without notice Engagement Too frequent deposit/withdrawals of cash per month Engagement

Relating to verification. a. You fully cooperate with reasonable efforts by Interactive Advisors to evaluate your performance under this Agreement, including the accuracy and completeness of your representations and warranties. Appendix APPENDIX D: Portfolio Manager Violations - Trading Platform List of Violations Category Front-running Compliance Incomplete Form ADV or other registration filing Compliance Xxxxxxx Xxxxxxx Compliance Direct engagement with Interactive Advisors Clients Legal Unresponsive: Lack of response to Interactive Advisors inquiries/requests (trading/account-related, e.g., trade errors) Engagement Deviation: Material change in investment strategy Investment Change Deviation: Day-trading when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not be doing any day trading in the portfolio (1 day trade is enough) Investment Change Deviation: Shorting when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not short Investment Change Deviation: Using leverage when Portfolio Manager represented to Interactive Advisors that Portfolio Manager would not use leverage Investment Change Deviation: Investing in security types other than those Portfolio Manager represented to Interactive Advisors would be traded Investment Policy Investing outside the trading rules regarding average daily volume of securities defined as Appendix A Investment Policy Investing: Increasing permissions (e.g., margin) in IB account without notice to Interactive Advisors Investment Policy Removal of funds from IB account without notice Engagement Too frequent deposit/withdrawals of cash per month EngagementEngagement APPENDIX E: Fees Covestor Limited doing business as Interactive Advisors will pay you Fees for the Data as follows: