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Common use of Reports and Meetings Clause in Contracts

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser shall make available in person to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund and the services provided by Sub-adviser hereunder.

Appears in 16 contracts

Samples: Investment Sub Advisory Agreement (Thrivent Mutual Funds), Investment Sub Advisory Agreement (Thrivent Mutual Funds), Investment Sub Advisory Agreement (Thrivent Mutual Funds)

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser shall make available in person to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser hereunder.

Appears in 8 contracts

Samples: Investment Sub Advisory Agreement (Thrivent Series Fund Inc), Investment Sub Advisory Agreement (Thrivent Series Fund Inc), Investment Sub Advisory Agreement (Thrivent Series Fund Inc)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: , compliance reporting and certification certifications with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser Subadviser shall make available in person or via telephone to the Board and to Adviser personnel of Sub-adviser Subadviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund and the services provided by Sub-adviser Subadviser hereunder, provided that, the portfolio manager of the Fund shall not be required to attend in person more than one meeting per calendar year.

Appears in 2 contracts

Samples: Investment Subadvisory Agreement (Thrivent Mutual Funds), Investment Subadvisory Agreement (Thrivent Mutual Funds)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser Subadviser shall make available in person or via telephone to the Board and to Adviser personnel of Sub-adviser Subadviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser Subadviser hereunder, provided that, the portfolio manager of the Portfolio shall not be required to attend in person more than one meeting per calendar year.

Appears in 2 contracts

Samples: Investment Subadvisory Agreement (Thrivent Series Fund Inc), Investment Subadvisory Agreement (Thrivent Series Fund Inc)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser Subadviser shall make available in person or via telephone to the Board and to Adviser personnel of Sub-adviser Subadviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser Subadviser hereunder, provided that, the portfolio manager of the Portfolio shall not be required to attend in person more than one meeting per calendar year.

Appears in 2 contracts

Samples: Investment Subadvisory Agreement (Lb Series Fund Inc/), Investment Subadvisory Agreement (Lb Series Fund Inc/)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation Determinations 8. Illiquid Securities B. Sub-adviser Subadviser shall make available in person to the Board and to Adviser personnel of Sub-adviser Subadviser, as the Board or Adviser may reasonably request request, to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser Subadviser hereunder.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Thrivent Series Fund Inc)

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser shall make available in person to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser hereunder.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Lb Series Fund Inc)

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser shall make available in person or via telephone to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser hereunder, provided that, the portfolio manager of the Portfolio shall not be required to attend in person more than one meeting per calendar year.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Lb Series Fund Inc/)

Reports and Meetings. A. Sub-adviser shall timely furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: , compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Bunched Trades 5. Prospectus Compliance 56. Code of Ethics 67. Soft Dollar Usage 78. Price Overrides/Fair Valuation Determinations 9. Anti-Money Laundering B. Sub-adviser shall make available in person to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund and the services provided by Sub-adviser hereunder.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Homestead Funds Inc)

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser shall make available in person to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-Sub- adviser hereunder.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Lb Series Fund Inc/)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser Subadviser shall make available in person to the Board and to Adviser personnel of Sub-adviser Subadviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser Subadviser hereunder.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Lb Series Fund Inc/)

Reports and Meetings. A. Sub-adviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, may reasonably require, including, without limitation: compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions 2. Affiliated Underwritings 3. Cross Transactions 4. Prospectus Compliance 5. Code of Ethics 6. Soft Dollar Usage 7. Price Overrides/Fair Valuation DeterminationsRecommendations B. Sub-adviser shall make available in person as mutually agreed upon to the Board and to Adviser personnel of Sub-adviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolio and the services provided by Sub-adviser hereunder.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Thrivent Series Fund Inc)

Reports and Meetings. A. Sub-adviser Subadviser shall furnish to the Board or Adviser, or both, as appropriate, such information, reports, evaluations, analyses and opinions as are required by law or that the Board or Adviser, as appropriate, and Subadviser may reasonably requiremutually agree upon, including, without limitation: certain compliance reporting and certification with respect to: 1. Affiliated Brokerage Transactions Transactions 2. Affiliated Underwritings Underwritings 3. Cross Transactions Transactions 4. Prospectus Compliance Compliance 5. Code of Ethics Ethics 6. Soft Dollar Usage Usage 7. Price Overrides/Fair Valuation Determinations B. Sub-adviser Subadviser shall make available in person to the Board and to Adviser personnel of Sub-adviser Subadviser as the Board or Adviser may reasonably request to review the investments and the investment program of the Fund Portfolios and the services provided by Sub-adviser Subadviser hereunder.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Lb Series Fund Inc/)