Reports and Voting of Securities Sample Clauses

Reports and Voting of Securities. The Custodian shall deliver, or cause to be delivered by mail or electronically, to the Employee or, if applicable, his or her Beneficiary, all notices, prospectuses, financial statements and other reports to shareholders, proxies and proxy soliciting materials relating to the shares of the Funds(s) credited to the Custodial Account. The Custodian shall vote any shares held in the Account in accordance with the timely written instructions of the Employee if received. If no timely written voting instructions are received from the Employee (or his or Beneficiary), the Employee (or his or her Beneficiary) agrees that the Custodian may vote such unvoted shares as instructed by the Fund Distributor, which may include voting in the same proportion of shares of the Fund for which written voting instructions were timely received by the Fund (or its agent) from the Fund’s other shareholders or in accordance with the recommendations of the Fund’s board of directors in the relevant proxy soliciting materials. In the latter case, the Custodian shall have no responsibility to separately review or evaluate the Fund’s board of directors’ voting recommendations nor have any liability for following the Employee’s instruction to follow the Fund’s board of directors’ recommendation.
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Reports and Voting of Securities. The Custodian shall deliver to the Employee all notices, reports, prospectuses, financial statements, proxies and proxy-soliciting materials received by it as to investments made for the Employee's Account. The Custodian shall vote all shares only in accordance with the instructions of the Employee as expressed in the executed proxy. If the Employee desires to attend a meeting at which securities held in this account may be voted, the Custodian shall furnish a proxy at the Employee's request.
Reports and Voting of Securities. The Custodian shall deliver to the Employee or to the Employee's designated beneficiary all notices, reports, prospectuses, financial statements, proxies and proxy-soliciting materials received by it as to investments made for the Employee's Account. The Custodian shall vote all shares only in accordance with the written instructions of the Employee or the Employee's designated beneficiary. If the Employee desires to attend a meeting at which securities held in his Account may be voted, the Custodian shall furnish a proxy at the Employee's request. --------------------------------------------------------------------------------
Reports and Voting of Securities. The Custodian shall deliver to the Employee or, if applicable, his other Beneficiary, any notices, prospectuses, financial statements, Proxies and proxy solicitation materials received by it with respect to investments made for the Employee's Account.
Reports and Voting of Securities. The Custodian shall deliver, or cause to be delivered by mail or electronically, to the Employee or, if applicable, his or her Beneficiary, all notices, prospectuses, financial statements and other reports to shareholders, proxies and proxy soliciting materials relating to the shares of the Funds(s) credited to the Custodial Account. The Custodian (or, as applicable, Hartford Funds Management Company, LLC or an affiliate thereof) shall vote only those securities and Fund shares with respect to which it has received timely directions from the Employee (or the Employee’s authorized agent or Beneficiary); provided, however, that by establishing (or having established) the Account, the Employee authorizes Hartford Funds Management Company, LLC and its affiliates to vote any securities or Fund shares held in the Account on the applicable record date, for which no timely instructions are received, as follows:
Reports and Voting of Securities. The Custodian shall deliver, or cause to be delivered by mail or electronically, to the Employee or, if applicable, his or her Beneficiary, all notices, prospectuses, financial statements and other reports to shareholders, proxies and proxy soliciting materials relating to the shares of the Funds(s)
Reports and Voting of Securities. The Custodian will deliver (or direct the delivery) to the Employee all notices or reports to shareholders, prospectuses, financial state- ments, proxies and proxy solicitation materials received by it with respect to shares of a Fund held in the Employee’s Account. The Custodian will vote shares in accordance with the timely instructions of the Employee as expressed in an executed proxy, if received timely by the Custodian. If no timely written instructions are received from the Employee, the Custodian will not vote the shares in the Account.
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Related to Reports and Voting of Securities

  • Voting of Securities As long as no Event of Default exists, Debtor is entitled to exercise all voting Rights pertaining to any Pledged Securities and Partnership/Limited Liability Company Interests; provided however, that no vote shall be cast or consent, waiver, or ratification given or action taken without the prior written consent of Secured Party which would be inconsistent with or violate any provision of this Security Agreement or any other Loan Document; and provided further that Debtor shall give Secured Party at least five Business Days’ prior written notice in the form of an officers’ certificate of the manner in which it intends to exercise, or the reasons for refraining from exercising, any voting or other consensual Rights pertaining to the Collateral or any part thereof which might have a Material Adverse Effect on the value of the Collateral or any part thereof. If an Event of Default exists and if Secured Party elects to exercise such Right, the Right to vote any Pledged Securities shall be vested exclusively in Secured Party. To this end, Debtor hereby irrevocably constitutes and appoints Secured Party the proxy and attorney-in-fact of Debtor, with full power of substitution, to vote, and to act with respect to, any and all Collateral that is Pledged Securities standing in the name of Debtor or with respect to which Debtor is entitled to vote and act, subject to the understanding that such proxy may not be exercised unless an Event of Default exists. The proxy herein granted is coupled with an interest, is irrevocable, and shall continue until the Obligations have been paid and performed in full.

  • Listing of Securities The Company agrees, (i) if the Company applies to have the Common Stock traded on any other Trading Market, it will include in such application the Shares and Warrant Shares, and will take such other action as is necessary or desirable to cause the Shares and Warrant Shares to be listed on such other Trading Market as promptly as possible, and (ii) it will take all action reasonably necessary to continue the listing and trading of its Common Stock on a Trading Market and will comply in all material respects with the Company’s reporting, filing and other obligations under the bylaws or rules of the Trading Market.

  • Offering of Securities Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Preferred Shares under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Preferred Shares to Treasury pursuant to this Agreement to the registration requirements of the Securities Act.

  • Reservation and Listing of Securities (a) The Company shall maintain a reserve from its duly authorized shares of Common Stock for issuance pursuant to the Transaction Documents in such amount as may be required to fulfill its obligations in full under the Transaction Documents.

  • Pricing of Securities A. For each valuation date, USBFS shall obtain prices from a pricing source recommended by USBFS and approved by the Board of Trustees and apply those prices to the portfolio positions of the Fund. For those securities where market quotations are not readily available, the Board of Trustees shall approve, in good faith, procedures for determining the fair value for such securities. If the Trust desires to provide a price that varies from the price provided by the pricing source, the Trust shall promptly notify and supply USBFS with the price of any such security on each valuation date. All pricing changes made by the Trust will be in writing and must specifically identify the securities to be changed by CUSIP, name of security, new price or rate to be applied, and, if applicable, the time period for which the new price(s) is/are effective.

  • Authorization of Securities The Securities to be sold by the Company under this Agreement have been duly authorized for issuance and sale to the Underwriters pursuant to this Agreement and, when issued and delivered by the Company pursuant to this Agreement against payment of the consideration set forth herein, will be validly issued, fully paid and non-assessable; no holder of the Securities is or will be subject to personal liability by reason of being such a holder; and the issuance and sale of the Securities to be sold by the Company under this Agreement are not subject to any preemptive rights, rights of first refusal or other similar rights of any securityholder of the Company or any other person.

  • Form of Securities Bearer Security. The Securities will be issued in global bearer form, evidenced on issue by a Temporary Bearer Global Security. Beneficial interests in a Temporary Bearer Global Security will be exchangeable for beneficial interests in a Permanent Bearer Global Security on or after the date which is 40 days after the date on which the Temporary Bearer Global Security is issued and upon certification as to non-U.S. beneficial ownership as required by U.S. Treasury regulations.

  • Ownership of Securities The Trustee, any authenticating agent, any paying agent, any Security Registrar or any other agent of the Company or of the Trustee, in its individual or any other capacity, may become the owner or pledgee of Securities and coupons with the same rights it would have if it were not Trustee, authenticating agent, paying agent, Security Registrar or such other agent of the Company or of the Trustee.

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