Risk Disclosure Statement Acknowledgement Sample Clauses

Risk Disclosure Statement Acknowledgement. The undersigned hereby acknowledges that he/she/they have received a copy of the DGCX Risk Disclosure Statement and that they have read and understood it. Name Name Signature Signature Date Date *Note: This acknowledgement is to be signed by the Account Holder (in the case an Account held by one individual), or by all Account Holders (in the case of an account held by more than one individual). Where an Account is held by a corporation, this acknowledgement is to be signed by two Directors of the corporation or otherwise in accordance with a resolution by the board directors of the corporation ADDITIONAL REQUIREMENTS RELATED TO TRADING OF SINGLE STOCK FUTURES (SSF) This document contains additional requirements that must be disclosed, read, and understood by the Client wishing to engage in the trading of Single Stock Futures (SSF) on DGCX. Clients are required to sign and acknowledge this statement prior to commencement of trading SSF Contracts on DGCX. The Client understands fully the risks associated with trading derivatives on such underlying equities:
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Risk Disclosure Statement Acknowledgement. The undersigned hereby acknowledges that he/she/they have received a copy of the DGCX Risk Disclosure Statement and that they have read and understood it. Signed* : Print Name : Date : Signed* : Print Name : Date : *Note : This acknowledgement is to be signed by the Account Holder (in the case an Account held by one individual), or by all Account Holders (in the case of an account held by more than one individual). Where an Account is held by a corporation, this acknowledgement is to be signed by two Directors of the corporation or otherwise in accordance with a resolution by the board directors of the corporation.
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Risk Disclosure Statement Acknowledgement. The undersigned hereby acknowledges that he/she/they have received a copy of the DGCX Risk Disclosure Statement and that they have read and understood it. Signed* : P rint Name : D ate : Signed* : P rint Name : D ate : Signed* : P rint Name : D ate : Signed* : P rint Name : D ate : *Note: This acknowledgement is to be signed by the Account Holder (in the case of an Account held by one individual), or by all Account Holders (in the case of an Account held by more than one individual). Where an Account is held by a corporation, this acknowledgement is to be signed by two Directors of the corporation or otherwise in accordance with a resolution by the board directors of the corporation. ADDITIONAL REQUIREMENTS RELATED TO TRADING OF SINGLE STOCK FUTURES (SSF) This document contains additional requirements that must be disclosed, read, and understood by the Client wishing to engage in the trading of Single Stock Futures (SSF) on DGCX. Clients are required to sign and acknowledge this statement prior to the commencement of trading SSF Contracts on DGCX. The Client understands fully the risks associated with trading derivatives on such underlying equities: DGCX does not list or trade cash equities as primary exchange. The underlying equity to the Single Stock Futures will be listed in the underlying country which could potentially lead to additional risk elements which should be carefully considered before engaging in trading the SSF contracts. Client is aware of the risks associated with delays in disclosure information wherein under certain market conditions; the prices of SSF Contracts on DGCX may not maintain their expected relationships to its underlying security prices. These pricing disparities could occur due to a variety of reasons and have an impact of both positions and active orders in SSF Contracts. These conditions include but are not limited to: delay in the information availability about the corporate action announcement or associated price-sensitive news in the underlying security, the primary market for the underlying securities is closed or halted, the primary market for a given Single Stock Futures contract or underlying securities is illiquid. The Client is advised of the following regulatory requirements, which must be met in order to engage in trading of SSF on DGCX, and as mandated by the Securities and Commodities Authority (SCA): Client must have cash or investments in financial assets of a minimum value of AED 100,000. Client must have ...
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Risk Disclosure Statement Acknowledgement. The undersigned hereby acknowledges that he/she/they have received a copy of the DGCX Risk Disclosure Statement and that they have read and understood it. SIGNED*: PRINT NAME: DATE: SIGNED*: PRINT NAME: DATE: SIGNED*: PRINT NAME: DATE: SIGNED*: PRINT NAME: DATE: *NOTE: This acknowledgement is to be signed by the Account Holder (in the case an Account held by one individual), or by all Account Holders (in the case of an account held by more than one individual). Where an Account is held by a corporation, this acknowledgement is to be signed by two Directors of the corporation or otherwise in accordance with a resolution by the board directors of the corporation ADDITIONAL REQUIREMENTS RELATED TO TRADING OF SINGLE STOCK FUTURES(SSF) REQUIREMENTS RELATED TO TRADING OF SINGLE STOCK FUTURES (SSF) This document contains additional requirements that must be disclosed, read, and understood by the Client wishing to engage in the trading of Single Stock Futures (SSF) on DGCX. Clients are required to sign and acknowledge this statement prior to commencement of trading SSF Contracts on DGCX. The Client understands fully the risks associated with trading derivatives on such underlying equities:
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Related to Risk Disclosure Statement Acknowledgement

  • Risk Disclosure Statement Counterparty represents and warrants that it has received, read and understands the OTC Options Risk Disclosure Statement provided by Dealer and a copy of the most recent disclosure pamphlet prepared by The Options Clearing Corporation entitled “Characteristics and Risks of Standardized Options”.

  • Disclosure Statement A disclosure statement of the Property signed and dated by the Seller;

  • Risk Acknowledgement The Sub-Adviser makes no representation or warranty, express or implied, that any level of performance or investment results will be achieved by the Fund, whether on a relative or absolute basis. The Adviser understands that investment decisions made for the Fund by the Sub-Adviser are subject to various market, currency, economic, political, business and structure risks and that those investment decisions will not always be profitable.

  • Risk Disclosure 11.1 The Investment Adviser’s attention is drawn to Schedule 3 which provides important information as to the nature and risks of certain investments which may comprise a Portfolio and a description of certain provisions of the industry standard master agreements and their consequences. The Investment Adviser represents and warrants to the Local Manager that it has read, understood, and accepts the provisions of Schedule 3. Annex-5 Schedule 1 ORDER EXECUTION POLICY DISCLOSURE STATEMENT Transaction Execution Arrangements Xxxxxx Xxxxxxx Investment Management Limited ( the “Local Manager”) has established and implemented transaction execution arrangements that are designed to allow the Local Manager to take all reasonable steps to obtain the best possible result when executing or placing orders as portfolio manager on behalf of its clients in relation to financial instruments that form part, or may become part, of one or more investment portfolios managed by the Local Manager for that or those clients (each a “Transaction”). For the purposes of this document: any reference to the Local Manager “executing an order” is a reference to the Local Manager, as agent, entering into a Transaction on behalf of a client with another person that acts as principal to that Transaction, any reference to the Local Manager “placing an order” is a reference to the Local Manager, as agent, arranging for a Transaction to be entered into by another person that acts as agent on behalf of a client when entering into that Transaction, and any reference to the Local Manager “effecting a Transaction” is a reference to the Local Manager either placing or executing an order. As part of its transaction execution arrangements, the Local Manager has an order execution policy in place that is designed to ensure that the Local Manager complies with its duty to obtain the best possible result when effecting a Transaction for one or more clients (the “Order Execution Policy”). This document is intended to provide the Local Manager’s clients with a summary of the Local Manager’s Order Execution Policy. Nothing herein is intended to place upon the Local Manager fiduciary or other duties or responsibilities over and above the specific obligations provided for in the investment management agreement between the Local Manager and a client.

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