Common use of RISK OF MARGIN TRADING Clause in Contracts

RISK OF MARGIN TRADING. 3.1 The risk of loss in financing a transaction by deposit of collateral is significant. Client may sustain losses in excess of client’s cash and any other assets deposited as collateral with The Broker. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. Client may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, client’s collateral may be liquidated without client’s consent. Moreover, Client will remain liable for any resulting deficit in client’s account and interest charged on client’s account. Client should therefore carefully consider whether such a financing arrangement is suitable in light of client’s own financial position and investment objectives.

Appears in 4 contracts

Samples: Cash / Margin Client Agreement, Cash / Margin Client Agreement, Cash / Margin Client Agreement

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RISK OF MARGIN TRADING. 3.1 The risk of loss in financing a transaction by a deposit of collateral is significant. The Client may sustain losses in excess of client’s its cash and any other assets deposited as collateral with The BrokerSINO. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. The Client may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, client’s the collateral of the Client may be liquidated without client’s its consent. Moreover, the Client will remain liable for any resulting deficit in client’s its account and interest charged on client’s its account. The Client therefore should therefore carefully consider whether such a financing arrangement is suitable in light of client’s its own financial position and investment objectives.

Appears in 1 contract

Samples: Client Agreement

RISK OF MARGIN TRADING. 3.1 The risk of loss in financing a transaction by deposit of collateral is significant. The Client may sustain losses in excess of client’s the Client's cash and any other assets deposited as collateral with The BrokerHKSICL. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. The Client may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, client’s the Client's collateral may be liquidated without client’s the Client's consent. Moreover, the Client will remain liable for any resulting deficit in client’s the Client's account and interest charged on client’s the Client's account. The Client should therefore carefully consider whether such a financing arrangement is suitable in light of client’s the Client's own financial position and investment objectives.

Appears in 1 contract

Samples: Client Agreement

RISK OF MARGIN TRADING. 3.1 The risk of loss in financing a transaction by deposit of collateral is significant. Client You may sustain losses in excess of client’s the Client's cash and any other assets deposited as collateral with The BrokerBOCOM. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. Client You may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, client’s the Client's collateral may be liquidated without client’s the Client's consent. Moreover, the Client will remain liable for any resulting deficit in client’s the Client's account and interest charged on client’s the Client's account. Client You should therefore carefully consider whether such a financing arrangement is suitable in light of client’s the Client's own financial position and investment objectives.

Appears in 1 contract

Samples: Securities Trading Client Agreement

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RISK OF MARGIN TRADING. 3.1 The risk of loss in financing a transaction by deposit of collateral is significant. Client may sustain losses in excess of clientthe Client’s cash and any other assets deposited as collateral with The Brokerthe licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. The Client may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, clientthe Client’s collateral may be liquidated without clientthe Client’s consent. Moreover, the Client will remain liable for any resulting deficit in clientthe Client’s account and interest charged on clientthe Client’s account. The Client should therefore carefully consider whether such a financing arrangement is suitable in light of clientthe Client’s own financial position and investment objectives.

Appears in 1 contract

Samples: Securities Cash Account Client Agreement

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