Rules of NASD, etc. Xxxxxx will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Xxxxxx also agrees to furnish to the Fund sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Fund to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 70 contracts
Samples: Distributor's Contract (Putnam New York Tax Exempt Income Trust), Distributor's Contract (Putnam Arizona Tax Exempt Income Fund), Distributor's Contract (Putnam Europe Equity Fund)
Rules of NASD, etc. Xxxxxx will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Xxxxxx also agrees to furnish to the Fund Trust sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Fund Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 7 contracts
Samples: Distributor's Contract (Putnam Variable Trust), Distributor's Contract (Putnam Asset Allocation Funds), Distributor's Contract (Putnam Tax Smart Funds Trust)
Rules of NASD, etc. Xxxxxx Pxxxxx will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Xxxxxx Pxxxxx also agrees to furnish to the Fund sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Fund to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 5 contracts
Samples: Distributor's Contract (Putnam International Equity Fund /Ma/), Distributor's Contract (Putnam Investors Fund), Distributor's Contract (Putnam Capital Appreciation Fund)
Rules of NASD, etc. Xxxxxx Pxxxxx will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Xxxxxx Pxxxxx also agrees to furnish to the Fund Trust sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Fund Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 3 contracts
Samples: Distributor's Contract (Putnam Funds Trust), Distributor's Contract (Putnam Funds Trust), Distributor's Contract (Putnam Funds Trust)
Rules of NASD, etc. Xxxxxx Pxxxxx will conform to the Conduct Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Xxxxxx Pxxxxx also agrees to furnish to the Fund Trust sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Fund Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 1 contract
Samples: Distributor's Contract (Putnam RetirementReady Funds)
