Rules of NASD, etc. (a) Underwriter will conform to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 20 contracts
Samples: Form of Underwriting Agreement (Electric City Funds Inc), Underwriting Agreement (Boyar Value Fund Inc), Underwriting Agreement (Countrywide Strategic Trust)
Rules of NASD, etc. (a) Underwriter will conform to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 18 contracts
Samples: Underwriting Agreement (Caldwell & Orkin Funds Inc), Exhibit 6 (Profit Funds Investment Trust), Underwriting Agreement (Markman Multifund Trust)
Rules of NASD, etc. (a) Underwriter will conform to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, sells any Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Markman Multifund Trust), Underwriting Agreement (Markman Multifund Trust), Underwriting Agreement (Markman Multifund Trust)
Rules of NASD, etc. (a) Underwriter will conform to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares. (b) Underwriter will require each dealer with whom Underwriter has a dealer agreement to conform to the applicable provisions hereof and the Registration Statement with respect to the public offering price of the Shares, and neither Underwriter nor any such dealers shall withhold the placing of purchase orders so as to make a profit thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (James Funds), Underwriting Agreement (Atalanta Sosnoff Investment Trust)
Rules of NASD, etc. (a) Underwriter will conform to the Conduct Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Boyar Value Fund Inc), Underwriting Agreement (Boyar Value Fund Inc)
Rules of NASD, etc. (a) Underwriter will conform to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares.. (b) Underwriter will require each dealer with whom
Appears in 1 contract
Samples: Underwriting Agreement (Brundage Story & Rose Investment Trust)
Rules of NASD, etc. (a) Underwriter The UnderwriterDistributor will conform its activities to the Rules of Fair Practice of the NASD and the securities laws of the Commission and any jurisdiction in which it sells, directly or indirectly, any Shares.
Appears in 1 contract
Samples: Distribution Agreement (Trendstar Investment Trust)
