Rules of NASD, etc. The Distributor will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. The Distributor also agrees to furnish to the Trust sufficient copies of any agreement or plans it intends to use in connection with any sales of shares in adequate time for the Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
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Samples: Distributor's Contract (Barr Rosenberg Series Trust), Distributor's Contract (Barr Rosenberg Series Trust), Distributor's Contract (Barr Rosenberg Series Trust)
Rules of NASD, etc. The Distributor will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and the laws regarding the sale of securities laws of in any jurisdiction in which it sells, directly or indirectly, any shares. The Distributor also agrees to furnish to the Trust sufficient copies of any agreement agreements or plans it intends to use in connection with any sales of shares in adequate time for the Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
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