Rules of SEHK. In respect of securities transactions on SEHK: (a) the rules and regulations of the SEHK and HKSCC, in particular those rules which relate to trading and settlement, shall be binding on both me/us and you and the rules and regulations of the SEHK and the HKSCC will prevail in the event of any conflict between the said rules and regulations and these Terms and any Additional Terms; (b) every securities transaction executed on the SEHK will be subject to a transaction charge, the cost of which shall be borne by me/us; (c) every securities transaction executed on the SEHK will be subject to other levies the SEHK may impose from time to time; and (d) in the event of your default which results in my/our having incurred a loss as a result thereof, the liability of the Compensation Fund established under the Securities and Futures Ordinance of the Laws of the Hong Kong will be restricted to the extent provided for therein.
Appears in 5 contracts
Samples: Client Master Agreement, Client Master Agreement, Client Master Agreement
Rules of SEHK. In respect of securities transactions on The Stock Exchange of Hong Kong ("SEHK:"):
(a) the rules and regulations of the SEHK and the Hong Kong Securities Clearing Company ("HKSCC"), in particular those rules which relate to trading and settlement, shall be binding on both me/us and you and the rules and regulations of the SEHK and the HKSCC will prevail in the event of any conflict between the said rules and regulations and these Terms and any Additional Terms;
(b) every securities transaction executed on the SEHK will be subject to a transaction charge, the cost of which shall be borne by me/us;
(c) every securities transaction executed on the SEHK will be subject to other levies the SEHK may impose from time to time; and
(d) in the event of your default which results in my/our having incurred a loss as a result thereof, the liability of the Compensation Fund established under the Securities and Futures Ordinance of the Laws of the Hong Kong SAR will be restricted to the extent provided for therein.
Appears in 2 contracts
Rules of SEHK. In respect of securities Securities transactions on SEHK:
(a) the The rules and regulations of the SEHK and the Hong Kong Securities Clearing Company Limited (βHKSCCβ), in particular those rules which relate to trading and settlement, shall be binding on both me/us and you and the rules and regulations of the SEHK and the HKSCC will prevail in the event of any conflict between the said rules and regulations and these Terms the terms and any Additional Termsconditions hereof;
(b) every securities Every Securities transaction executed on the SEHK will be subject to a transaction charge, the cost of which shall be borne by me/us;
(c) every securities Every Securities transaction executed on the SEHK will be subject to other levies the SEHK may impose from time to time; and
(d) in In the event of your default which results in my/our having incurred a loss as a result thereof, the liability of the Compensation Fund established under the Securities and Futures Ordinance of the Laws of the Hong Kong SAR will be restricted to the extent provided for therein.
Appears in 2 contracts
Samples: Account Opening Agreement, Account Opening Agreement