GOVERNING LAW AND APPLICABLE REGULATIONS Sample Clauses
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions for my accounts shall be subject to the regulation of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. I understand that information may be transmitted to such entities as you deem necessary in order to comply with applicable rules and regulations. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions for my accounts shall be subject to the regulations of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of Alabama without giving effect to the choice of law or conflict of law provisions thereof. All transactions for my accounts shall be subject to the regulations of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions in paragraph 22, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions entered into under this agreement shall be subject to any applicable constitution, rules, regulations, customs and usages of the exchange or market and its clearinghouse, if any, where such transactions are executed by Xxxxxx or its agents and to all applicable laws, rules, regulations of governmental authorities and SROs (collectively the "Rules"). Any reference to such Rules in this agreement shall in no way be construed to create a cause of action arising from any violation of such Rules. If any Rule is enacted that would be inconsistent with any of the provisions of this agreement, the provision so affected shall be deemed modified or superseded by the enactment, but the remaining provisions of this agreement shall remain in full force and effect.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, includ- ing the arbitration provisions contained herein, shall be governed by the laws of the thereof. All transactions for my accounts shall be subject to the regulations of all ap - plicable federal, state and self-regulatory agencies including but not limited to the Se- curities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, FINRA, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbi- tration provisions contained herein, shall be governed by the laws of the State of Alabama without giving effect to the choice of law or conflict of laws provisions thereof.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of Alabama without giving effect to the choice of law or conflict of provisions thereof.
GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, includ- ing the arbitration provisions contained herein, shall be governed by the laws of the State of Alabama without giving effect to the choice of law or conflict of law provisions thereof. At transactions for my accounts shall be subject to the regulations of all ap- plicable federal, state and self-regulatory agencies including but not limited to the Se- curities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, FINRA, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.
GOVERNING LAW AND APPLICABLE REGULATIONS. 22.1 The Agreement and all rights, obligations and liabilities under it shall be governed by and construed in accordance with the laws of Hong Kong.
22.2 The Client hereby submits to the non-exclusive jurisdiction of the courts of Hong Kong in the event of any dispute arising out of the Agreement. Such submission shall not prejudice the Company’s right to commence action against the Client in any other court of competent jurisdiction.
22.3 The Client, the Company and all transactions with respect to securities made for or on the Client’s behalf shall be subject to the constitution, by-laws, rules, rulings, regulations, transaction levies and other levies, customs and usages (including, without limitation, with respect to trading and settlement) prevailing from time to time of the exchange or market and its clearing house, if any, where made (including, without limitation, the Exchange, the Hong Kong Securities Clearing Company Limited and the SEHK Options Clearing House Limited) and to all laws, regulations and orders of any governmental or regulatory authorities that may be applicable as amended from time to time. the Company is authorised to collect any such transaction or other levies in accordance with the rules prescribed by the relevant exchange, market or clearing house. The Client shall be bound by all the Company’s rules and regulations applicable from time to time to the Securities Account or the Client’s securities trading or the financing of such trading. the Company or any Affiliate may be the counterparty to any transaction effected by the Company on the Client’s behalf.