Common use of Sales Connect Clause in Contracts

Sales Connect. If the Transfer Agent elects to utilize Sales Connect, the Sub-Transfer Agent will waive the $50,000 implementation fee and $180,000/year in on-going charges. In order for the foregoing to apply, the Transfer Agent must provide the Sub-Transfer Agent’s affiliate, DST Systems, Inc., with a complete and accurate listing of all proprietary dealer office locations and sales agents, including trading IDs, in a mutually agreeable format and frequency. DDA Balance Earnings Credits: The parties acknowledge that the Transfer Agent and the Funds have received certain fee concession from the Sub-Transfer Agent in the terms of this Schedule 3.1. Accordingly, as part of the overall fee arrangement and in lieu of additional fees, the Sub-Transfer Agent shall retain up to the first $1 million in DDA balance earnings credits received, per year, on the DDAs maintained by the Sub-Transfer Agent in connection with performing the services for the Transfer Agent and the Funds under this Agreement. The DDA balance earnings credits per year calculation shall be based on the contract term cycle of October 1st through September 30th rather than on a calendar year. Any balance earnings credits in excess of $1 million received on such DDAs shall be divided equally between the Sub-Transfer Agent and the Funds. Out-of-Pocket Expenses: Billed as incurred in accordance with Section 3.2 of the Agreement. Out-of-pocket expenses, including but are not limited to confirmation production, postage, forms, telephone, microfilm, mailing and tabulating proxies, records storage and advances incurred by the Sub-Transfer Agent. The Transfer Agent will pay a flat fee of $20,000/month for reports stored on COOL in lieu of paying Microfiche charges. BOSTON FINANCIAL DATA SERVICES, INC. NYLIM SERVICE COMPANY LLC By: /s/ Xxxxxxx X. Xxx By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxxx X. Xxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Title: President

Sales Connect. If the Transfer Agent elects to utilize Sales Connect, the Sub-Transfer Agent will waive the $50,000 implementation fee and $180,000/year in on-going charges. In order for the foregoing to apply, the Transfer Agent must provide the Sub-Transfer Agent’s affiliate, DST Systems, Inc., with a complete and accurate listing of all proprietary dealer office locations and sales agents, including trading IDs, in a mutually agreeable format and frequency. DDA Balance Earnings Credits: The parties acknowledge that the Transfer Agent and the Funds have received certain fee concession from the Sub-Transfer Agent in the terms of this Schedule 3.1. Accordingly, as part of the overall fee arrangement and in lieu of additional fees, the Sub-Transfer Agent shall retain up to the first $1 million in DDA balance earnings credits received, per year, on the DDAs maintained by the Sub-Transfer Agent in connection with performing the services for the Transfer Agent and the Funds under this Agreement. The DDA balance earnings credits per year calculation shall be based on the contract term cycle of October 1st through September 30th rather than on a calendar year. Any balance earnings credits in excess of $1 million received on such DDAs shall be divided equally between the Sub-Transfer Agent and the Funds. Out-of-Pocket Expenses: Billed as incurred in accordance with Section 3.2 of the Agreement. Out-of-pocket expenses, including but are not limited to confirmation production, postage, forms, telephone, microfilm, mailing and tabulating proxies, records storage and advances incurred by the Sub-Transfer Agent. The Transfer Agent will pay a flat fee of $20,000/month for reports stored on COOL in lieu of paying Microfiche charges. BOSTON FINANCIAL NYLIM SERVICE COMPANY LLC DATA SERVICES, INC. NYLIM SERVICE COMPANY LLC By: /s/ Xxxxxxx X. Xxx By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxxx X. Xxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Title: President

Sales Connect. If the Transfer Agent elects to utilize Sales Connect, the Sub-Transfer Agent will waive the $50,000 implementation fee and $180,000/year in on-going charges. In order for the foregoing to apply, the Transfer Agent must provide the Sub-Transfer Agent’s affiliate, DST Systems, Inc., with a complete and accurate listing of all proprietary dealer office locations and sales agents, including trading IDs, in a mutually agreeable format and frequency. DDA Balance Earnings Credits: The parties acknowledge that the Transfer Agent and the Funds have received certain fee concession from the Sub-Transfer Agent in the terms of this Schedule 3.1. Accordingly, as part of the overall fee arrangement and in lieu of additional fees, the Sub-Transfer Agent shall retain up to the first $1 million in DDA balance earnings credits received, per year, on the DDAs maintained by the Sub-Transfer Agent in connection with performing the services for the Transfer Agent and the Funds under this Agreement. The DDA balance earnings credits per year calculation shall be based on the contract term cycle of October 1st through September 30th rather than on a calendar year. Any balance earnings credits in excess of $1 million received on such DDAs shall be divided equally between the Sub-Transfer Agent and the Funds. Out-of-Pocket Expenses: Billed as incurred in accordance with Section 3.2 of the Agreement. Out-of-pocket expenses, including but are not limited to confirmation production, postage, forms, telephone, microfilm, mailing and tabulating proxies, records storage and advances incurred by the Sub-Transfer Agent. The Transfer Agent will pay a flat fee of $20,000/month for reports stored on COOL in lieu of paying Microfiche charges. BOSTON FINANCIAL NYLIM SERVICE COMPANY LLC DATA SERVICES, INC. NYLIM SERVICE COMPANY LLC By: /s/ Xxxxxxx X. Xxx By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxxx X. Xxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Title: PresidentXxxxx

Sales Connect. If the Transfer Agent elects to utilize Sales Connect, the Sub-Transfer Agent will waive the $50,000 implementation fee and $180,000/year in on-going charges. In order for the foregoing to apply, the Transfer Agent must provide the Sub-Transfer Agent’s affiliate, DST Systems, Inc., with a complete and accurate listing of all proprietary dealer office locations and sales agents, including trading IDs, in a mutually agreeable format and frequency. DDA Balance Earnings Credits: The parties acknowledge that the Transfer Agent and the Funds have received certain fee concession from the Sub-Transfer Agent in the terms of this Schedule 3.1. Accordingly, as part of the overall fee arrangement and in lieu of additional fees, the Sub-Transfer Agent shall retain up to the first $1 million in DDA balance earnings credits received, per year, on the DDAs maintained by the Sub-Transfer Agent in connection with performing the services for the Transfer Agent and the Funds under this Agreement. The DDA balance earnings credits per year calculation shall be based on the contract term cycle of October 1st through September 30th rather than on a calendar year. Any balance earnings credits in excess of $1 million received on such DDAs shall be divided equally between the Sub-Transfer Agent and the Funds. Out-of-Pocket Expenses: Billed as incurred in accordance with Section 3.2 of the Agreement. Out-of-pocket expenses, including but are not limited to confirmation production, postage, forms, telephone, microfilm, mailing and tabulating proxies, records storage and advances incurred by the Sub-Transfer Agent. The Transfer Agent will pay a flat fee of $20,000/month for reports stored on COOL in lieu of paying Microfiche charges. BOSTON FINANCIAL NYLIM SERVICE COMPANY LLC DATA SERVICES, INC. NYLIM SERVICE COMPANY LLC By: /s/ Xxxxxxx Rxxxxxx X. Xxx By: /s/ Xxxxxx Rxxxxx X. Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxx Name: Xxxxxx Rxxxxx X. Xxxxx Title: Senior Vice President Title: President