Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the NASD (including Rule 2710 (c)(6)(B)(xii)) and approval by the Company or the Advisor, the Company, the Advisor and Affiliates of the Advisor may establish sales incentive programs for your associated persons or the associated persons of Selected Dealers only. Sales incentives will be deemed to be additional underwriting compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 6 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 16 Inc), Sales Agency Agreement (Corporate Property Associates International Inc), Sales Agency Agreement (Corporate Property Associates International Inc)
Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the NASD (including Rule 2710 (c)(6)(B)(xiic)(6)(B)(xiii)) and approval by the Company or the Advisor, the Company, the Advisor and Affiliates of the Advisor may establish sales incentive programs for your associated persons or the associated persons of Selected Dealers only. Sales incentives will be deemed to be additional underwriting compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 4 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 17 - Global INC)
Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the NASD (including Rule 2710 (c)(6)(B)(xiic)(6)(B)(xiii)) and approval by the Company or the Advisor, the Company, the Advisor and Affiliates of the Advisor may establish sales incentive programs for your associated persons or the associated persons of Selected Dealers only. Sales incentives will be deemed to be additional underwriting compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 3 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc)
Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the NASD (including Rule 2710 (c)(6)(B)(xii2710(c)(6)(B)(xii)) and approval by the Company or the Advisor, the Company, the Advisor and Affiliates of the Advisor may establish sales incentive programs for your associated persons or the associated persons of Selected Dealers only. Sales incentives will be deemed to be additional underwriting compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 1 contract
Samples: Sales Agency Agreement (Corporate Property Associates 15 Inc)