Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the FINRA (including Rule 2710 (c)(6)(B)(xiii)) and approval by the Company or the Advisor, the Company, the Advisor and affiliates of the Advisor may establish sales incentive programs for Ameriprise’s associated persons only. Sales incentives will be deemed to be additional compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 4 contracts
Samples: Selected Dealer Agreement (Corporate Property Associates 17 - Global INC), Dealer Agreement (KBS Real Estate Investment Trust II, Inc.), Selected Dealer Agreement (Cb Richard Ellis Realty Trust)
Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the rules of the FINRA (including Rule 2710 (c)(6)(B)(xiii)) and approval by the Company or the Advisor, the Company, the Advisor and affiliates of the Advisor may establish sales incentive programs for Ameriprise’s associated persons only. Sales incentives will be deemed to be additional compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Behringer Harvard Opportunity REIT II, Inc.), Dealer Agreement (CNL Lifestyle Properties Inc)
Sales Incentive Programs. Subject to the satisfactory completion of any regulatory reviews and examinations which may be required, the prior review and approval and the by FINRA pursuant to applicable rules of the FINRA (including Rule 2710 (c)(6)(B)(xiii)FINRA Rules 5110 and 5190) and approval by the Company or the Advisor, the Company, the Advisor and affiliates of the Advisor may establish sales incentive programs for AmeripriseAmeriprise Financial’s associated persons only. Sales incentives will be deemed to be additional compensation. The aggregate value of incentives paid directly to an individual associated person during the Offering will not exceed $100 in any given year.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Corporate Capital Trust, Inc.), Selected Dealer Agreement (Corporate Capital Trust, Inc.)