Sanctions; Anti-Corruption. (a) None of Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, any director, officer, employee, agent, or affiliate of Borrower or any of its Subsidiaries is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject of any sanctions administered or enforced by OFAC, the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, Crimea, Cuba, Iran, North Korea and Syria).
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Samples: Loan and Security Agreement (Horizon Technology Finance Corp), Loan Agreement (Horizon Technology Finance Corp)
Sanctions; Anti-Corruption. (a) None of Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, any director, officer, employee, agent, or affiliate of Borrower or any of its Subsidiaries is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject of any sanctions administered or enforced by OFAC, the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Restatement Date, Crimea, Cuba, Iran, North Korea and Syria).
Appears in 2 contracts
Samples: Loan and Security Agreement (Horizon Technology Finance Corp), Loan and Security Agreement (Horizon Technology Finance Corp)
Sanctions; Anti-Corruption. (a) None of Borrowerthe Issuer, any of its Domestic Subsidiaries oror any director, officer, or to the knowledge of the BorrowerIssuer, any director, officer, employee, agent, or affiliate of Borrower the Issuer or any of its Domestic Subsidiaries is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject of any sanctions administered or enforced by OFAC, the U.S. Department of State, the United Nations Security Council, the European Union, the Government of Canada, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, including Crimea, Cuba, Iran, North Korea and Syria).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Faraday Future Intelligent Electric Inc.), Securities Purchase Agreement (Faraday Future Intelligent Electric Inc.)
Sanctions; Anti-Corruption. (a) None of the Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, any director, officer, employee, agent, employee or affiliate agent of the Borrower or any of its Subsidiaries is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject of any sanctions administered or enforced by the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”), the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority State (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, Crimea, Cuba, Iran, North Korea and Syria)Sanctions.
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Samples: Trust Note Amendment Agreement (Torchlight Energy Resources Inc), Foundation Note Amendment Agreement (Torchlight Energy Resources Inc)
Sanctions; Anti-Corruption. (a) None of Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, Affiliates or any director, officer, employee, agent, advisor or affiliate of Borrower or any of its Subsidiaries Affiliates is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject subject/target of any sanctions administered or enforced by the OFAC, the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, Crimea, Cuba, Iran, North Korea Korea, Sudan and Syria).
Appears in 1 contract
Samples: Loan and Security Agreement (Hercules Capital, Inc.)
Sanctions; Anti-Corruption. (a) None of Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, Affiliates or any director, officer, employee, agent, or affiliate of Borrower or any of its Subsidiaries Affiliates is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject subject/target of any sanctions administered or enforced by the OFAC, the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, Crimea, Cuba, Iran, North Korea Korea, Sudan and Syria).
Appears in 1 contract
Samples: Loan and Security Agreement (Hercules Capital, Inc.)
Sanctions; Anti-Corruption. (ai) None of Borrower, any of its the Loan Parties or their respective Subsidiaries or, to the knowledge of the Borrower, or any director, officer, employee, agent, or affiliate of Borrower or any of its Subsidiaries thereof is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (iA) the subject of any sanctions administered or enforced by OFACthe U.S. Department of the Treasury’s Office of Foreign Assets Control, the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (iiB) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, including Crimea, Cuba, Iran, North Korea Korea, Sudan and Syria).
Appears in 1 contract
Sanctions; Anti-Corruption. (a) None of the Borrower, any of its Subsidiaries or, to the knowledge of the Borrower, or any director, officer, employee, agent, or affiliate of the Borrower or any of its Subsidiaries is an individual or entity (“person”) that is, or is owned or controlled by persons that are: (i) the subject of any sanctions administered or enforced by the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”), the U.S. Department of State, the United Nations Security Council, the European Union, Her Majesty’s Treasury, or other relevant sanctions authority (collectively, “Sanctions”), or (ii) located, organized or resident in a country or territory that is, or whose government is, is the subject of Sanctions (including, as of the Amendment No. 2 Effective Date, Crimea, Cuba, Iran, North Korea and Syria).
Appears in 1 contract