Common use of Scope Limitations Clause in Contracts

Scope Limitations. Dalmore may use the Tools only to: (a) perform KYC / AML securities and fund checks before allowing a user on Rally’s investor-facing platform to place an order for the purchase or sale of securities; (b) access investor information for qualifying individuals to trade based on their answers to suitability questions, to the extent necessary for the Services; (c) communicate trade settlement information to DriveWealth; and (d) communicate trades to PPX ATS (North Capital). This Data Processing Addendum (“DPA”) dated May 3, 2022 forms part of the Tools License Agreement dated May 3, 2022 (“Agreement”) between Rally Holdings, LLC (“Rally”) and Dalmore Group, LLC (“Dalmore”) (each a “Party” collectively, the “Parties”). Pursuant to the Agreement, Xxxxxxx will provide certain services to Rally that may involve Dalmore (or a Subcontractor) Processing (as defined below) Data on behalf of Rally (the “Services”). This Agreement applies to such Processing of Data by or on behalf of Xxxxxxx.

Appears in 2 contracts

Samples: Tools License Agreement (RSE Portfolio, LLC), Tools License Agreement (RSE Portfolio, LLC)

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Scope Limitations. Dalmore may use the Tools only to: (a) perform KYC / AML securities and fund checks before allowing a user on Rally’s investor-facing platform to place an order for the purchase or sale of securities; (b) access investor information for qualifying individuals to trade based on their answers to suitability questions, to the extent necessary for the Services; (c) communicate trade settlement information to DriveWealth; and (d) communicate trades to PPX ATS (North Capital). This Data Processing Addendum (“DPA”) dated May 3[June 29th, 2022 2021 forms part of the Tools License Agreement dated May 3[June 29th, 2022 2021] (“Agreement”) between Rally Holdings, LLC (“Rally”) and Dalmore Group, LLC (“Dalmore”) (each a “Party” collectively, the “Parties”). Pursuant to the Agreement, Xxxxxxx Dalmore will provide certain services to Rally that may involve Dalmore (or a Subcontractor) Processing (as defined below) Data on behalf of Rally (the “Services”). This Agreement applies to such Processing of Data by or on behalf of XxxxxxxDalmore.

Appears in 2 contracts

Samples: Tools License Agreement (RSE Innovation, LLC), Tools License Agreement (RSE Collection, LLC)

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Scope Limitations. Dalmore may use the Tools only to: (a) perform KYC / AML securities and fund checks before allowing a user on Rally’s investor-facing platform to place an order for the purchase or sale of securities; (b) access investor information for qualifying individuals to trade based on their answers to suitability questions, to the extent necessary for the Services; (c) communicate trade settlement information to DriveWealth; and (d) communicate trades to PPX ATS (North Capital). This Data Processing Addendum (“DPA”) dated May 3[June 29th, 2022 2021 forms part of the Tools License Agreement dated May 3[June 29th, 2022 2021] (“Agreement”) between Rally Holdings, LLC (“Rally”) and Dalmore Group, LLC (“Dalmore”) (each a “Party” collectively, the “Parties”). Pursuant to the Agreement, Xxxxxxx will provide certain services to Rally that may involve Dalmore (or a Subcontractor) Processing (as defined below) Data on behalf of Rally (the “Services”). This Agreement applies to such Processing of Data by or on behalf of Xxxxxxx.

Appears in 1 contract

Samples: Tools License Agreement (RSE Archive, LLC)

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