Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 14 contracts
Samples: Investment Accounting Agreement (Bull & Bear Funds I Inc), Investment Accounting Agreement (Bull & Bear Gold Investors LTD), Investment Accounting Agreement (Midas Fund Inc)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 13 contracts
Samples: Custody Agreement (Composite Equity Series Inc), Custody Agreement (Cowen Funds Inc), Custodian Agreement (Vam Institutional Funds Inc)
Security Options a. The underlying security; b. B. The price at which purchased or sold; c. C. The expiration date; d. D. The number of contracts; e. E. The exercise price; f. F. Whether the transaction is an opening, exercising, expiring or closing transaction; g. G. Whether the transaction involves a put or call; h. H. Whether the option is written or purchased; i. I. Market on which option traded; and j. J. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 6 contracts
Samples: Custody Agreement (New Jersey Daily Municipal Income Fund Inc), Custody Agreement (Tax Exempt Proceeds Fund Inc), Custody Agreement (Florida Daily Municipal Income Fund)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 4 contracts
Samples: Custody Agreement (Oberweis Emerging Growth Fund /Il/), Custody Agreement (Composite Income Fund Inc), Custody Agreement (Composite Deferred Series Inc)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 3 contracts
Samples: Investment Accounting Agreement (Bull & Bear Global Income Fund Inc/), Custody Agreement (Mentor Institutional Trust), Custody Agreement (Back Bay Funds Inc)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.;
Appears in 2 contracts
Samples: Custody Agreement (Composite Bond & Stock Fund Inc), Custody Agreement (Sierra Trust Funds)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.;
Appears in 2 contracts
Samples: Custody Agreement (Berger One Hundred & One Fund Inc), Custody Agreement (One Hundred Fund Inc /Co)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.or
Appears in 1 contract
Samples: Investment Accounting Agreement (Monument Series Fund Inc)
Security Options a. The underlying security; : b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.
Appears in 1 contract
Samples: Custody and Investment Accounting Agreement (State Bond Money Funds Inc)
Security Options a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; and j. Name and address of the broker or dealer through whom the sale or purchase was made. 3.;
Appears in 1 contract
Samples: Custody and Investment Accounting Agreement (Seligman New Technologies Fund Inc)
