Common use of Service Facilitators - Criteria Clause in Contracts

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 and 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB)

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met:; a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges redistribution licence fees are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Brand and Delayed Data or After Midnight Redistribution Licences are applicable for delayed Data redistribution as per Schedule B (for B. For further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB).

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses Licences are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 and 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB).

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 2.9 01/08/2018 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. LSEDM Equity Derivatives Data LSE Equity Derivatives Market. CurveGlobal Interest Rate Derivatives products traded on LSEDM CurveGlobal Interest Rate Derivatives Products traded on LSEDM. Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  LSEDM Equity Derivatives  TRADEcho  CurveGlobal Interest Rate Derivatives products traded on LSEDM  Order Book for Retail Bonds (ORB)):

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 3.1 01/01/2019 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. LSEDM Equity Derivatives Data LSE Equity Derivatives Market. CurveGlobal Interest Rate Derivatives products traded on LSEDM CurveGlobal Interest Rate Derivatives Products traded on LSEDM. Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  • UK markets Data  • International markets Data  • European markets Data  • ETF/ ETP  • AIM  • LSEDM Equity Derivatives • TRADEcho  • CurveGlobal Interest Rate Derivatives  products traded on LSEDM • Order Book for Retail Bonds (ORB)):

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met:; a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB).

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB).

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 3.0 01/10/2018 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. LSEDM Equity Derivatives Data LSE Equity Derivatives Market. CurveGlobal Interest Rate Derivatives products traded on LSEDM CurveGlobal Interest Rate Derivatives Products traded on LSEDM. Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  • UK markets Data  • International markets Data  • European markets Data  • ETF/ ETP  • AIM  • LSEDM Equity Derivatives • TRADEcho  • CurveGlobal Interest Rate Derivatives  products traded on LSEDM • Order Book for Retail Bonds (ORB)):

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 2.8 01/01/2018 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. LSEDM Equity Derivatives Data LSE Equity Derivatives Market. CurveGlobal Interest Rate Derivatives products traded on LSEDM CurveGlobal Interest Rate Derivatives Products traded on LSEDM. Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  • UK markets Data  • International markets Data  • European markets Data  • ETF/ ETP  • AIM  • LSEDM Equity Derivatives • TRADEcho  • CurveGlobal Interest Rate Derivatives  products traded on LSEDM • Order Book for Retail Bonds (ORB)):

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User IdID/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses Licences are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 and 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post1.9 -trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. CurveGlobal Interest Rate Derivatives CurveGlobal Interest Rate Derivatives Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  UK markets Data  International markets Data  European markets Data  ETF/ ETP  AIM  TRADEcho  CurveGlobal Interest Rate Derivatives  Order Book for Retail Bonds (ORB)

Service Facilitators - Criteria. 7.1.1 Redistributors can appoint Service Facilitators to sell and/or deliver Data in a closed user group environment. Any such client is required to sign a Service Facilitator Application before approval is granted and the following criteria must be met: a) It is the Redistributor, and never the Service Facilitator, who contracts directly to supply the Data to the End Customer; b) The Redistributor must provide upon request all End Customer records; c) The Redistributors’ contract to supply the Data to the End Customer must be in place prior to any Data enablement; d) The Service Facilitator does not database, add to, subtract from, or modify the Data; e) Individual Unique User Id/Device Data entitlements must be allocated by the Redistributor and not the Service Facilitator; f) The Redistributor is responsible for all Data reporting; g) The Service Facilitator is forbidden in its contract with the Redistributor from providing Data to any clients who are not clients of the Redistributor (other than as an approved Service Facilitator for other Redistributors or as a Redistributor in its own right); h) The Service Facilitator, in its contract with the Redistributor, agrees to the same terms as the Redistributor in respect of market data audits; i) Where the Brand on the data product is solely that of the Redistributor, and all the above criteria are met, no Redistribution Licence Charges are applicable to the Service Facilitator; j) Where the Brand on the data product is not solely that of the Redistributor, and all the above criteria except for point i) are met: Service Facilitator Redistribution Licenses are applicable for real time Data redistribution as per Schedule B, 1.8 -1.9 1.6 -1.7 and 6.8 - 6.9 - 6.10 - 6.11 for each additional Brand. For the avoidance of doubt only one Service Facilitator Redistribution licence will be required for each data product. In case of delayed and/or After Midnight Data redistribution, Delayed Data or After Midnight Redistribution Licences are applicable as per Schedule B (for further information please refer to Schedule A, 5.4). 7.1.2 If a Service Facilitator delivers a datafeed to an End Customer on behalf of the Redistributor, it is still the responsibility of the Redistributor to acquire monthly honesty declarations from each End Customer; the Redistributor is ultimately liable in the event that their appointed Service Facilitator(s) fail to meet any of the above criteria. 7.1.3 The Exchanges reserve the right to refuse to grant approval if they believe the Service Facilitator does not satisfactorily fulfil the above criteria. Version 3.2 01/01/2020 2.9 01/08/2018 with respect to London Stock Exchange Data (as used in this Schedule B and the Order) Level 2: Includes full depth of the book with all quotes, orders and Level 1 data including trades, open price, close price, uncrossing price plus volume, best price plus volume. Level 1: Includes best price and volume, value traded per security, indicative uncrossing volume, opening prices, trade high and low individual trades, closing prices, order book VWAP, all trades VWAP, cumulative volumes, uncrossing price and volume, Post-trade data . Post-trade data: Includes on book trade reports and TRADEcho. UK markets Data: SETS, SEAQ, SETSqx, AIM including TRADEcho for UK markets. International markets Data: International Order Book and the European Markets including TRADEcho for International markets. European markets Data: ITR and European Quote Service including TRADEcho for MiFID I instruments. ETF/ ETP All Exchange Traded Funds and Exchange Traded Products. AIM International market for smaller growing companies. TRADEcho Includes all ‘on Exchange’ off book data and OTC trade reports. LSEDM Equity Derivatives Data LSE Equity Derivatives Market. CurveGlobal Interest Rate Derivatives products traded on LSEDM CurveGlobal Interest Rate Derivatives Products traded on LSEDM. Order Book for Retail Bonds (ORB): UK Gilts (electronically tradable gilt-edged securities) and UK Corporate bonds (electronically tradable UK fixed interest securities). Data Groups when used refers to each of the following:  • UK markets Data  • International markets Data  • European markets Data  • ETF/ ETP  • AIM  • LSEDM Equity Derivatives • TRADEcho  • CurveGlobal Interest Rate Derivatives  products traded on LSEDM • Order Book for Retail Bonds (ORB)):