SERVICES COVERED. Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • Converting RiverNorth Opportunities Fund, Inc. shareholder file to Computershare’s corporate actions system • Coordinating the offering with the Depositary Trust Company • Interfacing with the information agent • Calculating the rights to be distributed to each shareholder • Printing shareholder information on the subscription form • Coordinating the mailing of subscription materials to shareholders with the information agent • Tracking and reporting the number of subscriptions made, as required • Processing the rights received and exercised • Selling the rights as requested by shareholders • Depositing participant checks daily • Providing receipt summation of checks received • Prorating subscriptions as required • Forwarding funds to RiverNorth Opportunities Fund, Inc. at the end of the offering period • Calculating, issuing and mailing shares and refund checks • Calculating, issuing, mailing and collecting invoices, if applicable • Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 2 contracts
Samples: Agent Agreement (Rivernorth Opportunities Fund, Inc.), Subscription Agent Agreement (Rivernorth Opportunities Fund, Inc.)
SERVICES COVERED. ● Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • ● Converting RiverNorth Opportunities Capital and Income Fund, Inc. shareholder file to Computershare’s corporate actions system • ● Coordinating the offering with the Depositary Trust Company • ● Interfacing with the information agent • ● Calculating the rights to be distributed to each shareholder • ● Printing shareholder information on the subscription form • ● Coordinating the mailing of subscription materials to shareholders with the information agent • ● Tracking and reporting the number of subscriptions made, as required • ● Processing the rights received and exercised • ● Selling the rights as requested by shareholders • ● Depositing participant checks daily • ● Providing receipt summation of checks received • ● Prorating subscriptions as required • ● Forwarding funds to RiverNorth Opportunities Capital and Income Fund, Inc. at the end of the offering period • ● Calculating, issuing and mailing shares and refund checks • ● Calculating, issuing, mailing and collecting invoices, if applicable • ● Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.)
SERVICES COVERED. ● Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • ● Converting RiverNorth Opportunities Fund, Inc. shareholder file to Computershare’s corporate actions system • ● Coordinating the offering with the Depositary Trust Company • ● Interfacing with the information agent • ● Calculating the rights to be distributed to each shareholder • ● Printing shareholder information on the subscription form • ● Coordinating the mailing of subscription materials to shareholders with the information agent • ● Tracking and reporting the number of subscriptions made, as required • ● Processing the rights received and exercised • ● Selling the rights as requested by shareholders • ● Depositing participant checks daily • ● Providing receipt summation of checks received • ● Prorating subscriptions as required • ● Forwarding funds to RiverNorth Opportunities Fund, Inc. at the end of the offering period • ● Calculating, issuing and mailing shares and refund checks • ● Calculating, issuing, mailing and collecting invoices, if applicable • ● Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Subscription Agent Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
SERVICES COVERED. ● Designating an operational team to carry out subscription agent Subscription Agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • ● Converting RiverNorth Opportunities Fund, Inc. [Company Name] shareholder file to Computershare’s corporate actions system • Corporate Actions System ● Coordinating the offering with the Depositary Trust Company • ● Interfacing with the information agent • Information Agent ● Calculating the rights Rights to be distributed to each shareholder • ● Printing shareholder information on the subscription form • ● Coordinating the mailing of subscription materials to shareholders with the information agent • Information Agent ● Tracking and reporting the number of subscriptions made, as required • ● Processing the rights received and exercised • ● Selling the rights as requested by shareholders • ● Depositing participant checks daily • ● Providing receipt summation of checks received • ● Prorating subscriptions as required • ● Forwarding funds to RiverNorth Opportunities Fund, Inc. [Company Name] at the end of the offering period • ● Calculating, issuing and mailing shares and refund checks • ● Calculating, issuing, mailing and collecting invoices, if applicable • ● Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Subscription Agent Agreement (Gyrodyne Co of America Inc)
SERVICES COVERED. Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project Event management, and on-going project Event updates and reporting • Converting RiverNorth Opportunities Fund, Inc. BlackRock Science and Technology Trust shareholder file to Computershare’s corporate actions system • Coordinating the offering with the Depositary Trust Company • Interfacing with the information agent • Calculating the rights to be distributed to each shareholder • Printing shareholder information on the subscription form • Coordinating the mailing of subscription materials to shareholders with the information agent • Tracking and reporting the number of subscriptions made, as required • Processing the rights received and exercised • Selling the rights as requested by shareholders • Depositing participant checks daily • Providing receipt summation of checks received • Prorating subscriptions as required • Forwarding funds to RiverNorth Opportunities Fund, Inc. BlackRock Science and Technology Trust at the end of the offering period • Calculating, issuing and mailing shares and refund checks • Calculating, issuing, mailing and collecting invoices, if applicable • Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Agent Agreement (BlackRock Science & Technology Trust)
SERVICES COVERED. Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project event management, and on-going project event updates and reporting • Converting RiverNorth Opportunities Fund, Inc. [COMPANY NAME] shareholder file to Computershare’s corporate actions system • Coordinating the offering with the Depositary Trust Company • Interfacing with the information agent • Calculating the rights to be distributed to each shareholder • Printing shareholder information on the subscription form • Coordinating the mailing of subscription materials to shareholders with the information agent • Tracking and reporting the number of subscriptions made, as required • Processing the rights received and exercised • Selling the rights as requested by shareholders • Depositing participant checks daily • Providing receipt summation of checks received • Prorating subscriptions as required • Forwarding funds to RiverNorth Opportunities Fund, Inc. [Name of Company] at the end of the offering period • Calculating, issuing and mailing shares and refund checks • Calculating, issuing, mailing and collecting invoices, if applicable • Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Agent Agreement (Western Asset High Income Fund Ii Inc.)
SERVICES COVERED. Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • Converting RiverNorth Opportunities Capital and Income Fund, Inc. shareholder file to Computershare’s 's corporate actions system • Coordinating the offering with the Depositary Trust Company • Interfacing with the information agent • Calculating the rights to be distributed to each shareholder • Printing shareholder information on the subscription form • Coordinating the mailing of subscription materials to shareholders with the information agent • Tracking and reporting the number of subscriptions made, as required • Processing the rights received and exercised • Selling the rights as requested by shareholders • Depositing participant checks daily • Providing receipt summation of checks received • Prorating subscriptions as required • Forwarding funds to RiverNorth Opportunities Capital and Income Fund, Inc. at the end of the offering period • Calculating, issuing and mailing shares and refund checks • Calculating, issuing, mailing and collecting invoices, if applicable • Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.)
SERVICES COVERED. Designating an operational team to carry out subscription agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • · Converting RiverNorth Opportunities Fund, Inc. shareholder file to Computershare’s 's corporate actions system • · Coordinating the offering with the Depositary Trust Company • · Interfacing with the information agent • · Calculating the rights to be distributed to each shareholder • · Printing shareholder information on the subscription form • · Coordinating the mailing of subscription materials to shareholders with the information agent • · Tracking and reporting the number of subscriptions made, as required • · Processing the rights received and exercised • · Selling the rights as requested by shareholders • · Depositing participant checks daily • · Providing receipt summation of checks received • · Prorating subscriptions as required • · Forwarding funds to RiverNorth Opportunities Fund, Inc. at Ixx.xx the end of the offering period • · Calculating, issuing and mailing shares and refund checks • · Calculating, issuing, mailing and collecting invoices, if applicable • · Calculating, issuing and mailing of solicitation checks, if applicable
Appears in 1 contract
Samples: Subscription Agent Agreement (Rivernorth Opportunities Fund, Inc.)