Share Class Eligibility Sample Clauses

Share Class Eligibility. With respect to Section 6(h) (Multiple Share Classes) (and Exhibit D) of the Agreement, share class eligibility with respect to VantageTrust Fund shall be based on the total assets of the Intermediary’s applicable Account allocated to the applicable underlying Vanguard Fund and shall not be based on underlying Plan-level allocations to the applicable Vanguard Fund through the VantageTrust Fund. Solely with respect to the VantageTrust Fund, the term “Plan”, as used and referenced in Exhibit D of the Agreement, shall be deemed to refer to each applicable Account investing in a given Vanguard Fund in connection with VantageTrust Fund. The Intermediary acknowledges and agrees that it, and not Vanguard, shall be responsible for ensuring that only those Accounts investing in Vanguard Funds in connection with VantageTrust Fund that satisfy all such applicable eligibility requirements receive and continue to hold Admiral Shares, Signal Shares, Institutional Shares or Institutional Plus Shares, as appropriate, and/or such additional or substitute share classes as the Vanguard Funds may offer from time to time, and that, accordingly, the Intermediary, and not Vanguard, shall continue to have all of the obligations set forth in Exhibit D with respect to share class eligibility-related requirements and procedures, including reporting requirements as set forth therein, in connection with such VantageTrust Fund Account-level share class eligibility.
Sample 1
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Related to Share Class Eligibility

  • Retirement Plan Share Classes (R shares) and Account Options (for retirement plans only)

  • Distribution Eligibility Shares issued in a Fund after receipt of a completed purchase order shall be eligible to receive distributions of the Fund at the time specified in the prospectus pursuant to which the Shares are offered.

  • S-3 Eligibility (i) At the time of filing the Registration Statement and (ii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), the Company met the then applicable requirements for use of Form S-3 under the Securities Act, including compliance with General Instruction I.B.1 of Form S-3.

  • Bonus Eligibility The Executive shall be eligible to receive an annual bonus payment in addition to Base Salary and other compensation for each year of the Executive’s employment (the “Bonus”) as determined by the Board from time to time.

  • Nasdaq Eligibility As of the Effective Date, the Public Securities have been approved for listing on the Nasdaq Capital Markets (“NASDAQ”), subject to official notice of issuance and evidence of satisfactory distribution. There is and has been no failure on the part of the Company or any of the Company's directors or officers, in their capacities as such, to comply with (as and when applicable), and immediately following the effectiveness of the Registration Statement the Company will be in compliance with, the NASDAQ Marketplace Rules, as amended.

  • ATTRIBUTION OF CLASS C SHARES Class C shares that are outstanding from time to time, shall be attributed to the Distributor and each Successor Distributor in accordance with the following rules;

  • Share Class Annual Compensation Rate Class R-1 1.00% Class R-2 0.75% Class R-2E 0.60% Class R-3 0.50% Class R-4 0.25% Class R-5 No compensation paid Class R-5E No compensation paid Class R-6 No compensation paid

  • Rule 144A Eligibility On the Closing Date, the Securities will not be of the same class as securities listed on a national securities exchange registered under Section 6 of the Exchange Act or quoted in an automated inter-dealer quotation system; and each of the Preliminary Offering Memorandum and the Offering Memorandum, as of its respective date, contains or will contain all the information that, if requested by a prospective purchaser of the Securities, would be required to be provided to such prospective purchaser pursuant to Rule 144A(d)(4) under the Securities Act.

  • Form SB-2 Eligibility The Company currently meets the “registrant eligibility” and transaction requirements set forth in the general instructions to Form SB-2 applicable to “resale” registrations on Form SB-2 and the Company shall file all reports required to be filed by the Company with the Commission in a timely manner.

  • Reservation of Class A Ordinary Shares The Company shall at all times reserve and keep available a number of its authorized but unissued Class A ordinary shares that shall be sufficient to permit the exercise in full of all outstanding Warrants issued pursuant to this Agreement.

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