Shareholder Call Review Analysis. Includes Call Sampling sent securely to client and Reporting of internal representative reviews. § $[ ] per Month CTI Reporting – Integrated custom detailed call reporting § $[ ] per monthly report Exhibit D (continued) to the Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services and Supplemental Services Fee Schedule at July 1, 2015 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[ ] per qualified plan account or Cxxxxxxxx ESA account (Cap at $[ ] per SSN) § $[ ] per transfer to successor trustee § $[ ] per participant distribution (Excluding SWPs) § $[ ] per refund of excess contribution § $[ ] per reconversion/recharacterization Additional Shareholder Paid Fees
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Underlying Funds Trust), Transfer Agent Servicing Agreement (Hatteras Alternative Mutual Funds Trust)
Shareholder Call Review Analysis. Includes Call Sampling sent securely to client and Reporting of internal representative reviews. § · $[ ] per Month [ ] CTI Reporting – — Integrated custom detailed call reporting § · $[ ] per monthly report Exhibit D K (continuedContinued) to the Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services and Agreement-The RBB Fund, Inc. — Supplemental Services Fee Schedule at July 1June 30, 2015 2016 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § · $[ ] per qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $[ ] per SSN) § · $[ ] per transfer to successor trustee § · $[ ] per participant distribution (Excluding SWPs) § · $[ ] per refund of excess contribution § · $[ ] per reconversion/recharacterization Additional Shareholder Paid Feesre-characterization
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (RBB Fund, Inc.)
Shareholder Call Review Analysis. Includes Call Sampling sent securely to client and Reporting of internal representative reviews. § - $[ ] per Month CTI Reporting – Integrated custom detailed call reporting § $[ ] per monthly report Exhibit D (continued) to the Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services and Supplemental Services – The GoodHaven Funds Trust Fee Schedule Schedules at July 1February, 2015 2016 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[ ] per qualified plan account or Cxxxxxxxx ESA account (Cap at $[ ] per SSN) § $[ ] per transfer to successor trustee § $[ ] per participant distribution (Excluding SWPs) § $[ ] per refund of excess contribution § $[ ] per reconversion/recharacterization re-characterization Additional Shareholder Paid Fees
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (GoodHaven Funds Trust)