Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its Representatives with respect to the Funds shall be in compliance with all applicable federal and state securities laws and regulations, as well as all compliance manuals provided by the Distributor. In particular, without limiting the generality of the foregoing:
Appears in 7 contracts
Samples: Distribution Agreement (State Farm Mutual Fund Trust), Distribution Agreement (State Farm Mutual Fund Trust), Amended and Restated Distribution Agreement (State Farm Mutual Fund Trust)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its the Distributor Representatives with respect to the Funds Contracts, including such activities with respect to Selling Broker-Dealers and their Representatives and clients or prospects, shall be in compliance with all applicable federal and state securities laws and regulations, as well as FINRA rules, and all compliance manuals provided by applicable insurance laws and regulations and the DistributorAgents Manual. In particular, without limiting the generality of the foregoing:
Appears in 5 contracts
Samples: Amended and Restated Distribution Agreement (Midland National Life Separate Account C), Distribution Agreement (Midland National Life Insurance Co), Distribution Agreement (Midland National Life Insurance Co)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor Company and its the Company Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulations, where applicable, as well as all compliance manuals provided by applicable insurance laws and regulations and the DistributorAgents Manual. In particular, without limiting the generality of the foregoing:
Appears in 3 contracts
Samples: Underwriting Agreement (Continental Assurance Co Variable Life Separate Account), Underwriting Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun), Underwriting Agreement (Continental Assurance Co Variable Life Separate Account)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its the Distributor Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulations, as well as all compliance manuals provided by applicable insurance laws and regulations and the DistributorAgents Manual. In particular, without limiting the generality of the foregoing:
Appears in 3 contracts
Samples: Distribution Agreement (ALAC Separate Account 1), Distribution Agreement (Bankers Life Insurance Co of New York Separate Account I), Distribution Agreement (Il Annuity & Insurance Co Separate Account 1)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulations, as well as all applicable insurance laws and regulations, and compliance manuals provided by the DistributorFNWL. In particular, without limiting the generality of the foregoing:
Appears in 2 contracts
Samples: Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its the Distributor Representatives with respect to the Funds Policies shall be in compliance with all applicable federal and state securities laws and regulationsregulations and NASD rules, as well as all compliance manuals provided by applicable insurance laws and regulations and the DistributorInsurer's rules and procedures (to the extent not inconsistent with the foregoing). In particular, without limiting the generality of the foregoing:
Appears in 2 contracts
Samples: Distribution Agreement (National Variable Life Insurance Account), Distribution Agreement (LSW Variable Life Insurance Account)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its the Distributor Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulationsregulations and NASD rules, as well as all compliance manuals provided by applicable insurance laws and regulations and the DistributorInsurer's rules and procedures (to the extent not inconsistent with the foregoing). In particular, without limiting the generality of the foregoing:
Appears in 2 contracts
Samples: Distribution Agreement (National Variable Annuity Account Ii), Distribution Agreement (LSW Variable Annuity Account I)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its Representatives with respect to the Funds shall be in compliance with all applicable federal and state securities laws and regulations, as well as all compliance manuals provided by the Distributor. In particular, without limiting the generality of the foregoing:
Appears in 2 contracts
Samples: Distribution Agreement (State Farm Growth Fund Inc), Distribution Agreement (State Farm Growth Fund Inc)
Solicitation Activities. All solicitation and sales activities ------------------------ engaged in by Distributor and its Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulations, as well as all applicable insurance laws and regulations, and compliance manuals provided by the DistributorState Farm. In particular, without limiting the generality of the foregoing:
Appears in 1 contract
Samples: Exhibit 3 (State Farm Life Insurance Co Variable Annuity Separate Act)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor Company and its the Company Representatives with respect to the Funds Contracts shall be in compliance with all applicable federal and state securities laws and regulations, where applicable, as well as all compliance manuals provided by the Distributorapplicable insurance laws and regulations. In particular, without limiting the generality of the foregoing:
Appears in 1 contract
Samples: Underwriting Agreement (Continental Assurance Co Separate Account B)
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its the Distributor Representatives with respect to the Funds Policies shall be in compliance with all applicable federal and state securities laws and regulations, as well as all compliance manuals provided by applicable insurance laws and regulations and the DistributorInsurer's rules and procedures. In particular, without limiting the generality of the foregoing:
Appears in 1 contract
Samples: Distribution Agreement (National Variable Life Insurance Account)
