STN 22c-2 Service System. The Trust acknowledges that UMBFS’ provision of the services contemplated in this Article IX in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Trust with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Trust hereby agrees to the following: A. Any access to software made available to the Trust in connection with the provision of services under this Article IX, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IX. Such license shall immediately terminate upon termination of this Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust by UMBFS or SunGard. The Trust agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license. B. The Trust shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust agrees that any contractors hired by the Trust with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 12 contracts
Samples: Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Vericimetry Funds), Transfer Agency Agreement (SteelPath MLP Funds Trust)
STN 22c-2 Service System. The Trust Company acknowledges that UMBFS’ provision of the services contemplated in this Article IX in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Trust Company with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Trust Company hereby agrees to the following:
A. Any access to software made available to the Trust Company in connection with the provision of services under this Article IX, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust Company is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IX. Such license shall immediately terminate upon termination of this Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust Company will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust Company by UMBFS or SunGard. The Trust Company agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. The Trust Company shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust Company agrees that any contractors hired by the Trust Company with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 4 contracts
Samples: Transfer Agency Agreement (Fpa Paramount Fund Inc), Transfer Agency Agreement (Fpa New Income Inc), Transfer Agency Agreement (Fpa Capital Fund Inc)
STN 22c-2 Service System. The Trust acknowledges that UMBFS’ provision of the services contemplated in this Article IX VI in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Trust with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Trust hereby agrees to the following:
A. Any access to software made available to the Trust in connection with the provision of services under this Article IXVI, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IXVI. Such license shall immediately terminate upon termination of this Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust by UMBFS or SunGard. The Trust agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. The Trust shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust agrees that any contractors hired by the Trust with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Wasatch Funds Trust), Transfer Agency Agreement (Wasatch Funds Trust)
STN 22c-2 Service System. The Trust Company acknowledges that UMBFS’ provision of the services contemplated in this Article IX hereunder in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Trust Company with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the FundsCompany. Therefore, the Trust Company hereby agrees to the following:
A. Any access to software made available to the Trust Company in connection with the provision of services under this Article IXAddendum, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust Company is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IXAddendum. Such license shall immediately terminate upon termination of this the Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust Company will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust Company by UMBFS or SunGard. The Trust Company agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. The Trust Company shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust Company agrees that any contractors hired by the Trust Company with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 1 contract
Samples: Transfer Agency Agreement (Lifetime Achievement Fund Inc)
STN 22c-2 Service System. The Trust acknowledges that UMBFS’ ' provision of the services contemplated in this Article IX in part depends on UMBFS’ ' use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“"SunGard”"). UMBFS may provide the Trust with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Trust hereby agrees to the following:
A. Any access to software made available to the Trust in connection with the provision of services under this Article IX, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IX. Such license shall immediately terminate upon termination of this Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ ' license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust by UMBFS or SunGard. The Trust agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. The Trust shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust agrees that any contractors hired by the Trust with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 1 contract
STN 22c-2 Service System. The Trust acknowledges that UMBFS’ provision of the services contemplated in this Article IX hereunder in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Trust with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the FundsTrust. Therefore, the Trust hereby agrees to the following:
A. Any access to software made available to the Trust in connection with the provision of services under this Article IXAddendum, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS (and their affiliates) shall retain all right, title and interest in such software. The Trust is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IXAddendum. Such license shall immediately terminate upon termination of this the Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust by UMBFS or SunGard. The Trust agrees to assist UMBFS with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. The Trust shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust agrees that any contractors hired by the Trust with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 1 contract
STN 22c-2 Service System. The Trust acknowledges that UMBFS’ Transfer Agent’s provision of the services contemplated in this Article IX Section 2(i) in part depends on UMBFS’ Transfer Agent’s use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS Transfer Agent may provide the Trust with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Trust hereby agrees to the following:
A. (A) Any access to software made available to the Trust in connection with the provision of services under this Article IXsubparagraph, including, without limitation, the STN 22c-2 Service System, is licensed, not sold, and SunGard and/or UMBFS Transfer Agent (and their affiliates) shall retain all rightrights, title and interest in such software. The Trust is granted a nonexclusive, limited license to use the software for the sole and limited purpose described in this Article IXsubparagraph. Such license shall immediately terminate upon termination of this Agreement. In addition, any license to use the STN 22c-2 Service System shall immediately terminate in the event that UMBFS’ Transfer Agent’s license to use the STN 22c-2 Service System is terminated. Upon termination of any such software license, the Trust will discontinue all use of the STN 22c-2 Service System and any written documentation provided to the Trust by UMBFS Transfer Agent or SunGard. The Trust agrees to assist UMBFS Transfer Agent with its obligations to return STN 22c-2 Service System materials resulting from termination of the license.
B. (B) The Trust shall maintain in connection with its access to the STN 22c-2 Service System, reasonable access controls and system security requirements necessary to protect the confidentiality and intellectual property rights of SunGard in the STN 22c-2 Service System. The Trust agrees that any contractors hired by the Trust with access to the STN 22c-2 Service System shall enter into a confidentiality agreement concerning such access.
Appears in 1 contract
Samples: Transfer Agency Agreement (Fiera Capital Series Trust)