Subject to this Division, where. (a) a person who is not a connected person referred to in section 218 (referred to in this section as the insider) possesses information that is not generally available but, if the information were generally available, a reasonable person would expect it to have a material effect on the price or value of securities1; and
Appears in 5 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Subject to this Division, where. (a) a person who is not a connected person referred to in section 218 (referred to in this section as the insider) possesses information that is not generally available but, if the information were generally available, a reasonable person would expect it to have a material effect on the price or value of securities1securities, securities-based derivatives contracts or CIS units; and
Appears in 1 contract
Samples: Customer Agreement
