Suitability Assessment Obligation Sample Clauses

Suitability Assessment Obligation. CAM is required, under securities legislation and MFDA Rules, to ensure each investment recommendation made is suitable for me in relation to my investment objectives, risk tolerance and other personal and financial circumstances. The obligation to make a suitability determination applies to trades proposed by me, whether or not a recommendation is made. In addition, XXX will assess with suitability of the investments in my account(s) whenever: ▪ I transfer assets into an account at CAM; ▪ CAM or my Advisor become aware of any information that results in changes to my stated risk tolerance, time horizon or investment objectives, or that would have a significant impact on my net worth or income; or ▪ there is a change in the Advisor responsible for my account(s) at CAM. Unless specifically arranged with my Advisor, my account(s) will not be assessed for suitability in other circumstances, such as during periods of significant market fluctuations.
Sample 1
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Suitability Assessment Obligation. CAM is required, under securities legislation and MFDA Rules, to ensure each investment recommendation made is suitable for me in relation to my investment objectives, risk tolerance and other personal and financial circumstances. The obligation to make a suitability determination applies to trades proposed by me, whether or not a recommendation is made. In addition, XXX will assess with suitability of the investments in my account(s) within a reasonable time, but in any event no later than the time of the next trade, whenever:  I transfer assets into an account at CAM;  CAM or my Advisor become aware of any information that results in changes to my stated risk tolerance, time horizon or investment objectives, or that would have a significant impact on my net worth or income; or  there is a change in the Advisor responsible for my account(s) at CAM. Unless specifically arranged with my Advisor, my account(s) will not be assessed for suitability in other circumstances, such as during periods of significant market fluctuations.
Sample 1
Suitability Assessment Obligation. CFIS is required, under securities legislation and MFDA rules, to ensure each investment recommendation made is suitable for me in relation to my investment objectives, risk tolerance and other personal and financial circumstances. The obligation to make a suitability determination applies to trades proposed by me, whether or not a recommendation is made. In addition, CFIS will assess with suitability of the investments in my account(s) within a reasonable time, but in any event no later than the time of the next trade, whenever: • I transfer assets into an account at CFIS • CFIS or my Representative become aware of any information that results in changes to my stated risk tolerance, time horizon or investment objectives, or that would have a significant impact on my net worth or income; or • there is a change in the Representative responsible for my account(s) at CFIS Unless specifically arranged with my Representative, my account(s) will not be assessed for suitability in other circumstances, such as during periods of significant market fluctuations.
Sample 1

Related to Suitability Assessment Obligation

  • Security Assessment If Accenture reasonably determines, or in good faith believes, that Supplier’s security practices or procedures do not meet Supplier’s obligations under the Agreement, then Accenture will notify Supplier of the deficiencies. Supplier will without unreasonable delay: (i) correct such deficiencies at its own expense; (ii) permit Accenture, or its duly authorized representatives, to assess Supplier’s security-related activities that are relevant to the Agreement; and (iii) timely complete a security questionnaire from Accenture on a periodic basis upon Accenture’s request. Security issues identified by Accenture will be assigned risk ratings and an agreed-to timeframe to remediate. Supplier will remediate all the security issues identified within the agreed to timeframes. Upon Supplier’s failure to remediate any high or medium rated security issues within the stated timeframes, Accenture may terminate the Agreement in accordance with Section 8 above.

  • Conformity Assessment 1. The Parties recognize that a broad range of mechanisms exists to facilitate the acceptance of conformity assessment procedures and results thereby, including:

  • Conformity Assessment Procedures 1. Each Party shall give positive consideration to accepting the results of conformity assessment procedures of other Parties, even where those procedures differ from its own, provided it is satisfied that those procedures offer an assurance of conformity with applicable technical regulations or standards equivalent to its own procedures.

  • PROPERTY ASSESSMENT The Buyer and Seller hereby acknowledge that the Province of Ontario has implemented current value assessment and properties may be re-assessed on an annual basis. The Buyer and Seller agree that no claim will be made against the Buyer or Seller, or any Brokerage, Broker or Salesperson, for any changes in property tax as a result of a re-assessment of the property, save and except any property taxes that accrued prior to the completion of this transaction.

  • Environmental Assessment and Mitigation Development of a transportation project must comply with applicable environmental laws. The party named in article 1, Responsible Parties, under AGREEMENT is responsible for the following:

  • Performance Assessment 6.1 The Performance Plan (Annexure A) to this Agreement sets out key performance indicators and competencies that needs to be evaluated in terms of –

  • Diagnostic Assessment 6.3.1 Boards shall provide a list of pre-approved assessment tools consistent with their Board improvement plan for student achievement and which is compliant with Ministry of Education PPM (PPM 155: Diagnostic Assessment in Support of Student Learning, date of issue January 7, 2013).

  • Environmental Assessment Buyer shall have the right for a period commencing upon execution of this Agreement by both parties and ending on November 28, 2012, to conduct an environmental assessment of the Assets, at Buyer’s sole risk, liability and expense. Seller shall make available to Buyer, during the environmental assessment period described above, Seller’s historical files regarding prior operations on the Assets, and provide Buyer and its representatives with reasonable access to the Assets to conduct the environmental assessment. Buyer shall provide Seller three (3) days prior written notice of a desired date(s) for such assessment and Seller shall have the right to be present during any assessment and, if any testing is conducted pursuant to Seller’s express prior written consent, Seller may require splitting of all samples. Notwithstanding any other provision of this Agreement to the contrary, Buyer shall not have the right to drill any test, monitor or other xxxxx or to extract samples of any air, soil, water or other substance from the Assets without Seller’s express prior written consent. If Buyer proposes a reasonable request to drill a test well or extract a sample pursuant to a systematic and customary procedure for the assessment of the environmental condition of the Assets and Seller refuses to grant its consent to such a well or sampling, then Buyer shall have the right, for a period of seventy-two (72) hours following notification of Seller’s refusal to consent, to deliver written notice to Seller of Buyer’s election to exclude from this transaction the portion of the Assets affected by such proposed test well or sample, and the Purchase Price shall be adjusted accordingly by the Allocated Value of such portion of the Assets so excluded. Under no circumstances whatsoever shall Seller ever be obligated to grant its consent to any such test xxxxx or sampling proposed by Buyer, and Buyer’s sole and exclusive remedy for any refusal by Seller to grant its consent shall be the limited right contained in the preceding sentence to exclude the affected Assets from the transactions contemplated by this Agreement. If Buyer fails to exercise the right to exclude such Assets by written notice to Seller delivered prior to the expiration of the seventy-two hour period described above, then Buyer shall be conclusively deemed to have waived such right and shall be obligated to purchase the affected Assets without conducting such testing or sampling or any adjustment of the Purchase Price unless otherwise provided in this Agreement.

  • Criteria for Performance Assessment A. A teacher’s performance shall be assessed based on the criteria set forth in the evaluation instrument, Appendix D.

  • Needs Assessment 1. The Contractor shall conduct a cultural and linguistic group-needs assessment of the eligible client population in the Contractor’s service area to assess the language needs of the population and determine what reasonable steps are necessary to ensure meaningful access to services and activities to eligible individuals. [22 CCR 98310, 98314] The group-needs assessment shall take into account the following four (4) factors:

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