Suitability determination definition
Examples of Suitability determination in a sentence
Dealer Member Rule 1300.1(q) [Suitability determination required when recommendation provided];4.
Dealer Member Rule 1300.1(p) [Suitability determination required when accepting order];3.
Dealer Member Rule 1300.1(r) [Suitability determination required for account positions held when certain events occur];5.
For ex- ample, property determined unsuitable for national security concerns may no longer be subject to security restric- tions, or property determined suitable may subsequently be found to be con- taminated.§ 12a.4 Suitability determination.(a) Suitability determination.
Suitability determination cannot be delegated Registrants may not delegate their obligations under section 13.3 to an unregistered individual, such as an administrative assistant or a referral agent or a registrant at another firm.
Suitability determination: A ``suitability determination'' is a determination that there are reasonable grounds to believe that an individual will likely be able to perform the contract requirements on-site without undue risk to the interests of the State.
The Candidate may not work with your agency in a position with the potential for unsupervised contact until a DDS Suitability determination is issued.
Suitability determination: A “suitability determination” is a determination that there are reasonable grounds to believe that an individual will likely be able to perform the contract requirements on-site without undue risk to the interests of the State.
For ex- ample, property determined unsuitable for national security concerns may no45 CFR Subtitle A (10–1–01 Edition)longer be subject to security restric- tions, or property determined suitable may subsequently be found to be con- taminated.§ 12a.4 Suitability determination.(a) Suitability determination.
Dealer Member Rule 1300.1(r) [Suitability determination required for account positions held when certain events occur]; NI 31-103 ProvisionIIROC Provision 5.