Supporting Documentation and Assistance Sample Clauses

Supporting Documentation and Assistance. Upon Company’s request, Underwriter agrees to provide to Company, in writing, (i) information regarding those trades of a Shareholder that violated the Fund’s funds trading policies; and (ii) reasonable assistance in communicating to/with any Shareholder whose trading has been restricted pursuant to this Section regarding the trade restrictions and/or prohibitions implemented hereunder. Intermediary will share such information with the affected Shareholder and such activity shall not be a breach of this Agreement.
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Supporting Documentation and Assistance. Upon Intermediary's reasonable request, Portfolio agrees to provide (i) information regarding those trades of the Contract owner that violated the Portfolio's policies; and (ii) reasonable assistance in communicating to any Contract owner whose trading has been restricted regarding the trade restrictions and/or prohibitions implemented.
Sample 1Sample 2
Supporting Documentation and Assistance. If, pursuant to this Section 10, the Company instructs Nationwide to restrict or prohibit further purchases or exchanges of Shares by a Shareholder, the Company will, at Nationwide’s request, provide Nationwide a written statement (which may be shared with the affected Shareholder and any applicable indirect intermediary) that such restriction or prohibition is made at the instruction of the Company in accordance with the Fund’s policies. The Company and Nationwide each agree to reasonably cooperate with the other to address issues in the event a Shareholder requests information from Nationwide related to any such restriction or prohibition.
Sample 1
Supporting Documentation and Assistance. Upon the Intermediary’s reasonable request, the Fund Agent agrees to provide: (i) supporting documentation, in a format which the Fund Agent may authorize the Intermediary to share with the affected Shareholder and any applicable indirect intermediary, evidencing that a Shareholder whose trading has been restricted pursuant to this Agreement has violated Fund Policies (a “Restricted Shareholder”); and (ii) reasonable assistance to resolve Restricted Shareholder complaints and/or inquiries regarding trade restrictions and/or prohibitions implemented hereunder.
Sample 1

Related to Supporting Documentation and Assistance

  • Performance of Obligations; Representations and Warranties The Company shall have performed in all material respects each of its agreements contained in this Agreement required to be performed on or prior to the Effective Time, each of the representations and warranties of the Company contained in this Agreement that is qualified by materiality shall be true and correct on and as of the Effective Time as if made on and as of such date (other than representations and warranties which address matters only as of a certain date which shall be true and correct as of such certain date) and each of the representations and warranties that is not so qualified shall be true and correct in all material respects on and as of the Effective Time as if made on and as of such date (other than representations and warranties which address matters only as of a certain date which shall be true and correct in all material respects as of such certain date), in each case except as contemplated or permitted by this Agreement, and Parent shall have received a certificate signed on behalf of the Company by its Chief Executive Officer and its Chief Financial Officer to such effect.

  • REPRESENTATIONS AND AGREEMENTS OF EXECUTIVE (a) Executive represents and warrants that he is free to enter into this Agreement and to perform the duties required hereunder, and that there are no employment contracts or understandings, restrictive covenants or other restrictions, whether written or oral, preventing the performance of his duties hereunder.

  • Reciprocal Representations and Warranties The Seller/Servicer and Residential Funding each represents and warrants to the other that as of the date of this Contract:

  • Party A’s Representations and Warranties Party A represents and warrants as follows:

  • General Representations and Warranties To induce Agent and Lenders to enter into this Agreement and to make available the Commitments, Loans and Letters of Credit, each Obligor represents and warrants that:

  • Survival of Representations and Agreements All representations and warranties, covenants and agreements of the Underwriters and the Company contained in this Agreement or in certificates of officers of the Company submitted pursuant hereto, including the agreements contained in Section 6, the indemnity agreements contained in Section 8 and the contribution agreements contained in Section 9, shall remain operative and in full force and effect regardless of any investigation made by or on behalf of any Underwriter or any controlling person thereof or by or on behalf of the Company, any of its officers and directors or any controlling person thereof, and shall survive delivery of and payment for the Shares to and by the Underwriters. The representations contained in Section 1 and the agreements contained in Sections 6, 8, 9, 11, 12 and 18 hereof shall survive any termination of this Agreement, including termination pursuant to Section 10 or 12 hereof.

  • Representation and Agreement Notwithstanding anything to the contrary in the Equity Definitions (including, but not limited to, Section 9.11 thereof), the parties acknowledge that (i) any Shares delivered to Counterparty shall be, upon delivery, subject to restrictions and limitations arising from Counterparty’s status as issuer of the Shares under applicable securities laws, (ii) Dealer may deliver any Shares required to be delivered hereunder in certificated form in lieu of delivery through the Clearance System and (iii) any Shares delivered to Counterparty may be “restricted securities” (as defined in Rule 144 under the Securities Act of 1933, as amended (the “Securities Act”)).

  • Additional Representations and Warranties The representations and warranties regarding creation, perfection and priority of security interests in the Receivables, which are attached to this Agreement as Exhibit C, are true and correct to the extent they are applicable.

  • Continuation of Representations and Warranties The representations and warranties in Article VI shall be true and correct on and as of such Borrowing Date or Issuance Date with the same effect as if made on and as of such Borrowing Date or Issuance Date (except to the extent such representations and warranties expressly refer to an earlier date, in which case they shall be true and correct as of such earlier date); and

  • Financial Institution’s Representations and Warranties The Financial Institution represents and warrants to the Grantor and the Secured Party as follows:

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