Common use of TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS Clause in Contracts

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX RIA has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. ‌‌‌‌ When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX RIA has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. ‌‌ When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX RIA has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. When you open an Advisory Program Account, we will provide you with relevant the Program Features and the Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory ProgramProgram in writing. Based on your selection, delivery Delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or WFA or the Sub-Advisor Manager you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professionalFinancial Advisor. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programsadvisory programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, Agreement you may be required to execute an additional agreement specific to the Advisory Program AccountAccount(s). References to the "“Agreement" ” include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.

TERMS AND CONDITIONS OF YOUR ADVISORY PROGRAM ACCOUNTS. ‌‌‌ When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected. The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account. The advisory services described herein are provided by a registered investment adviser (RIA), which may be the same entity as your Introducing Firm (in the case of a dual registrant), or may be a separate entity that is or is not affiliated with your Introducing Firm. References to the RIA shall include any affiliated Introducing Firm, with respect to the services provided to Advisory Program Accounts hereunder. XXX has entered into an agreement with Xxxxx Fargo Clearing Services, LLC (“WFCS”) under which WFCS has agreed to provide certain advisory and/or other services to RIA with respect to the Advisory Program Accounts. WFCS is dually registered as an investment adviser and a broker-dealer and acts as clearing broker-dealer for the Introducing Firm. WFCS operates under the tradename “Xxxxx Fargo Advisors” (or “WFA”) when acting as an investment adviser and broker-dealer and the tradename “First Clearing" when acting as a clearing broker- dealer. For ease of reference, WFCS will generally be referred to in this section as WFA regardless of the capacity in which it is operating. WFA will enter into agreements with sub- advisors from time to time under which the sub-advisors agree to manage, or provide model portfolios that WFA relies on to manage, the Advisory Program Accounts. WFA and the sub-advisors are collectively referred to herein as "Sub-Advisors." You agree that the Sub-Advisors are third party beneficiaries of this Agreement and that the terms and conditions hereof, shall be applicable to all matters between you and the Sub-Advisors. We may permit you, at our sole discretion, to move to certain Advisory Programs or change Sub-Advisors and/or target allocations without the need to open a new Advisory Program Account or sign a new Agreement. In such event, we will send you a confirmation letter reflecting your selection of the new Advisory Program. Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement. By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement. This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you. A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional. From time to time, we may require that you sign additional agreements or documents for certain services or instructions, including, but not limited to, an Advisory Program Account agreement for specific Advisory Programs, and such additional agreements and documents are incorporated by reference into this Agreement as if they were fully set forth herein when you signed the Agreement. If you open an Advisory Program Account after your execution of this Agreement, you may be required to execute an additional agreement specific to the Advisory Program Account. References to the "Agreement" include any supplemental Advisory Program Account agreements. In the event your financial professional is no longer able to render investment advisory services to your Advisory Program Account, we will attempt to transfer the Account to another qualified financial professional and you will be notified of any such transfer. If we are unable to transfer your Advisory Program Account to another qualified financial professional, then we will terminate the Account in accordance with the terms of the Agreement and you will be notified of such termination.