Common use of The AML Program Clause in Contracts

The AML Program. W&R hereby represents and warrants that W&R has received a copy of the Fund’s AML Program and undertakes to perform all responsibilities imposed on W&R as a “Service Provider” thereunder. The Fund hereby agrees to provide to W&R any amendment(s) to the AML Program promptly after adoption of any such amendment(s) by the Fund.

Appears in 4 contracts

Samples: Underwriting Agreement (Invested Portfolios), Underwriting Agreement (Waddell & Reed Advisors Funds), Underwriting Agreement (Waddell & Reed Financial Inc)

AutoNDA by SimpleDocs

The AML Program. W&R hereby represents and warrants that W&R has received a copy of the Fund’s 's AML Program and undertakes to perform all responsibilities imposed on W&R as a "Service Provider" thereunder. The Fund hereby agrees to provide to W&R any amendment(s) to the AML Program promptly after adoption of any such amendment(s) by the Fund.

Appears in 3 contracts

Samples: Underwriting Agreement (Waddell & Reed Invested Portfolios Inc), Underwriting Agreement (Waddell & Reed Advisors Small Cap Fund Inc), Underwriting Agreement (Waddell & Reed Advisors Select Funds Inc)

The AML Program. W&R hereby represents and warrants that W&R has received a copy of the FundTrust’s AML Program and undertakes to perform all responsibilities imposed on W&R as a “Service Provider” thereunder. The Fund Trust hereby agrees to provide to W&R any amendment(s) to the AML Program promptly after adoption of any such amendment(s) by the FundTrust.

Appears in 2 contracts

Samples: Underwriting Agreement (Ivy Funds Variable Insurance Portfolios), Underwriting Agreement (Waddell & Reed Financial Inc)

AutoNDA by SimpleDocs

The AML Program. W&R hereby represents and warrants that W&R has received a copy of the Fund’s Trust's AML Program and undertakes to perform all responsibilities imposed on W&R as a "Service Provider" thereunder. The Fund Trust hereby agrees to provide to W&R any amendment(s) to the AML Program promptly after adoption of any such amendment(s) by the FundTrust.

Appears in 1 contract

Samples: Underwriting Agreement (Ivy Funds Variable Insurance Portfolios, Inc.)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!