The O'Shaughnessy Fundx Sample Clauses

The O'Shaughnessy Fundx. To the knowledge of Licensor: (x) Registration and Regulation of the O'Shaughnessy Funds. O'Shaughnessy Funds, Inc. is duly registered wixx xxx Xxxxxxsion as xx xxxxxxxxxx company under the Investment Company Act, and all shares of each of the O'Shaughnessy Funds which, since their organization, have been or arx xxxxx xxxxxed for sale have been duly registered under the Securities Act and have been duly registered, qualified or are exempt from registration or qualification under the securities laws of each state or other jurisdiction in which such shares have been or are being offered to revoke or rescind any such registration or qualification. O'Shaughnessy Funds, Inc. and each of the O'Shaughnessy Funds is in xxxxxxxxxx xxth all applicable laws, rules xxx xxxxxxxxons, including, without limitation, the Investment Company Act, the Securities Act, the Securities Exchange Act and all applicable state securities laws, except where the failure to be so in compliance would not have a material adverse effect on O'Shaughnessy Funds Inc. or such O'Shaughnessy Fund. Each of the O'Xxxxxxxxxxx Xunds is in compliancx xxxx xxx xxvestment policies anx xxxxxxxxxxxs set forth in the registration statement of O'Shaughnessy Funds, Inc. currently in effect under the Securities Axx, xxxxxx xxere the failure to be so in compliance would not have a material adverse effect on O'Shaughnessy Funds, Inc. or such O'Shaughnessy Fund. The value of txx xxx xxxxxx of each O'Shaughnessx Xxxx xx xxxermined pursuant to the requirements of the Xxxxxxxxxx Xompany Act and purchases and redemptions of shares of the O'Shaughnessy Funds, since their organization have been effected at xxx xxx xxxxx value per share calculated in such manner. There are no legal or governmental actions, investigations, inquiries or proceedings pending or threatened against O'Shaughnessy Funds, Inc. or either of the O'Shaughnessy Funds which xxxxx xxxx x material adverse effect on thx xxxxxxxxx (financial or otherwise) of O'Shaughnessy Funds, Inc. or either of the O'Shaughnessy Funds. (b) Organization, Standing xxx Xxxxxxxxy. O'Shaughnessy Funds, Inc., is a corporation duly organized, validly xxxxxxxx xxx in good standing under the laws of the State of Maryland. O'Shaughnessy Funds, Inc. has all requisite power and authority to oxx all of its properties and assets and to issue its shares. All of the shares of the O'Shaughnessy Funds that are issued and outstanding are fully paid axx xxx-xxxxxxable.
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Related to The O'Shaughnessy Fundx

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  • Attn Board Chair.

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