Common use of The Recalling of Eligible Stocks Clause in Contracts

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciated. Trading and Settlement Currency Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client. The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market. Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion. The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law.)

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciated. Trading and Settlement Currency Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client. The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market. Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion. The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; , and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law).)

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciated. Trading and Settlement Currency  Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client.  The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market.  Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion.  The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; , and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC China Securities Regulatory Commission (“CSRC”) and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-by- laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law.)

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciatedhasdepreciated. Trading and Settlement Currency ⚫ Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client. ⚫ The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market. ⚫ Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion. ⚫ The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC China Securities Regulatory Commission (“CSRC”) and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law.)

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciatedhasdepreciated. Trading and Settlement Currency  Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client.  The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market.  Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion.  The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC China Securities Regulatory Commission (“CSRC”) and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law.)

The Recalling of Eligible Stocks. When a stock is recalled from the scope of eligible stocks for trading via Shanghai-Hong Kong Stock Connect, the stock can only be sold but restricted from being bought. This may affect the investment portfolio or strategies of the Client. Client should therefore pay close attention to the list of eligible stocks provided and renewed from time to time by SSE and the Exchange. Currency Risks Client holds a local currency other than RMB will be exposed to currency risk if Client invests in a RMB product due to the need for the conversion of the local currency into RMB. During the conversion, Client will also incur conversion costs. Even if the price of the RMB asset remains the same when Client purchases it and when Client redeems/sells it, Client will still incur a loss when Client converts the redemption/sale proceeds into local currency if RMB has depreciated. Trading and Settlement Currency Northbound investments in SSE securities will be traded and settled in RMB, the Broker can offer currency exchange services to Northbound trading Investors. For calculating any debit balance due from the Client. The exchange rate shall be determined by the Broker in its sole discretion, with reference to the prevailing rates in the foreign exchange market. Any conversion from one currency into another may be effected by the Broker in such manner and at such times as it may in its absolute discretion. The costs of conversion and any loss arising as a result of fluctuations in the exchange rate of the relevant currency will be entirely for the account and risk of the Client; and the Client authorized the Broker to debit Client’s account for any expenses incurred in effecting any currency anycurrency conversion. Applicable Law and Regulations All transaction executed in the Shanghai-Hong Kong Stock Connect shall be subject to the regulations used by CSRC and the Securities and Futures Commission of Hong Kong (the “SFC”). The Client agrees to do such things as the Broker may require to ensure compliance with all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs, usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law.)