TIE SHEET Sample Clauses

TIE SHEET. Section of Section of Trust Indenture Act Purchase Contract of 1939, as amended Agreement ------------------- ------------ 310(a).....................................................7.8 310(b).....................................................7.9(d) and (g), 11.8 310(c).....................................................Inapplicable 311(a).....................................................11.2(b) 311(b).....................................................11.2(b) 311(c).....................................................Inapplicable 312(a).....................................................11.2(a) 312(b).....................................................11.2(b) 313........................................................11.3 314(a).....................................................11.4 314(b).....................................................Inapplicable 314(c).....................................................11.5 314(d).....................................................Inapplicable 314(e).....................................................1.2 314(f).....................................................11.1 315(a).....................................................7.1(a) 315(b).....................................................7.2 315(c).....................................................7.1(e) 315(d)(1)..................................................7.1(b) 315(d)(2)..................................................7.1(b) 315(d)(3)..................................................11.9 316(a)(1)(A)...............................................11.9 316(a)(1)(B)...............................................11.6 316(b).....................................................6.1 316(c).....................................................11.2 317(a).....................................................Inapplicable 317(b).....................................................Inapplicable 318(a).....................................................11.1(b) ------------- * This Cross-Reference Table does not constitute part of the Purchase Contract Agreement and shall not affect the interpretation of any of its terms or provisions. TABLE OF CONTENTS ARTICLE I Definitions and Other Provisions of General Application
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TIE SHEET. The following terms are defined in the Sections set forth below: Term Section ---- ------- Agreement Preamble Applicable Price 5.06 Call Notice 3.07(b) Called Warrants 3.07(a) Common Stock Fundamental Change 5.06 Company Preamble Credit Agreement Recitals Current Event 5.01(g) Expiration Time 5.01(f) Indemnitee 9.02 Initial Holder Preamble Non-Stock Fundamental Change 5.06 Other Event 5.01(g) Purchased Shares 5.01(f) Purchaser Stock Price 5.06 Reference Date 5.01(d) Registrar 2.04(a) Transfer Agent 7.01 Trigger Date 3.07(a) Warrant Certificates 2.02 Warrant Register 2.04(a)
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TIE SHEET. Section of Trust Indenture Act of 1939, as amended Section of Purchase Contract Agreement 310(a) 7.8 310(b) 7.9(d) and (g), 11.8 310(c) Inapplicable 311(a) 11.2(b) 311(b) 11.2(b) 311(c) Inapplicable 312(a) 11.2(a) 312(b) 11.2(b) 313 11.3 314(a) 11.4 314(b) Inapplicable 314(c) 11.5 314(d) Inapplicable 314(e) 1.2 314(f) 11.1 315(a) 7.1(a) 315(b) 7.2 315(c) 7.1(e) 315(d)(1) 7.1(b) 315(d)(2) 7.1(b) 315(d)(3) 11.9 316(a)(1)(A) 11.9 316(a)(1)(B) 11.6 316(b) 6.1 316(c) 11.2 317(a) Inapplicable 317(b) Inapplicable
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TIE SHEET of provisions of Trust Indenture Act of 1939 and the Indenture dated as of July 15, 1998, between Litchfield Financial Corporation and The Bank of New York, Trustee. TRUST INDENTURE ACT OF 1939 SECTION INDENTURE SECTION ------------------------------------------- ----------------- 310(a)(1)(2)(3)............................ 10.1 and 10.12 (a)(4).................................. Not applicable (b)..................................... 10.8 and 10.9 (c)..................................... Not applicable 311(c)..................................... Not applicable 312(a)..................................... 4.1(a) and (b) (b)..................................... 4.1(c) (c)..................................... 4.1(d) 313(a)..................................... 4.3 (b)..................................... Not applicable (c)..................................... 4.3 (d)..................................... 4.3 314(a)..................................... 4.2(a) and (b) (b)..................................... Not applicable (c)..................................... 13.3 (d)..................................... Not applicable (e)..................................... 15.3 315(a)..................................... 10.2 (b)..................................... 7.2 (c)..................................... 10.2(b) (d)..................................... 10.2(c) (e)..................................... 7.12 316(a)(1).................................. 7.3 (a)(2).................................. Not applicable (b)..................................... 7.3 317(a)..................................... 7.7 (b)..................................... 3.4
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TIE SHEET. Reconciliation and tie between Indenture dated as of June 29, 1998 and the Trust Indenture Act of 1939. This reconciliation section does not constitute part of the Indenture. TRUST INDENTURE ACT INDENTURE OF 1939 SECTION SECTION 301(a)(1)............................................................... 7.10 (a)(2)............................................................ 7.10 (a)(3)........................................................... Inapplicable (a)............................................................... Inapplicable (b)............................................................... 7.08, 7.10 (c)............................................................... Inapplicable 311(a).................................................................. 7.11 (b)............................................................... 7.11 (c)............................................................... Inapplicable 312(a).................................................................. 2.07 (b)............................................................... 10.03 (c)............................................................... 10.03 313(a).................................................................. 7.06 (b)(1)............................................................ Inapplicable (b)(2)............................................................ 7.06 (c)............................................................... 4.02, 11.02 (d)............................................................... 7.06 314(a).................................................................. 4.02, 11.02 (b)............................................................... Inapplicable (c)(1)............................................................ 11.04 (c)(2)............................................................ 11.04 (c)(3)............................................................ Inapplicable (d)............................................................... Inapplicable (e)............................................................... 11.05 (f)............................................................... Inapplicable 315(a).................................................................. 7.01(b) (b)............................................................... 7.05, 11.02 (c)............................................................... 7.01(a) (d)............................................................... 6.05, 7.01(c) (e).............................
Sample 1
TIE SHEET. Section of Section of Trust Indenture Act Purchase Contract of 1939, as amended Agreement 310(a) 7.8 310(b) 7.9(d) and (g), 11.7 311(a) 11.2(b) 311(b) 11.2(b) 312(a) 11.2(a) 312(b) 11.2(b) 313 11.3 314(a) 11.4 314(b) Inapplicable 314(c) 11.5 314(d) Inapplicable 314(e) 1.2 314(f) 11.1 315(a) 7.1(a) 315(b) 7.2 315(c) 7.1(e) 315(d)(1) 7.1(b) 315(d)(2) 7.1(b) 315(d)(3) 11.8 315(e) 6.5 316(a)(1)(A) 11.8 316(a)(1)(B) 11.6 316(b) 6.1 316(c) 11.2 317(a) Inapplicable 317(b) Inapplicable 318(a) 11.1(b) * This Cross-Reference Table does not constitute part of the Purchase Contract Agreement and shall not affect the interpretation of any of its terms or provisions. TABLE OF CONTENTS Page ARTICLE I Definitions and Other Provisions of General Application SECTION 1.1. Definitions 1 SECTION 1.2. Compliance Certificates and Opinions 15 SECTION 1.3. Form of Documents Delivered to Purchase Contract Agent 15 SECTION 1.4. Acts of Holders; Record Dates 16 SECTION 1.5. Notices 17 SECTION 1.6. Notice to Holders; Waiver 18 SECTION 1.7. Effect of Headings and Table of Contents 19 SECTION 1.8. Successors and Assigns 19 SECTION 1.9. Separability Clause 19 SECTION 1.10. Benefits of Agreement 19 SECTION 1.11. Governing Law 19 SECTION 1.12. Legal Holidays 19 SECTION 1.13. Counterparts 20 SECTION 1.14. Inspection of Agreement 20 SECTION 1.15. Force Majeure. 20 SECTION 1.16. Waiver of Jury Trial. 20 ARTICLE II Certificate Forms SECTION 2.1. Forms of Certificates Generally 21 SECTION 2.2. Form of Purchase Contract Agent’s Certificate of Authentication 21 ARTICLE III The Units
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Related to TIE SHEET

  • Balance Sheet “Balance Sheet” is defined in Section 3.6 of the Agreement.

  • Pro Forma Balance Sheet; Financial Statements The Lenders shall have received (i) the Pro Forma Balance Sheet, (ii) audited consolidated financial statements of the Borrower and its Subsidiaries for the most recently ended fiscal year and (iii) unaudited interim consolidated financial statements of the Borrower and its Subsidiaries for each fiscal quarter ended after the date of the latest applicable financial statements delivered pursuant to clause (i) of this paragraph as to which such financial statements are available.

  • Financial Statements; Pro Forma Balance Sheet; Projections On or prior to the Initial Borrowing Date, the Administrative Agent shall have received true and correct copies of the historical financial statements, the pro forma financial statements and the Projections referred to in Sections 8.05(a) and (d), which historical financial statements, pro forma financial statements and Projections shall be in form and substance reasonably satisfactory to the Administrative Agent and the Required Lenders.

  • Financial Statements; SEC Filings A. BOLD’s financial statements (the “Financial Statements”) contained in its periodic reports filed with the SEC have been prepared in accordance with generally accepted accounting principles applicable in the United States of America (“U.S. GAAP”) applied on a consistent basis throughout the periods indicated, except that those Financial Statements that are not audited do not contain all footnotes required by U.S. GAAP. The Financial Statements fairly present the financial condition and operating results of BOLD as of the dates, and for the periods, indicated therein, subject to normal year-end audit adjustments. BOLD has no material liabilities (contingent or otherwise). BOLD is not a guarantor or indemnitor of any indebtedness of any other person, entity or organization. BOLD maintains a standard system of accounting established and administered in accordance with U.S. GAAP.

  • Financial Statements; SEC Reports Since January 1, 2017, TGE and TEP, as applicable, have each timely filed all SEC Reports. All such SEC Reports, at the time filed with the SEC or, if amended, as of the date of the last such amendment (in the case of documents filed pursuant to the Exchange Act), or when declared effective by the SEC (in the case of registration statements filed under the Securities Act), complied as to form in all material respects with the applicable requirements of the Exchange Act or the Securities Act, as the case may be, as in effect on the date so filed. No SEC Report at the time described above contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. All financial statements (including any related notes thereto) contained or incorporated by reference in such SEC Reports complied as to form, when filed, in all material respects with the rules and regulations of the SEC with respect thereto, and were prepared in accordance with GAAP applied on a consistent basis throughout the periods involved (except as may be indicated in the notes thereto) and fairly present in all material respects the financial position of TGE or TEP (as applicable) and their consolidated Subsidiaries as of the respective dates thereof and the results of operations and cash flows of TGE or TEP (as applicable) and their consolidated Subsidiaries for the periods indicated (subject, in the case of unaudited financial statements, to normal year-end audit adjustments that are not individually or in the aggregate material). As of the date of this Agreement, there are no outstanding or unresolved comments received from the SEC with respect to any SEC Reports. No Subsidiary of TGE is required to file periodic reports with the SEC, either pursuant to the requirements of the Exchange Act or by Contract.

  • Pro Forma Balance Sheet The Administrative Agent shall have received the Pro Forma Balance Sheet in form and substance satisfactory to the Administrative Agent and the Required Lenders;

  • SEC Documents and Financial Statements (a) Since January 1, 1996, the Company has filed all forms, reports, statements and other documents required to be filed by it with the Commission pursuant to the Securities Act of 1933, as amended (the "Securities Act") and the Exchange Act (such forms, reports, statements and other documents are hereinafter referred to as the "Company SEC Documents"). None of the Company SEC Documents, (if amended or superseded by a filing prior to the date of this Agreement, then as so amended), contains, and no Company SEC Documents filed with the Commission on or subsequent to the date of this Agreement will contain, any untrue statement of a material fact or omits or will omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they are made, not misleading. All of the Company SEC Documents have complied and each Company SEC Document filed with the Commission on or subsequent to the date of this Agreement will comply in each case in all material respects with the applicable requirements of the Securities Act and the Exchange Act, and the rules and regulations promulgated thereunder. (b) The financial statements of the Company (including, in each case, any related notes or schedules thereto) contained or incorporated by reference in the Company SEC Documents filed prior to the date of this Agreement (i) have been prepared in accordance with the published rules and regulations of the Commission and United States generally accepted accounting principles, consistently applied ("GAAP") except as indicated in the notes thereto and (ii) present fairly in all material respects the consolidated financial position and the consolidated results of operations and cash flows of the Company and its Subsidiaries as of the respective dates or for the respective periods set forth therein (subject, in the case of unaudited interim financial statements, to normal year-end audit adjustments). (c) Except as set forth in Section 2.7 of the Company Disclosure Schedule, as of the date hereof, neither the Company nor any of its Subsidiaries has any liabilities (absolute, accrued, contingent or otherwise), except liabilities (i) reserved on, or disclosed or reflected in, the Company's audited balance sheet (including any related notes and schedules thereto) for the fiscal year ended December 31, 1997 included in the Company's annual report on Form 20-F for such fiscal year, (ii) incurred in the ordinary course of business since December 31, 1997, (iii) incurred in accordance with this Agreement or the transactions contemplated hereby or (iv) which would not be reasonably likely to have a Company Material Adverse Effect. Section 2.8

  • Pro Forma Financial Statements Agent shall have received a copy of the Pro Forma Financial Statements which shall be satisfactory in all respects to Lenders;

  • Closing Balance Sheet (a) Within thirty (30) days following the Closing, the Sellers and Company shall cause to be prepared and delivered to Buyer an unaudited balance sheet of the Company as of the Closing Date (the “Closing Balance Sheet”). The Company and Sellers shall cause the Closing Balance Sheet to be prepared in accordance with GAAP consistent with and using the same accounting principles, policies and methods as in the audited financial statements described in Section 3.17 with contract estimates at completion (“EACs”) and estimates to complete (“ETCs”) determined on a basis consistent with the method used for determination of the Company’s audited financial statements. Sellers shall bear the cost of preparing the Closing Balance Sheet. If the Tangible Net Worth of the Company as of the Closing Date as reflected on the Closing Balance Sheet, taking into account payment of the Company Pre-Closing Liabilities, is less than $80,000, then the Escrow Deposit shall be reduced on a dollar for dollar basis to the extent of any such deficiency. The amount by which the Tangible Net Worth of the Company as of the Closing Date is less than $80,000 taking into account payment of the Company Pre-Closing Liabilities, is hereafter referred to as the “Balance Sheet Adjustment.” The amount of any Balance Sheet Adjustment shall be deducted from the Escrow Deposit and paid to Buyer within two (2) days following determination of the “Final Closing Balance Sheet” (as defined in Section 2.3(b)), prior to release of the Escrow Deposit to the Sellers. The remainder of the Escrow Deposit shall thereafter promptly be paid by Escrow Agent to the Sellers in accordance with the terms of the Escrow Agreement. To the extent that Buyer decides not to pay off the DCAA liability as described in Section 2.2(a)(iii), then such amount shall be deemed paid off for purposes of determining the Closing Balance Sheet hereunder.

  • Financial Statements; Financial Condition All consolidated financial statements for Borrower and any of its Subsidiaries delivered to Bank fairly present in all material respects Borrower’s consolidated financial condition and Borrower’s consolidated results of operations. There has not been any material deterioration in Borrower’s consolidated financial condition since the date of the most recent financial statements submitted to Bank.

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