Common use of Trusted Contact Person Clause in Contracts

Trusted Contact Person. When you meet with your Advisor to open an account or update your KYC information, your Advisor will ask you to appoint a Trusted Contact Person (TCP). A TCP may be a close friend, family member or caregiver that can be trusted to ensure that your interests come first. This step adds an extra layer of protection for you, providing us the opportunity to connect with the TCP where we have concerns about financial decisions or where we believe that there is financial exploitation of your Account. Should you wish to appoint a TCP, the name and contact information for the TCP will be recorded with your KYC information as well as the permission to disclose limited information about you and/or your account to the TCP. It is important to emphasize that the TCP is not the same as a power of attorney. A power of attorney has the authority to make financial decisions on your behalf whereas the TCP does not have an interest or involvement in making financial decisions for you. Aviso Wealth may place a temporary hold on the purchase or sale of a security or on the withdrawal or transfer of cash or securities from your Account, where we reasonably believe that financial exploitation has occurred, is occurring, has been attempted or will be attempted, or where we reasonably believe that you do not have the mental capacity to make decisions involving financial matters. If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, and any other details we feel are necessary to share with you at that time.

Trusted Contact Person. When you meet with your Advisor to open an account or update your KYC information, your Advisor you will ask you be asked to appoint a Trusted Contact Person (“TCP”). A TCP may be a close friend, family member or caregiver that can be trusted to ensure that your interests come first. This step adds an extra layer of protection for you, you by providing us the opportunity to connect with the TCP where we have concerns about financial decisions or where we believe that there is financial exploitation of your Account. Should you wish to appoint a TCP, the name and contact information for the TCP will be recorded with your KYC account application information as well as the permission to disclose limited information about you and/or your account to the TCP. It is important to emphasize that the TCP is not the same as a power of attorney. A power of attorney has the authority to make financial decisions on your behalf whereas the TCP does not have an interest or involvement in making financial decisions for you. Aviso Wealth Qtrade may place a temporary hold on the purchase or sale of a security or on the withdrawal or transfer of cash or securities from your Account, where we reasonably believe that financial exploitation has occurred, is occurring, has been attempted or will be attempted, or where we reasonably believe that you do not have the mental capacity to make decisions involving financial matters. If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, concerns and any other details we feel are necessary to share with you at that time.

Trusted Contact Person. When you meet with your Advisor to open an account or update your KYC information, your Advisor will ask you to appoint a Trusted Contact Person (TCP). A TCP may be a close friend, family member or caregiver that can be trusted to ensure that your interests come first. This step adds an extra layer of protection for you, providing us the opportunity to connect with the TCP where we have concerns about financial decisions or where we believe that there is financial exploitation of your Account. Should you wish to appoint a TCP, the name and contact information for the TCP will be recorded with your KYC information as well as the permission to disclose limited information about you and/or your account to the TCP. It is important to emphasize that the TCP is not the same as a power of attorney. A power of attorney has the authority to make financial decisions on your behalf whereas the TCP does not have an interest or involvement in making financial decisions for you. Aviso Wealth We may place a temporary hold on the purchase or sale of a security or on the withdrawal or transfer of cash or securities from your Account, where we reasonably believe that financial exploitation has occurred, is occurring, has been attempted or will be attempted, or where we reasonably believe that you do not have the mental capacity to make decisions involving financial matters. If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, concerns and any other details we feel are necessary to share with you at that time.

Trusted Contact Person. When you meet with your Advisor Portfolio Manager to open an account or update your KYC information, your Advisor Portfolio Manager will ask you to appoint a Trusted Contact Person (TCP). A TCP may be a close friend, family member or caregiver that can be trusted to ensure that your interests come first. This step adds an extra layer of protection for you, you by providing your Portfolio Manager and us the opportunity to connect with the TCP where the Portfolio Manager or we have concerns about financial decisions or where we believe that there is may be financial exploitation of your Account. Should you wish to appoint a TCP, the name and contact information for the TCP will be recorded with your KYC information as well as the permission to disclose limited information about you and/or your account to the TCP. It is important to emphasize that the TCP is not the same as a power of attorney. A power of attorney has the authority to make financial decisions on your behalf whereas the TCP does not have an interest or involvement in making financial decisions for you. Aviso Wealth If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, and any other details we feel is necessary to share with you at that time. We may place a temporary hold on the purchase or sale of a security or on the withdrawal or transfer of cash or securities from your Account, where we reasonably believe that financial exploitation has occurred, is occurring, has been attempted or will be attempted, or where we reasonably believe that you do not have the mental capacity to make decisions involving financial matters. If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, and any other details we feel are necessary to share with you at that time.