Relationship Disclosure. This section is intended to help you understand your relationship with Credential Securities and your Advisor and provide guidance and clarity on our respective responsibilities with regard to services, product availability, costs and other information relevant to your Account.
Relationship Disclosure. This section is intended to help you understand your relationship with CAM and your Advisor and provide guidance and clarity on our respective responsibilities with regard to services, product availability, costs and other information relevant to your Account.
Relationship Disclosure. Seller and Purchaser acknowledge and agree that the Auction Firm and the selling broker(s) have acted on Seller’s behalf as independent contractors in connection with this transaction. Seller and Purchaser also confirm that this disclosure of relationship has been made in writing.
Relationship Disclosure. 5.1. We have the right to use the Your name and logo(s) in media announcements, on our website and in our sales collateral in order to announce our relationship. We won’t use the Name and Logo for any other purpose without your agreement.
Relationship Disclosure. 12.1 Schedule • to this Agreement contains summary information about certain matters about the Manager’s business and affairs relating to its management of the Account, including any conflicts of interest that the Manager may have in managing the Account. The Client acknowledges that it has received the information in Schedule • and consents to the Manager’s management of the Account in accordance with the policies and matters outlined in Schedule •:
Relationship Disclosure. At National Bank Direct Brokerage (“NBDB”), a division of National Bank Financial Inc. (“NBF”), we offer Canadian investors a comprehensive direct brokerage solution that is easily accessible, reliable, and that allows you to make trades, plan and take charge of your investment decisions easily. Thanks to the support of a team of dedicated specialists, cutting-edge technology and sophisticated tools. Manage your own investments Discount brokerage or direct brokerage allows you to manage your own investments and perform all of your own asset management activities, from developing an investment strategy to carrying out transactions. This service, which combines flexibility with abundant information and tools, represents a very attractive alternative to investors looking to be more in control of their investments. NBDB offers investors a direct trading service (without advice). This means that our clients’ orders are accepted and executed without us making any recommendations or validating their appropriateness or suitability with respect to the client’s financial situation, investment knowledge, investment objectives, investment time horizon or tolerance for risk. Be in charge! Choose NBDB and benefit from one of Canada’s top direct brokerage services firm. Whether you are a novice, seasoned or active investor, we have everything you need to help you attain your financial goals. We provide access to all the services you need to independently manage your accounts: unparalleled customer service, investment accounts and solutions for different investor profiles, and powerful IT tools to help you make your investment decisions. This document has everything you need to know about your account and your relationship with us, including a description of the products and services we offer and the rules that govern your relationship with us. Take the time to read it, as it has important information for you. Since the information contained in this document applies to the accounts you open with us, we recommend that you keep it for future reference. Should you have any questions or comments, do not hesitate to contact us. Our offices are open from Monday to Friday, 8 a.m. to 8 p.m. (ET). National Bank Direct Brokerage 0000 Xxxxxx-Xxxxxxxx Blvd, 7th Floor Montreal, Quebec H3B 2G7 Toll-free number: 0-000-000-0000 Fax: 000 000-0000 Email: xxxxxxxxxxxxxxx@xxx.xx Website: xxxx.xx
Relationship Disclosure. This section is intended to help you understand your relationship with Aviso Wealth and your Advisor and provide guidance and clarity on our respective responsibilities with regard to services, product availability, costs, and other information relevant to your Account.
Relationship Disclosure. List below any relationship that any member of your Board of Directors or employees have with any Councilperson, Councilperson’s family, Councilperson’s staff or any Louisville Metro Government employee. In addition, list below any relationship any member of your Board of Directors has with any employee within your Agency.
Relationship Disclosure. Landlord represents and warrants that to its best knowledge, if Landlord is an individual, he/she is not, and, if Landlord is an entity other than an individual, no trustee, shareholder, general partner, member, officer, director or employee of Landlord is, an officer, director or employee of Tenant or its affiliates nor a “Family Member” of such officer, director or employee. “Family Member” shall include the son, daughter, stepson, stepdaughter, father, mother, stepfather, stepmother, sibling or spouse of such officer, director or employee.
Relationship Disclosure. The purpose of this document is to provide a meaningful and plain language description of the products and services CQSI offers through the VirtualWealth Managed Account program, the nature and manner in which accounts are operated and CQSI’s responsibilities to its clients. Account Relationship The VirtualWealth account is a "managed account" provided by CQSI; investment decisions are made on a continuing basis by a registered third party portfolio manager hired by CQSI. VirtualWealth is a registered trade name of CQSI. Products and Services VirtualWealth offers advice for fee-based accounts. Clients have access to a range of portfolios primarily comprised of exchange traded funds ("ETFs"), but which may also invest in mutual funds, including if an account size does not allow full ETF units to be purchased in quantities that match the recommended asset allocation. CQSI will provide clients with an Investment Plan that will describe the asset allocation of their recommended portfolio along with the portfolio investments. The selection of ETFs will vary, and may include Desjardins ETFs. Desjardins Global Asset Management Inc. is the manager and portfolio adviser of Desjardins ETFs. Mutual fund investments may include NEI Funds, which are managed by Northwest & Ethical Investments L.P. ("NEI"), a wholly-owned subsidiary of Aviso Wealth and registered portfolio manager. Clients have access to an advisor to ask questions about their application, investments and the markets, and also have access to the CQSI call centre if they have operational or system questions about their account. Investment Suitability Process Through the online Investment Plan Questionnaire and Account Application Form, Clients are required to answer questions that either ask about their preferences, or directly ask for personal and financial information such as net worth, income, investment objectives, time horizon, risk tolerance and investment knowledge. This information is collected to ensure that an accurate assessment of a client’s investment profile is made, and the best product recommendations are given consistent with this investment profile. Clients are provided with an online copy of account opening documents where all of this personal and financial information is captured. VirtualWealth advisors and supervisors will assess the suitability of the investments whenever a recommendation is made, Securities are transferred or deposited, and when there is a material change to persona...
