Common use of Under Applicable Regulations Clause in Contracts

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account opening documents, communications and anything else which relates to the Client for at least five years after termination of the Agreement or a Transaction.

Appears in 11 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account opening documents, communications and anything else which relates to the Client for at least five years after termination of the Agreement or a TransactionAgreement.

Appears in 7 contracts

Samples: Terms and Conditions, Terms and Conditions, Client Agreement

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account opening documents, communications and anything else which relates to the Client for at least five (5) years after termination of the Agreement or a Transaction.

Appears in 4 contracts

Samples: Client Agreement, Client Agreement November 2022, Client Agreement

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account Client Account opening documents, communications and anything else which relates to the Client for at least five seven years after termination of the Agreement or a TransactionAgreement.

Appears in 3 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account Client Account opening documents, communications and anything else which relates to the Client for at least five years after termination of the Agreement or a TransactionAgreement.

Appears in 3 contracts

Samples: Terms and Conditions, Terms and Conditions, Terms and Conditions

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account opening Client due diligence documents, communications and anything else which relates to the Client for at least five years after termination of the Agreement or a TransactionAgreement.

Appears in 1 contract

Samples: 9ha121sask88pn6i1d4rd7fu-wpengine.netdna-ssl.com

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account opening documents, communications and anything else which relates to the Client for at least five years after termination of the Agreement or a TransactionClient Agreement.

Appears in 1 contract

Samples: Client Agreement

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Under Applicable Regulations. the Company will keep records containing Client Client’s personal data, trading information, account opening documents, communications and anything else else, which relates to the Client for at least five (5) years after Agreement following the termination of the Agreement or a TransactionFinancial Services Agreement.

Appears in 1 contract

Samples: Client Agreement

Under Applicable Regulations. the Company will may keep records containing Client personal data, trading information, account Client’s Trading Account(s) opening documents, communications all conversations and communication with the Client (including telephone recordings) that result or may result in Transactions, and anything else which relates to the Client Client, for at least five (5) years after termination of the Agreement or a TransactionAgreement, and all the aforementioned shall be made available.

Appears in 1 contract

Samples: Service Agreement Terms And

Under Applicable Regulations. the Company will keep records containing Client personal data, trading information, account Client Account opening documents, communications and anything else which relates to the Client for at least five (5) years after termination of the Agreement or a TransactionAgreement.

Appears in 1 contract

Samples: Client Agreement Terms and Conditions

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