Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager: (a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission; (b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario; (c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and (d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 5 contracts
Samples: Subscription Agreement, Subscription Agreement, Subscription Agreement
Use of Personal Information. 7.1 The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) acknowledges and consents to the fact the Trust and the Manager are Issuer is collecting the Subscriber’s Purchaser's (and any beneficial purchaser’s's) personal information for the purpose of completing the Subscriber’s Purchaser's subscription. The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) acknowledges and consents to the Trust and the Manager Issuer retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) further acknowledges and consents to the fact that the Trust or the Manager Issuer may be required by applicable securities laws, stock exchange or other rules, and Investment Dealers Association rules to provide regulatory authorities any personal information provided by the Subscriber Purchaser respecting itself (and any beneficial purchaser). The Subscriber Purchaser represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. .
7.2 The Subscriber Purchaser hereby acknowledges and consents to: (i) the disclosure by the Purchaser and the Issuer of Personal Information (defined in section 9.5) concerning the Purchaser to the Commissions or other regulatory authority, or to the Exchange and its affiliates, authorized agent, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that Exchange for the Subscriber has been notified following purposes (or as otherwise identified by the Manager:Exchange, from time to time):
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commissionconduct background checks;
(b) that such to verify the Personal Information is being collected indirectly by that has been provided about the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of OntarioPurchaser;
(c) that such Personal Information is being collected for to consider the purpose suitability of the administration and enforcement Purchaser as a holder of securities of the securities laws Issuer;
(d) to consider the eligibility of the Province Issuer to continue to list on the Exchange;
(e) to provide disclosure to market participants as the security holdings of Ontariothe Issuer's shareholders, and their involvement with any other reporting issuers, issuers subject to a cease trade order or bankruptcy, and information respecting penalties, sanctions or personal bankruptcies, and possible conflicts of interest with the Issuer;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(dh) that to perform other investigations as required by and to ensure compliance with all applicable rules, policies, rulings and regulations of the titleExchange, business address securities legislation and business telephone number other legal and regulatory requirements governing the conduct and protection of the public markets in Canada.
7.3 The Purchaser also acknowledges that: (i) the Exchange also collects additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self-regulatory organizations, and regulations service providers to ensure that the purposes set forth above can be accomplished; (ii) the Personal Information the Exchange collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the Exchange's website or through printed materials published by or pursuant to the direction of the Exchange; and (iv) the Exchange may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers.
7.4 If the Purchaser is resident in Ontario, the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s Commissin's indirect collection of Personal Information is as follows: the Administrative Support Clerk Assistant to the Director of Corporate Finance, Ontario Securities Commission, Suite 1903, Box 55, 20 Queen Street West, Toronto, Ontario, M5H 3S8, Telephone 416-000-0000.
0.0 Xxxxxx, "Xxxxxxxx Xxxxrmation" meaxx xxx xxxxxmation about the Purchaser required to be disclosed to the Commission Xxxxx 0000or the Exchange, Xxx 00whether pursuant to a Commission or Exchange form or a request made by a Commission or the Exchange, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000including the Corporate Placee Registration Form attached hereto.
Appears in 3 contracts
Samples: Subscription Agreement (Amador Gold Corp), Subscription Agreement (Amador Gold Corp), Subscription Agreement (Amador Gold Corp)
Use of Personal Information. 6.1 The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) acknowledges and consents to the fact the Trust and the Manager are Issuer is collecting the Subscriber’s Purchaser's (and any beneficial purchaser’s's) personal information for the purpose of completing the Subscriber’s Purchaser's subscription. The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) acknowledges and consents to the Trust and the Manager Issuer retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber Purchaser (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Purchaser is subscribing) further acknowledges and consents to the fact that the Trust or the Manager Issuer may be required by applicable securities laws, stock exchange or other rules, and Investment Dealers Association rules to provide regulatory authorities any personal information provided by the Subscriber Purchaser respecting itself (and any beneficial purchaser). The Subscriber Purchaser represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. .
6.2 The Subscriber Purchaser hereby acknowledges and consents to: (i) the disclosure by the Purchaser and the Issuer of Personal Information (defined in section 9.5) concerning the Purchaser to the Commissions or other regulatory authority, or to the Exchange and its affiliates, authorized agent, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that Exchange for the Subscriber has been notified following purposes (or as otherwise identified by the Manager:Exchange, from time to time):
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commissionconduct background checks;
(b) that such to verify the Personal Information is being collected indirectly by that has been provided about the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of OntarioPurchaser;
(c) that such Personal Information is being collected for to consider the purpose suitability of the administration and enforcement Purchaser as a holder of securities of the securities laws Issuer;
(d) to consider the eligibility of the Province Issuer to continue to list on the Exchange;
(e) to provide disclosure to market participants as the security holdings of Ontariothe Issuer's shareholders, and their involvement with any other reporting issuers, issuers subject to a cease trade order or bankruptcy, and information respecting penalties, sanctions or personal bankruptcies, and possible conflicts of interest with the Issuer;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(dh) that to perform other investigations as required by and to ensure compliance with all applicable rules, policies, rulings and regulations of the titleExchange, business address securities legislation and business telephone number other legal and regulatory requirements governing the conduct and protection of the public markets in Canada.
6.3 The Purchaser also acknowledges that: (i) the Exchange also collects additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self-regulatory organizations, and regulations service providers to ensure that the purposes set forth above can be accomplished; (ii) the Personal Information the Exchange collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the Exchange's website or through printed materials published by or pursuant to the direction of the Exchange; and (iv) the Exchange may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers.
6.4 If the Purchaser is resident in Ontario, the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s 's indirect collection of Personal Information is as follows: the Administrative Support Clerk Assistant to the Director of Corporate Finance, Ontario Securities Commission, Suite 1903, Box 55, 20 Queen Street West, Toronto, Ontario, M5H 3S8, Telephone 000-000-0000.
0.0 Xxxxxx, "Xxxxxxxx Xxxxxxxxxon" means xxx xxxxxxxtion about the Purchaser required to be disclosed to the Commission Xxxxx 0000or the Exchange, Xxx 00whether pursuant to a Commission or Exchange form or a request made by a Commission or the Exchange, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000including the Corporate Placee Registration Form attached hereto.
Appears in 3 contracts
Samples: Subscription Agreement (Amador Gold Corp), Subscription Agreement (Amador Gold Corp), Subscription Agreement (Amador Gold Corp)
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland Manitoba and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Québec Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 3 contracts
Samples: Subscription Agreement, Subscription Agreement, Subscription Agreement
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Columbia Securities CommissionsCommission, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-non- individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Class A Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. In the event the Subscriber has any questions with respect to the indirect collection of such information by such securities commissions, the Subscriber should contact such securities commissions at the addresses set out in Appendix “IV” attached hereto. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Columbia Securities CommissionsCommission, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-non- individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Class F Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement
Use of Personal Information. The Subscriber Optionors (on its their own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingOptionors may be acting for) acknowledges acknowledge and consents consent to the fact the Trust and the Manager are Optionee is collecting the Subscriber’s Optionors' (and any beneficial purchaser’soptionor's) personal information for the purpose of completing the Subscriber’s subscriptionthis Agreement. The Subscriber Optionors (on its their own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingOptionors may be acting for) acknowledges acknowledge and consents consent to the Trust and the Manager Optionee retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber Optionors (on its their own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingOptionors may be acting for) further acknowledges acknowledge and consents consent to the fact that the Trust or the Manager Optionee may be required by applicable securities laws, stock exchange or other rules, and Investment Dealers Association rules to provide regulatory authorities any personal information provided by the Subscriber Optionors respecting itself (and any beneficial purchaserparty interested in the transaction). The Subscriber represents Optionors represent and warrants warrant that it has they have the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasersparties. The Subscriber Optionors hereby acknowledges acknowledge and consents consent to: (i) the disclosure by the Optionors and the Optionee of Personal Information (defined below) concerning the Optionors to the Commissions or other regulatory authority, or to the TSX Venture Exchange (the "Exchange") and its affiliates, authorized agent, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that Exchange for the Subscriber has been notified following purposes (or as otherwise identified by the Manager:Exchange, from time to time):
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commissionconduct background checks;
(b) that such to verify the Personal Information is being collected indirectly by that has been provided about the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of OntarioOptionors;
(c) that such Personal Information is being collected for to consider the purpose suitability of the administration and enforcement Optionors as a holder of securities of the securities laws Optionee;
(d) to consider the eligibility of the Province Optinonee to continue to list on the Exchange;
(e) to provide disclosure to market participants as the security holdings of Ontariothe Optionee's shareholders, and their involvement with any other reporting issuers, issuers subject to a cease trade order or bankruptcy, and information respecting penalties, sanctions or personal bankruptcies, and possible conflicts of interest with the Issuer;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(dh) that to perform other investigations as required by and to ensure compliance with all applicable rules, policies, rulings and regulations of the titleExchange, business address securities legislation and business telephone number other legal and regulatory requirements governing the conduct and protection of the public markets in Canada. The Optionors also acknowledge that: (i) the Exchange also collects additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self-regulatory organizations, and regulations service providers to ensure that the purposes set forth above can be accomplished; (ii) the Personal Information the Exchange collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the Exchange's website or through printed materials published by or pursuant to the direction of the Exchange; and (iv) the Exchange may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers. If the Optionors are resident in Ontario, the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s 's indirect collection of Personal Information is as follows: the Administrative Support Clerk Assistant to the Director of Corporate Finance, Ontario Securities Commission Xxxxx Commission, Suite 1903, Box 55, 20 Queen Street West, Toronto, Ontario, M5H 3S8, Xxxxxxxxx 000-003-0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000.
Appears in 2 contracts
Samples: Option Agreement (Amador Gold Corp), Option Agreement (Amador Gold Corp)
Use of Personal Information. 10.1 The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are Issuer is collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager Issuer retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager Issuer may be required by applicable securities laws, stock exchange or other rules, and Investment Industry Regulatory Organization of Canada rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. .
10.2 The Subscriber and Disclosed Principal, if applicable, hereby acknowledges and consents to: (i) the disclosure by the Subscriber and the Issuer of Personal Information (defined in Section 10.6) concerning the Subscriber to any Securities Commission, or to the Exchange and its affiliates, authorized agent, subsidiaries and divisions, if applicable; and (ii) the collection, use, use and disclosure of certain Personal Information by the British ColumbiaExchange for the following purposes (or as otherwise identified by the Exchange, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available from time to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use time):
(a) to conduct background checks;
(b) to verify the Personal Information that has been provided by about the Subscriber;
(c) to consider the suitability of the Subscriber as a holder of securities of the Issuer;
(d) to verify the eligibility of the Subscriber to purchase the Units under applicable securities laws. The Subscriber authorizes one of the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities CommissionExemptions;
(be) that such Personal Information is being collected indirectly by to consider the Ontario Securities Commission under the authority granted to it under the securities laws eligibility of the Province of OntarioIssuer to list and continue to be listed on the Exchange;
(cf) that such Personal Information is being collected for to provide disclosure to market participants as the purpose security holdings of the administration Issuer’s shareholders, and their involvement with any other reporting issuers, issuers subject to a cease trade order or bankruptcy, and information respecting penalties, sanctions or personal bankruptcies, and possible conflicts of interest with the Issuer;
(g) to detect and prevent fraud;
(h) to conduct enforcement of the securities laws of the Province of Ontarioproceedings; and
(di) that to perform other investigations as required by and to ensure compliance with all applicable rules, policies, rulings and regulations of the titleExchange, business address securities legislation and business telephone number other legal and regulatory requirements governing the conduct and protection of the public official markets in Canada.
10.3 The Subscriber also acknowledges that: (i) the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Exchange also collects additional Personal Information is from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self-regulatory organizations, and regulations service providers to ensure that the purposes set forth above can be accomplished; (ii) the Personal Information the Exchange collects may also be disclosed to the agencies and organizations referred to above or as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000otherwise permitted or required by law, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the Exchange’s website or through printed materials published by or pursuant to the direction of the Exchange; and
Appears in 1 contract
Samples: Subscription Agreement
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. In the event the Subscriber has any questions with respect to the indirect collection of such information by such securities commissions, the Subscriber should contact such securities commissions at the addresses set out in Appendix “IV” attached hereto. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000Suite 1903, Xxx Box 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 1 contract
Samples: Subscription Agreement
Use of Personal Information. (a) The Subscriber Purchaser acknowledges and consents to: (on its own behalf i) the fact that the Company is collecting the Purchaser's personal information (as that term is defined under applicable privacy legislation, including, without limitation, the Personal Information Protection and Electronic Documents Act (Canada) and any other applicable similar, replacement or supplemental provincial or federal legislation or laws in effect from time to time), and, if applicable, on behalf that of any person each beneficial purchaser for whose benefit whom the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information contracting hereunder, for the purpose of completing this Agreement; (ii) the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Company is subscribing) acknowledges and consents to the Trust and the Manager retaining the such personal information for as long as permitted or required by applicable law or business practices. The Subscriber ; and (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingiii) further acknowledges and consents to the fact that the Trust or the Manager Company may be required by the applicable securities lawslaws of the applicable jurisdictions, stock exchange the rules and policies of any Trading Markets or the rules of the Investment Industry Regulatory Organization of Canada or other rules securities regulatory authorities to provide regulatory authorities with any personal information provided by the Subscriber respecting itself under this Agreement.
(and any beneficial purchaser). b) The Subscriber Purchaser represents and warrants warrants, as applicable, that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. paragraph.
(c) The Subscriber hereby agrees, acknowledges and consents that the Company, as the case may be, may use and disclose the Subscriber's personal information, or that of each beneficial purchaser for whom the Subscriber is contracting hereunder, as follows: (i) for internal use with respect to managing the collectionrelationships between and contractual obligations of the Company and the Purchaser or any beneficial purchaser for whom the Purchaser is contracting hereunder, use, (ii) for use and disclosure for income tax related purposes, including without limitation, where required by law, disclosure to Canada Revenue Agency or the U.S. Internal Revenue Service, (iii) for disclosure to securities regulatory authorities, or other regulatory bodies with jurisdiction with respect to reports of certain Personal Information by the British Columbiatrades and similar regulatory filings, Alberta(iv) for use any disclosure to a governmental or other authority pursuant to anti-money laundering, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissionsanti-terrorism or similar laws, including the publishing PCMLTFA or otherwise making available the Patriot Act, (v) for disclosure to a governmental or other authority to which the public Personal Information includingdisclosure is required by court order or subpoena compelling such disclosure and where there is no reasonable alternative to such disclosure, (vi) for individualsdisclosure to professional advisers of the Company in connection with the performance of their professional services, their name, number (vii) for disclosure to any person where such disclosure is necessary for legitimate business reasons and type of securities purchased, the aggregate Subscription Proceeds, and is made with the Subscriber’s insider 's prior written consent, (viii) for disclosure to a court determining the rights of the parties under this Agreement, or registrant status, if applicable, (ix) for use and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. disclosure as otherwise required or permitted by law.
(d) The Subscriber agrees and Purchaser acknowledges that the Trust he, she or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber it has been notified that: (i) the Company may deliver to securities regulatory authorities or regulators certain personal information pertaining to the Purchaser, including the Purchaser's full name, residential address and telephone number, the number of Securities purchased by the Manager:
Purchaser and the total purchase price paid for those Securities, the registration or prospectus exemption relied on by the Company and the date of distribution of the Securities; (aii) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information information is being collected indirectly by the Ontario Securities Commission securities regulatory authorities or regulators under the authority granted to it them under the applicable securities laws of the Province of Ontario;
laws; (ciii) that such Personal Information personal information is being collected for the purpose of the administration and enforcement of applicable securities laws; and (iv) the securities laws of Purchaser may contact the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions British Columbia Securities Commission about the Ontario Securities Commission’s its authority to indirect collection of Personal Information is as followssuch information at the following address and telephone number: Administrative Support Clerk Ontario British Columbia Securities Commission Xxxxx 0000, X.X. Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx00000, Xxxxxxx Xxxxxx 000 Xxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxxxx Xxxxxxxx X0X 0X0 TelephoneInquiries: 000 000 0000000-000-0000 Toll free in Canada: 1-800-373-6393 Facsimile: 000-000-0000 Email: XXX-xxxxxxx@xxxx.xx.xx Public official contact regarding indirect collection of information: FOI Inquiries
Appears in 1 contract
Samples: Securities Purchase Agreement (Live Current Media Inc.)
Use of Personal Information. (a) The Subscriber Purchaser acknowledges and consents to: (on its own behalf i) the fact that the Company is collecting the Purchaser's personal information (as that term is defined under applicable privacy legislation, including, without limitation, the Personal Information Protection and Electronic Documents Act (Canada) and any other applicable similar, replacement or supplemental provincial or federal legislation or laws in effect from time to time), and, if applicable, on behalf that of any person each beneficial purchaser for whose benefit whom the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information contracting hereunder, for the purpose of completing this Agreement; (ii) the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber Company is subscribing) acknowledges and consents to the Trust and the Manager retaining the such personal information for as long as permitted or required by applicable law or business practices. The Subscriber ; and (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingiii) further acknowledges and consents to the fact that the Trust or the Manager Company may be required by the applicable securities lawslaws of the applicable jurisdictions, stock exchange the rules and policies of any Trading Markets or the rules of the Investment Industry Regulatory Organization of Canada or other rules securities regulatory authorities to provide regulatory authorities with any personal information provided by the Subscriber respecting itself under this Agreement.
(and any beneficial purchaser). b) The Subscriber Purchaser represents and warrants warrants, as applicable, that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. paragraph.
(c) The Subscriber hereby agrees, acknowledges and consents that the Company, as the case may be, may use and disclose the Subscriber's personal information, or that of each beneficial purchaser for whom the Subscriber is contracting hereunder, as follows: (i) for internal use with respect to managing the collectionrelationships between and contractual obligations of the Company and the Purchaser or any beneficial purchaser for whom the Purchaser is contracting hereunder, use, (ii) for use and disclosure for income tax related purposes, including without limitation, where required by law, disclosure to Canada Revenue Agency or the U.S. Internal Revenue Service, (iii) for disclosure to securities regulatory authorities, or other regulatory bodies with jurisdiction with respect to reports of certain Personal Information by the British Columbiatrades and similar regulatory filings, Alberta(iv) for use any disclosure to a governmental or other authority pursuant to anti-money laundering, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissionsanti-terrorism or similar laws, including the publishing PCMLTFA or otherwise making available the Patriot Act, (v) for disclosure to a governmental or other authority to which the public Personal Information includingdisclosure is required by court order or subpoena compelling such disclosure and where there is no reasonable alternative to such disclosure, (vi) for individualsdisclosure to professional advisers of the Company in connection with the performance of their professional services, their name, number (vii) for disclosure to any person where such disclosure is necessary for legitimate business reasons and type of securities purchased, the aggregate Subscription Proceeds, and is made with the Subscriber’s insider 's prior written consent, (viii) for disclosure to a court determining the rights of the parties under this Agreement, or registrant status, if applicable, (ix) for use and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. disclosure as otherwise required or permitted by law.
(d) The Subscriber agrees and Purchaser acknowledges that the Trust he, she or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber it has been notified that: (i) the Company may deliver to securities regulatory authorities or regulators certain personal information pertaining to the Purchaser, including the Purchaser's full name, residential address and telephone number, the number of Securities purchased by the Manager:
Purchaser and the total purchase price paid for those Securities, the registration or prospectus exemption relied on by the Company and the date of distribution of the Securities; (aii) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information information is being collected indirectly by the Ontario Securities Commission securities regulatory authorities or regulators under the authority granted to it them under the applicable securities laws of the Province of Ontario;
laws; (ciii) that such Personal Information personal information is being collected for the purpose of the administration and enforcement of applicable securities laws; and (iv) the securities laws of Purchaser may contact the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions British Columbia Securities Commission about the Ontario Securities Commission’s its authority to indirect collection of Personal Information is as followssuch information at the following address and telephone number: Administrative Support Clerk Ontario British Columbia Securities Commission Xxxxx 0000, X.X. Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx00000, Xxxxxxx Xxxxxx 000 Xxxx Xxxxxxx Xxxxxx Xxxxxxxxx, Xxxxxxx Xxxxxxxx X0X 0X0 TelephoneInquiries: 000 000 0000000-000-0000 Toll free in Canada: 0-000-000-0000 Facsimile: 000-000-0000 Email: XXX-xxxxxxx@xxxx.xx.xx Public official contact regarding indirect collection of information: FOI Inquiries
Appears in 1 contract
Samples: Securities Purchase Agreement (Live Current Media Inc.)
Use of Personal Information. 10.1 The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingDisclosed Principal) acknowledges and consents to the fact the Trust Issuer and the Manager Agent are collecting the Subscriber’s (and any beneficial purchaser’sDisclosed Principal) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingDisclosed Principal) acknowledges and consents to the Trust Issuer and the Manager Agent retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribingDisclosed Principal) further acknowledges and consents to the fact that the Trust Issuer or the Manager Agent may be required by applicable securities laws, stock exchange or other rules, and Investment Industry Regulatory Organization of Canada rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaserDisclosed Principal). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph section on behalf of all beneficial purchasers. Disclosed Principals.
10.2 The Subscriber and each Disclosed Principal, if applicable, hereby acknowledges and consents to: (i) the disclosure by the Subscriber and the Issuer of Personal Information (defined in section 10.5) concerning the Subscriber to the TSX-V and its affiliates, authorized agent, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British ColumbiaTSX-V for the following purposes (or as otherwise identified by the TSX-V, Albertafrom time to time):
(a) to conduct background checks;
(b) to verify the Personal Information that has been provided about the Subscriber;
(c) to consider the suitability of the Subscriber as a holder of securities of the Issuer;
(d) to consider the eligibility of the Issuer to continue to list on the TSX-V;
(e) to provide disclosure to market participants as to the security holdings of the Issuer’s shareholders, Saskatchewanand their involvement with any other reporting issuers, Manitobaissuers subject to a cease trade order or bankruptcy, Québecand information respecting penalties, Newfoundland sanctions or personal bankruptcies, and Labradorpossible conflicts of interest with the Issuer;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(h) to perform other investigations as required by and to ensure compliance with all applicable rules, Nova Scotiapolicies, New Brunswickrulings and regulations of the TSX-V, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories securities legislation and Nunavut Securities Commissionsother legal and regulatory requirements governing the conduct and protection of the public markets in Canada.
10.3 The Subscriber also acknowledges that: (i) the TSX-V also collects additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self-regulatory organizations to ensure that the publishing purposes set forth above can be accomplished; (ii) the Personal Information the TSX-V collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the TSX-V’s website or through printed materials published by or pursuant to the direction of the TSX-V; and (iv) the TSX-V may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers.
10.4 If the Subscriber is resident in or otherwise making available subject to the public Personal Information includingsecurities laws applicable in Ontario, for individuals, their the information provided by the Subscriber on the face page of this Agreement identifying the name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name address and telephone number of the Subscriber, the number of Units being purchased hereunder and the total purchase price as well as the Closing Date and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust Units will be delivering such Personal Information disclosed to the Ontario Securities Commission;
(b) that , and such Personal Information information is being indirectly collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information legislation. This information is being collected for the purpose purposes of the administration and enforcement of the securities laws of the Province legislation of Ontario; and
. Each Subscriber (dfor certainty including each Disclosed Principal) that hereby authorizes the titleindirect collection of such information to the Ontario Securities Commission. In the event the Subscriber has any questions with respect to the indirect collection of such information by the Ontario Securities Commission, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: the Administrative Support Clerk Assistant to the Director of Corporate Finance, Ontario Securities Commission Commission, Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxx, Xxxxxxx, Xxxxxxx Xxxxxxx, X0X 0X0 Telephone: 000 000 0X0, Telephone 000-000-0000.
10.5 Herein, “Personal Information” means any information about the Subscriber provided by the Subscriber in this Agreement and as required to be disclosed to the Commissions or the TSX-V, whether pursuant to a form or a request made by a Commission or the TSX-V, including the Corporate Placee Registration Form attached hereto.
Appears in 1 contract
Samples: Subscription Agreement (IntelGenx Technologies Corp.)
Use of Personal Information. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager may be required by applicable securities laws, stock exchange or other rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. The Subscriber hereby acknowledges and consents to the collection, use, and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Columbia Securities CommissionsCommission, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-non- individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Class C Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commission;
(b) that such Personal Information is being collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of the securities laws of the Province of Ontario; and
(d) that the title, business address and business telephone number of the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: Administrative Support Clerk Ontario Securities Commission Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 0000
Appears in 1 contract
Samples: Subscription Agreement
Use of Personal Information. 9.1 The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the fact the Trust and the Manager are Issuer is collecting the Subscriber’s (and any beneficial purchaser’s) personal information for the purpose of completing the Subscriber’s subscription. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) acknowledges and consents to the Trust and the Manager Issuer retaining the personal information for as long as permitted or required by applicable law or business practices. The Subscriber (on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) further acknowledges and consents to the fact that the Trust or the Manager Issuer may be required by applicable securities laws, stock exchange or other rules, and Investment Dealers Association rules to provide regulatory authorities any personal information provided by the Subscriber respecting itself (and any beneficial purchaser). The Subscriber represents and warrants that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all beneficial purchasers. .
9.2 The Subscriber and Disclosed Principal, if applicable, hereby acknowledges and consents to: (i) the disclosure by the Subscriber and the Issuer of Personal Information (defined in section 9.5) concerning the Subscriber to a securities commission or other regulatory authority (a “Securities Commission”), or to the Exchange and its affiliates, authorized agents, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Newfoundland and Labrador, Nova Scotia, New Brunswick, Xxxxxx Xxxxxx Island, Yukon, Northwest Territories and Nunavut Securities Commissions, including the publishing or otherwise making available to the public Personal Information including, for individuals, their name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name and telephone number and the exemption that the Subscriber is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that Exchange for the Subscriber has been notified following purposes (or as otherwise identified by the Manager:Exchange, from time to time):
(a) that the Trust will be delivering such Personal Information to the Ontario Securities Commissionconduct background checks;
(b) that such to verify the Personal Information is being collected indirectly by that has been provided about the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of OntarioSubscriber;
(c) that such Personal Information is being collected for to consider the purpose suitability of the administration and enforcement Subscriber as a holder of securities of the securities laws Issuer;
(d) to consider the eligibility of the Province Issuer to continue to list on the Exchange;
(e) to provide disclosure to market participants as the security holdings of Ontariothe Issuer’s shareholders, and their involvement with any other reporting issuers, issuers subject to a cease trade order or bankruptcy, and information respecting penalties, sanctions or personal bankruptcies, and possible conflicts of interest with the Issuer;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(dh) that to perform other investigations as required by and to ensure compliance with all applicable rules, policies, rulings and regulations of the titleExchange, business address securities legislation and business telephone number other legal and regulatory requirements governing the conduct and protection of the public markets in Canada.
9.3 The Subscriber also acknowledges that: (i) the Exchange also collects additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self- regulatory organizations, and regulations service providers to ensure that the purposes set forth above can be accomplished; (ii) the Personal Information the Exchange collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the Exchange’s website or through printed materials published by or pursuant to the direction of the Exchange; and (iv) the Exchange may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers.
9.4 If the Subscriber is resident in Ontario, the public official in the Province of Ontario who can answer questions about the Ontario Securities Commission’s indirect collection of Personal Information is as follows: the Administrative Support Clerk Assistant to the Director of Corporate Finance, Ontario Securities Commission Commission, Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxx, Xxxxxxx, Xxxxxxx Xxxxxxx, X0X 0X0 0X0, Telephone: 000 000 000-000-0000.
Appears in 1 contract
Samples: Subscription Agreement
Use of Personal Information. The Subscriber 12.1 Each Party (a “Disclosing Party”), on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) Disclosed Principal, acknowledges and consents to the fact that the Trust and the Manager are other Party (a “Recipient”) is collecting the SubscriberDisclosing Party’s personal information (as that term is defined under applicable privacy legislation, including, without limitation, the Personal Information Protection and Electronic Documents Act (Canada) and any other applicable similar, replacement or supplemental provincial or federal legislation or laws in effect from time to time), or that of each beneficial purchaser’s) personal information purchaser for whom it is contracting hereunder, for the purpose of completing the Subscriber’s subscriptionthis Agreement. The Subscriber (Disclosing Party, on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) Disclosed Principal, acknowledges and consents to the Trust and the Manager Recipient retaining the such personal information for as long as permitted or required by applicable law or business practices. The Subscriber (Disclosing Party, on its own behalf and, if applicable, on behalf of any person for whose benefit the Subscriber is subscribing) Disclosed Principal, further acknowledges and consents to the fact that the Trust or the Manager Recipient may be required by applicable securities lawsthe Securities Laws of the Offering Jurisdictions, the rules and policies of any stock exchange or other the rules of the Investment Industry Regulatory Organization of Canada to provide regulatory authorities with any personal information provided by the Subscriber respecting itself (and any beneficial purchaser)Disclosing Party in this Agreement. The Subscriber Disclosing Party represents and warrants warrants, as applicable, that it has the authority to provide the consents and acknowledgements set out in this paragraph on behalf of all each Disclosed Principal. In addition to the foregoing, the Disclosing Party agrees and acknowledges that the Recipient may use and disclose the Disclosing Party’s personal information, or that of each beneficial purchasers. purchaser for whom it is contracting hereunder, as follows:
(a) for internal use with respect to managing the relationships between and contractual obligations of the Recipient and the Disclosing Party or any beneficial purchaser for whom it is contracting hereunder;
(b) for use and disclosure for income tax related purposes;
(c) disclosure to securities regulatory authorities and other regulatory bodies with jurisdiction with respect to reports of trades and similar regulatory filings;
(d) disclosure to a governmental or other authority to which the disclosure is required by court order or subpoena compelling such disclosure and where there is no reasonable alternative to such disclosure;
(e) disclosure to professional advisers of the Recipient in connection with the performance of their professional services;
(f) disclosure to any person where such disclosure is necessary for legitimate business reasons and is made with your prior written consent;
(g) disclosure to a court determining the rights of the Parties under this Agreement; or
(h) for use and disclosure as otherwise required or permitted by law.
12.2 The Subscriber Disclosing Party, on its own behalf and, if applicable, on behalf of any Disclosed Principal, hereby acknowledges and consents to: (i) the disclosure by the Disclosing Party and the Recipient of Personal Information (defined in Section 12.5) concerning the Disclosing Party to the Regulatory Authorities, or to the TSXV or TSX and their affiliates, authorized agents, subsidiaries and divisions; and (ii) the collection, use, use and disclosure of certain Personal Information by the British ColumbiaTSXV or TSX for the following purposes (or as otherwise identified by the TSXV or TSX, Albertafrom time to time):
(a) to conduct background checks;
(b) to verify the Personal Information that has been provided about the Disclosing Party;
(c) to consider the suitability of the Disclosing Party as a holder of securities of the Recipient;
(d) to consider the eligibility of the Recipient to continue to list on the TSXV or TSX;
(e) to provide disclosure to market participants as the security holdings of the Recipient's shareholders, Saskatchewanand their involvement with any other reporting issuers, Manitobaissuers subject to a cease trade order or bankruptcy, Québecand information respecting penalties, Newfoundland sanctions or personal bankruptcies, and Labradorpossible conflicts of interest with the Recipient;
(f) to detect and prevent fraud;
(g) to conduct enforcement proceedings; and
(h) to perform other investigations as required by and to ensure compliance with all applicable rules, Nova Scotiapolicies, New Brunswickrulings and regulations of the TSXV, Xxxxxx Xxxxxx IslandTSX, Yukon, Northwest Territories securities legislation and Nunavut Securities Commissionsother legal and regulatory requirements governing the conduct and protection of the public markets in Canada.
12.3 The Disclosing Party also acknowledges that: (i) the TSXV and TSX also collect additional Personal Information from other sources, including securities regulatory authorities in Canada or elsewhere, investigative law enforcement or self regulatory organizations, and regulations service providers to ensure that the publishing purposes set forth above can be accomplished; (ii) the Personal Information the TSXV and TSX collects may also be disclosed to the agencies and organizations referred to above or as otherwise permitted or required by law, and they may use it in their own investigations for the purposes described above; (iii) the Personal Information may be disclosed on the TSXV's or TSX’s website or through printed materials published by or pursuant to the direction of the TSXV or TSX; and (iv) the TSXV and TSX may from time to time use third parties to process information and provide other administrative services, and may share the information with such providers.
12.4 If the Disclosing Party is resident in or otherwise making available subject to the public Personal Information includingSecurities Laws applicable in the Province of Ontario, for individuals, their the information provided by the Disclosing Party on pages 1 and 2 of this Agreement and elsewhere in this Agreement identifying the name, number and type of securities purchased, the aggregate Subscription Proceeds, and the Subscriber’s insider or registrant status, if applicable, and for non-individual Subscribers, the above information and their address, contact person name address and telephone number of the Disclosing Party, the number of Common Shares being purchased hereunder and the total Aggregate Subscription Price as well as the Closing Date and the exemption that the Subscriber Disclosing Party is relying on in purchasing the Units. The Subscriber agrees and acknowledges that the Trust Common Shares or the Manager may use the Personal Information provided by the Subscriber to verify the eligibility of the Subscriber under applicable securities laws. The Subscriber authorizes the indirect collection of Personal Information by the Ontario Securities Commission and confirms that the Subscriber has been notified by the Manager:
(a) that the Trust Consideration Shares will be delivering such Personal Information disclosed to the Ontario Securities Commission;
(b) that , and such Personal Information information is being indirectly collected indirectly by the Ontario Securities Commission under the authority granted to it under the securities laws of the Province of Ontario;
(c) that such Personal Information legislation. This information is being collected for the purpose purposes of the administration and enforcement of the securities laws of the Province legislation of Ontario; and
. Each Disclosing Party (dfor certainty including each Disclosed Principal) that hereby authorizes the title, business address and business telephone number indirect collection of the public official in the Province of Ontario who can answer questions about such information to the Ontario Securities Commission’s . In the event the Disclosing Party has any questions with respect to the indirect collection of Personal Information is as follows: such information by the Ontario Securities Commission, the Disclosing Party should contact the Ontario Securities Commission, Administrative Support Clerk Ontario Securities Commission at (000) 000-0000, facsimile: (000) 000-0000, or in person or writing at Xxxxx 0000, Xxx 00, 00 Xxxxx Xxxxxx Xxxx Xxxx, Xxxxxxx, Xxxxxxx X0X 0X0 Telephone: 000 000 00000X0.
12.5 As used herein, "Personal Information" means any information about the Disclosing Party required to be disclosed to a Commission or the TSXV or TSX, whether pursuant to a Commission or TSXV or TSX form or a request made by a Commission or the TSXV or TSX, including the Corporate Placee Registration Form attached hereto as Appendix IV.
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