WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 443 contracts
Samples: Sub Advisory Agreement (Locorr Investment Trust), Locorr Investment Trust Sub Advisory Agreement (Locorr Investment Trust), Sub Advisory Agreement (Locorr Investment Trust)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 366 contracts
Samples: Investment Sub Advisory Agreement (BondBloxx ETF Trust), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 341 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust Ii), Investment Advisory Agreement (Northern Lights Fund Trust Ii)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 327 contracts
Samples: Compliance Consulting Agreement (Williamsburg Investment Trust), Mutual Fund Services Agreement (Williamsburg Investment Trust), Fund Accounting Agreement (Hussman Investment Trust)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 296 contracts
Samples: Transfer Agent Servicing Agreement (Tidal Trust III), Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 273 contracts
Samples: Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 241 contracts
Samples: Sub Advisory Agreement (ETF Opportunities Trust), Sub Advisory Agreement (ETF Opportunities Trust), Investment Advisory Agreement (Professionally Managed Portfolios)
WHEREAS. the Trust is an open-end management investment company registered under as such with the Securities and Exchange Commission (the “Commission”) pursuant to the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 234 contracts
Samples: Investment Management Agreement (MassMutual Advantage Funds), Investment Management Agreement (MassMutual Advantage Funds), Investment Management Agreement (MassMutual Advantage Funds)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 “Investment Company Act"”); and
Appears in 212 contracts
Samples: Investment Advisory Agreement (Advisor Managed Portfolios), Investment Management Agreement (James Alpha Funds Trust), Investment Advisory Agreement (Advisor Managed Portfolios)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 169 contracts
Samples: Investment Sub Advisory Agreement (First Trust Exchange-Traded Fund Viii), Supervision and Administration Agreement (Aristotle Funds Series Trust), Investment Sub Advisory Agreement (First Trust Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 “Investment Company Act"”); and
Appears in 150 contracts
Samples: Investment Advisory Agreement (Advisor Managed Portfolios), Investment Advisory Agreement (Advisor Managed Portfolios), Investment Advisory Agreement (Advisor Managed Portfolios)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 147 contracts
Samples: Administration and Accounting Agreement (RevenueShares ETF Trust), Administration and Accounting Agreement (RevenueShares ETF Trust), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Viii)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 134 contracts
Samples: Distribution Agreement (Hussman Investment Trust), Distribution Agreement (F/M Funds Trust), Distribution Agreement (Williamsburg Investment Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 133 contracts
Samples: Investment Advisory Agreement (Vanguard Quantitative Funds), Investment Advisory Agreement (Vanguard Horizon Funds), Investment Advisory Agreement (Vanguard Horizon Funds)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 119 contracts
Samples: Investment Advisory Agreement (GraniteShares ETF Trust), Investment Advisory Agreement (GraniteShares ETF Trust), Investment Advisory Agreement (USCF ETF Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 117 contracts
Samples: Locorr Investment Trust Sub Advisory Agreement (Locorr Investment Trust), Locorr Investment Trust Sub Advisory Agreement (LoCorr Investment Trust), Locorr Investment Trust Sub Advisory Agreement (LoCorr Investment Trust)
WHEREAS. the Trust is an open-end management investment company registered with the United States Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 104 contracts
Samples: Underwriting Agreement (Northern Lights Fund Trust), Underwriting Agreement (Copeland Trust), Underwriting Agreement (Arrow Investments Trust)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 94 contracts
Samples: Management Services Agreement (Strategy Shares), Management Services Agreement (Strategy Shares), Management Services Agreement (Mutual Fund & Variable Insurance Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 91 contracts
Samples: Investment Advisory Agreement (Vanguard Scottsdale Funds), Investment Advisory Agreement (Vanguard Whitehall Funds), Investment Advisory Agreement (Vanguard Valley Forge Funds)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 88 contracts
Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and;
Appears in 84 contracts
Samples: Investment Advisory Agreement (Collaborative Investment Series Trust), Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Collaborative Investment Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 Investment Company Act"); and
Appears in 62 contracts
Samples: Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 58 contracts
Samples: Shareholder Services Agreement (Brinson Funds Inc), Underwriting Agreement (Midwest Income Trust), Investment Management Agreement (Rsi Retirement Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act")amended; and
Appears in 57 contracts
Samples: Corporate Services Agreement (DBX Etf Trust), Fund Administration and Accounting Agreement (Third Avenue Trust), Fund Administration and Accounting Agreement (Third Avenue Variable Series Trust)
WHEREAS. the Trust is an open-end a management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 53 contracts
Samples: Subadvisory Agreement (Federated Hermes Adviser Series), Subadvisory Agreement (Federated Hermes Adviser Series), Subadvisory Agreement (Federated Hermes Adviser Series)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 52 contracts
Samples: Investment Advisory Agreement (Vanguard Variable Insurance Funds), Investment Advisory Agreement (Vanguard Windsor Funds), Shareholder Services Agreement (Vanguard Institutional Index Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 51 contracts
Samples: Master Administrative Services Agreement (Aim International Mutual Funds), Master Administrative Services Agreement (Aim Investment Securities Funds), Master Administrative Services Agreement (Aim Treasurers Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and;
Appears in 48 contracts
Samples: Investment Sub Advisory Agreement (Cantor Select Portfolios Trust), Investment Sub Advisory Agreement (Spinnaker ETF Series), Investment Sub Advisory Agreement (Cantor Select Portfolios Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 47 contracts
Samples: Investment Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (ETF Series Solutions)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and, and the Fund is a series of the Trust;
Appears in 45 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 42 contracts
Samples: Management Agreement (Pgim Etf Trust), Management Agreement (Pgim Etf Trust), Management Agreement (PGIM Rock ETF Trust)
WHEREAS. the Trust is an a registered open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 40 contracts
Samples: Custody Agreement (Nations Funds Trust), And (Nations Funds Trust), Agreement (Nations Master Investment Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and
Appears in 39 contracts
Samples: Distribution Agreement (Williamsburg Investment Trust), Distribution Agreement (Chesapeake Investment Trust), Distribution Agreement (Unified Series Trust)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 37 contracts
Samples: Dividend Disbursing and Transfer Agent Agreement (FSP Investment Trust), Dividend Disbursing and Transfer Agent Agreement (Shanklin Investment Trust), Administration Agreement (New Providence Investment Trust)
WHEREAS. the Trust is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended amended, (the "1940 Act"); and
Appears in 37 contracts
Samples: Investment Advisory Agreement (Touchstone Tax Free Trust), Investment Advisory Agreement (Select Advisors Portfolios), Investment Advisory Agreement (Touchstone Strategic Trust)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 36 contracts
Samples: Management Services Agreement (Ranger Funds Investment Trust), Administration Agreement (Sparrow Funds), Chief Compliance Officer Services Agreement (Sparrow Funds)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Investment Company Act"); and
Appears in 35 contracts
Samples: Advisors Series Trust Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); andamended;
Appears in 33 contracts
Samples: Omnibus Amendment (Asset Management Fund), The Administration Agreement (Causeway Capital Management Trust), Omnibus Amendment (Asset Management Fund)
WHEREAS. the Trust is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 31 contracts
Samples: Investment Management Agreement (Schwartz Investment Trust), Investment Management Agreement (Schwartz Investment Trust), Administration Agreement (Stewart Capital Mutual Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 27 contracts
Samples: Master Administrative Services Agreement (Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)), Master Administrative Services Agreement (Aim Investment Securities Funds (Invesco Investment Securities Funds)), Master Administrative Services Agreement (Aim Funds Group (Invesco Funds Group))
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open end-diversified management company of the series type, and each Fund is a series of the Trust; and
Appears in 26 contracts
Samples: Expense Limitation Agreement (American Independence Funds Trust), Expense Limitation Agreement (Usallianz Variable Insurance Products Trust), Expense Limitation Agreement (Gartmore Mutual Funds)
WHEREAS. the Trust is an registered as a diversified, open-end management investment company registered of the series type under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 25 contracts
Samples: Investment Advisory Agreement (Chesapeake Investment Trust), Investment Advisory Agreement (Nottingham Investment Trust Ii), Investment Advisory Agreement (Tuscarora Investment Trust)
WHEREAS. the Trust is an a diversified open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 25 contracts
Samples: Administration Agreement (U S Small Co Portfolio /New/), Market Fixed Income Portfolio Administration Agreement (BBH Broad Market Fixed Income Portfolio), Shareholder Servicing Agreement (Jp Morgan Funds)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 24 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Iii), Investment Advisory Agreement (Northern Lights Fund Trust Iii), Management Agreement (BCM Focus Funds)
WHEREAS. the Trust is an open-end management investment company that is registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and;
Appears in 22 contracts
Samples: Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Hillman Capital Management Investment Trust)
WHEREAS. the Trust is an open-end end, management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 21 contracts
Samples: Investment Management Agreement (Hatteras Alternative Mutual Funds Trust), Investment Management Agreement (HCIM Trust), Distribution Agreement (JNL Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 21 contracts
Samples: Investment Advisory Agreement (XD Fund Trust), Investment Advisory Agreement (Strategic Trust), Co Adminstration Agreement (ALPS Series Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and, and the Fund is a series of the Trust;
Appears in 21 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company registered with the United States Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 19 contracts
Samples: Underwriting Agreement (Advisors Preferred Trust), Underwriting Agreement (Advisors Preferred Trust), Underwriting Agreement (Advisors Preferred Trust)
WHEREAS. the Trust is an a diversified, open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 19 contracts
Samples: Manager Agreement (Fulcrum Trust), Portfolio Advisor Agreement (Palladian Trust), Investment Management Agreement (Palladian Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 19 contracts
Samples: Investment Advisory Agreement (Robertson Stephens Investment Trust), Investment Trust Investment Advisory Agreement (Robertson Stephens Investment Trust), Investment Advisory Agreement (Rs Investment Trust)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and
Appears in 18 contracts
Samples: Dividend Disbursing and Transfer Agent Agreement (Modern Capital Funds Trust), Dividend Disbursing and Transfer Agent Agreement (Amplify ETF Trust), Dividend Disbursing and Transfer Agent Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and, and the Fund is a series of the Trust;
Appears in 18 contracts
Samples: Investment Advisory Agreement (Sun Capital Advisers Trust), Investment Advisory Agreement (Sun Capital Advisers Trust), Investment Advisory Agreement (Sun Capital Advisers Trust)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 18 contracts
Samples: Distribution Agreement (Usaa Mutual Funds Trust), Distribution Agreement (Amana Mutual Funds Trust), Distribution Agreement (Saturna Investment Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and;
Appears in 18 contracts
Samples: Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust)
WHEREAS. the Trust is an open-end investment management investment company registered under the Investment Company Act of 1940, as amended (the "1940 “Investment Company Act"”); and
Appears in 17 contracts
Samples: Investment Management Agreement (Reserve Funds /Ny/), Investment Management Agreement (RESERVE Municipal Money-Market TRUST II), Investment Management Agreement (Reserve Municipal Money Market Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company 1940 Act of 1940, (as amended (the "1940 Act")defined below) and authorized to issue Shares; and
Appears in 17 contracts
Samples: Transfer Agency Agreement (BCM Focus Funds), Transfer Agency Agreement (E-Valuator Funds Trust), Transfer Agency Agreement
WHEREAS. the Trust is an opena closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 16 contracts
Samples: Investment Management Agreement (Western Asset Inflation-Linked Opportunities & Income Fund), Compliance Consulting Agreement (Peachtree Alternative Strategies Fund), Form of Administration Agreement (Pomona Investment Fund)
WHEREAS. the Trust is an open-end management investment company that is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 16 contracts
Samples: Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end series management investment company company, registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 14 contracts
Samples: Management Agreement (Sierra Trust Funds), Sierra Trust Funds Investment Management Agreement (Sierra Trust Funds), Investment Management Agreement (Wm Variable Trust)
WHEREAS. the Trust is an open-end a management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 14 contracts
Samples: Transfer Agency Agreement (Touchstone Variable Series Trust), Compliance Services Agreement (James Advantage Funds), Administration, Accounting Services and Transfer Agency Agreement (Touchstone Variable Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 14 contracts
Samples: Sub Advisory Agreement (Victory Variable Insurance Funds), Sub Advisory Agreement (Victory Portfolios), Services Agreement (ALPS Variable Investment Trust)
WHEREAS. the Trust is an opena diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Investment Company Act"); and
Appears in 14 contracts
Samples: Administration Agreement (Blackrock Investment Quality Municipal Trust Inc), Administration Agreement (BQT Subsidiary Inc), Administration Agreement (Blackrock California Insured Municipal 2008 Term Trust Inc)
WHEREAS. the Trust is an opena closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 14 contracts
Samples: Investor Support Services And (Thornburg Income Builder Opportunities Trust), Transfer Agency Agreement (Goldman Sachs Credit Income Fund), Transfer Agency Agreement (Goldman Sachs Real Estate Diversified Income Fund)
WHEREAS. the Trust is an opena closed-end management investment company registered with the United States Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 14 contracts
Samples: Distribution Agreement (Princeton Private Investments Access Fund), Underwriting Agreement (Multi-Strategy Growth & Income Fund), Underwriting Agreement (Predex)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 14 contracts
Samples: And Restated Administration Agreement (Century Capital Management Trust), Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (Tamarack Funds Trust)
WHEREAS. the Trust is an a diversified, open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 13 contracts
Samples: Management Agreement (Advanced Series Trust), Management Agreement (Prudential Investment Portfolios 9), Management Agreement (Prudential Investment Portfolios 12)
WHEREAS. the Trust [Trust/Company] is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 13 contracts
Samples: Management Agreement (Voya SENIOR INCOME FUND), Management Agreement (Voya INVESTORS TRUST), Management Agreement (Voya INVESTORS TRUST)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 13 contracts
Samples: Dividend Disbursing and Transfer Agent Agreement (Volt ETF Trust), Etf Dividend Disbursing and Transfer Agent Agreement (Starboard Investment Trust), Dividend Disbursing and Transfer Agent Agreement (Spinnaker ETF Series)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); , and
Appears in 12 contracts
Samples: Management Agreement (Buffalo Funds), Management Agreement (Buffalo Funds), Management Agreement (Buffalo Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 12 contracts
Samples: Compliance Services Agreement (Modern Capital Funds Trust), Compliance Services Agreement (USQ Core Real Estate Fund), Service Agreement (Rydex Dynamic Funds)
WHEREAS. the Trust is an opena closed-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 12 contracts
Samples: Administration Agreement (Ing Prime Rate Trust), Administration Agreement (Ing Prime Rate Trust), Administration Agreement (Ing Prime Rate Trust)
WHEREAS. the Trust Trust, is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); andamended;
Appears in 12 contracts
Samples: Shareholder Servicing Agreement (Cavanal Hill Funds), Distribution Agreement (Cavanal Hill Funds), Shareholder Servicing Agreement (Cavanal Hill Funds)
WHEREAS. the Trust is an open-end management investment company registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 12 contracts
Samples: Six Circles Trust (Six Circles Trust), Jpmorgan Trust I (JPMorgan Trust I), Jpmorgan Trust I (JPMorgan Trust I)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 12 contracts
Samples: Administration Agreement (Brookfield Investment Funds), Administration Agreement (Brookfield Investment Funds), Administration Agreement (Brookfield Investment Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company 1940 Act of 1940, (as amended (the "1940 Act")defined below) and is authorized to issue Shares; and
Appears in 11 contracts
Samples: Administration and Fund Accounting Agreement (BCM Focus Funds), Administration and Fund Accounting Agreement (Vericimetry Funds), Administration and Fund Accounting Agreement (Destra Investment Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under as such pursuant to the provisions of the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and;
Appears in 11 contracts
Samples: Investment Sub (Providian Series Trust), Investment Sub (Providian Series Trust), Investment Advisory Agreement (Providian Series Trust)
WHEREAS. the Trust is an a diversified open-end investment management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 11 contracts
Samples: Form of Shareholder Servicing Agreement (Jp Morgan Mutual Fund Series), Shareholder Servicing Agreement (Jp Morgan Institutional Funds), Shareholder Servicing Agreement (Jp Morgan Series Trust)
WHEREAS. the Trust is an opena non-end diversified management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 11 contracts
Samples: Investment Management Agreement (Reserve Institutional Trust), Investment Management Agreement (Reserve Tax Exempt Trust), Investment Management Agreement (Reserve Tax Exempt Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "" 1940 Act"); and
Appears in 11 contracts
Samples: Distribution Agreement (Appleton Funds), Custody Agreement (Westport Funds), Investment Advisory Agreement (Financial Investors Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 Investment Company Act"); and;
Appears in 10 contracts
Samples: Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Form of Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Distribution Agreement (Weiss Fund), Distribution Agreement (Weiss Treasury Fund), Distribution Agreement (Weiss Fund)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 9 contracts
Samples: Distribution Agreement (Victory Portfolios II), Distribution Agreement (Victory Variable Insurance Funds), Distribution Agreement (Victory Institutional Funds)
WHEREAS. the Trust is an open-end series management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Investment Management Agreement (Composite Bond & Stock Fund Inc), Investment Management Agreement (Wm Strategic Asset Management Portfolios), Investment Management Agreement (Sierra Variable Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and
Appears in 9 contracts
Samples: Operating Services Agreement (Direxion Shares ETF Trust), Operating Services Agreement (Direxion Shares ETF Trust), Operating Services Agreement (Direxion Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), consisting of several series of shares of beneficial interest ("Shares"); and
Appears in 9 contracts
Samples: Administration Agreement (Pacific Capital Funds), Administration Agreement (Friends Ivory Funds), Administration Agreement (Friends Ivory & Sime Funds)
WHEREAS. the Trust is registered as an open-end end, diversified, management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Investment Advisory Agreement (Huntington Funds /Ma/), Investment Advisory Agreement (Monitor Funds), Investment Advisory Agreement (Huntington Funds /Ma/)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 8 contracts
Samples: Management Agreement (Franklin Managed Trust), Investment Management Agreement (California Investment Trust Ii), Management Agreement (Franklin Managed Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended 1940 (the "1940 “Act"”); and
Appears in 8 contracts
Samples: Joint Fidelity Bond Agreement (James Advantage Funds), Joint Fidelity Bond Agreement (James Advantage Funds), Joint Fidelity Bond Agreement (James Advantage Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act")”) and the Funds are series thereof; and
Appears in 8 contracts
Samples: Expense Assumption Agreement (Allspring Funds Trust), Expense Assumption Agreement (Allspring Funds Trust), Expense Assumption Agreement (Allspring Funds Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 8 contracts
Samples: Investment Advisory Agreement (BPV Family of Funds), Investment Sub Advisory Agreement (BPV Family of Funds), Investment Advisory Agreement (GraniteShares ETF Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and, and each Fund is a series of the Trust;
Appears in 8 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 8 contracts
Samples: Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (RBC Funds Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 8 contracts
Samples: Sub Advisory Agreement (Vanguard Whitehall Funds), Sub Advisory Agreement (Vanguard Whitehall Funds), Investment Advisory Agreement (Vanguard Variable Insurance Funds)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 8 contracts
Samples: Administrative Services Agreement (Virtus ETF Trust II), Administrative Services Agreement (Hays Series Trust), Administrative Services Agreement (ETFis Series Trust I)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and, and authorized to issue shares of beneficial interest in the Trust (the “Shares”);
Appears in 7 contracts
Samples: Investment Advisory Agreement (Cullen Funds Trust), Investment Advisory Agreement (Cullen Funds Trust), Investment Advisory Agreement (Cullen Funds Trust)
WHEREAS. the Trust is an a registered open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 7 contracts
Samples: Custody Agreement (Morgan Grenfell Investment Trust), Administrative Services Agreement (E Trade Funds), Administrative Services Agreement (E Trade Funds)
WHEREAS. the Trust is an open-end management investment company registered under State Mortgage Regulators and Nationstar enter into this Agreement with the Investment Company Act of 1940understanding that the State Attorneys Generals, as amended plaintiffs, have entered a Consent Judgment with Nationstar in the United States District Court for the District of Columbia (the "1940 Act"); and“AG Consent Judgment”) in coordination with this Agreement.
Appears in 7 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Investment Company Act"); and
Appears in 7 contracts
Samples: Investment Advisory Agreement (Ubs Relationship Funds), Investment Advisory Agreement (Brinson Relationship Funds), Investment Advisory Agreement (Ubs Relationship Funds)
