WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 443 contracts
Samples: Sub Advisory Agreement (Locorr Investment Trust), Sub Advisory Agreement (Locorr Investment Trust), Sub Advisory Agreement (Locorr Investment Trust)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 373 contracts
Samples: Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 342 contracts
Samples: Investment Advisory Agreement (Northern Lights Variable Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust Ii)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 334 contracts
Samples: Administration Agreement (Hussman Investment Trust), Fund Accounting Agreement (Hussman Investment Trust), Transfer Agent and Shareholder Services Agreement (Hussman Investment Trust)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 302 contracts
Samples: Transfer Agent Servicing Agreement (Quaker Investment Trust), Transfer Agent Servicing Agreement (Tortoise Capital Series Trust), Etf Transfer Agent Servicing Agreement (Stone Ridge Trust)
WHEREAS. the Trust is registered as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 273 contracts
Samples: Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II), Investment Sub Advisory Agreement (Fidelity Rutland Square Trust II)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 245 contracts
Samples: Investment Sub Advisory Agreement (ETF Opportunities Trust), Investment Sub Advisory Agreement (ETF Series Solutions), Advisory Agreement (Virtus ETF Trust II)
WHEREAS. the Trust is an open-end management investment company registered under as such with the Securities and Exchange Commission (the “Commission”) pursuant to the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 234 contracts
Samples: Investment Management Agreement (MassMutual Advantage Funds), Investment Management Agreement (MassMutual Advantage Funds), Investment Management Agreement (MassMutual Advantage Funds)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 “Investment Company Act"”); and
Appears in 214 contracts
Samples: Investment Management Agreement (James Alpha Funds Trust), Investment Advisory Agreement (FundX Investment Trust), Investment Management Agreement (James Alpha Funds Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 171 contracts
Samples: Sub Advisory Agreement (Mutual Fund Series Trust), Investment Sub Advisory Agreement (Destra Investment Trust), Investment Sub Advisory Agreement (First Trust Exchange-Traded Fund Viii)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 “Investment Company Act"”); and
Appears in 154 contracts
Samples: Investment Advisory Agreement (Manager Directed Portfolios), Investment Advisory Agreement (Manager Directed Portfolios), Investment Advisory Agreement (Manager Directed Portfolios)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 147 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Viii), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 135 contracts
Samples: Distribution Agreement (Hussman Investment Trust), Distribution Agreement (Hussman Investment Trust), Distribution Agreement (F/M Funds Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 133 contracts
Samples: Investment Advisory Agreement (Vanguard Quantitative Funds), Investment Advisory Agreement (Vanguard Horizon Funds), Investment Advisory Agreement (Vanguard Horizon Funds)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 132 contracts
Samples: Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (GraniteShares ETF Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 117 contracts
Samples: Sub Advisory Agreement (Locorr Investment Trust), Sub Advisory Agreement (LoCorr Investment Trust), Sub Advisory Agreement (LoCorr Investment Trust)
WHEREAS. the Trust is an open-end management investment company registered with the United States Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 104 contracts
Samples: Underwriting Agreement (Northern Lights Fund Trust), Underwriting Agreement (Copeland Trust), Underwriting Agreement (Arrow Investments Trust)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 94 contracts
Samples: Management Services Agreement (Strategy Shares), Management Services Agreement (Strategy Shares), Management Services Agreement (Mutual Fund & Variable Insurance Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 91 contracts
Samples: Investment Advisory Agreement (Vanguard Scottsdale Funds), Investment Advisory Agreement (Vanguard Whitehall Funds), Investment Advisory Agreement (Vanguard Valley Forge Funds)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 88 contracts
Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and;
Appears in 86 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Northern Lights Fund Trust Iii), Investment Advisory Agreement (Collaborative Investment Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 Investment Company Act"); and
Appears in 62 contracts
Samples: Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Professionally Managed Portfolios), Investment Advisory Agreement (Advisors Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 58 contracts
Samples: Underwriting Agreement (Midwest Income Trust), Shareholder Services Agreement (Brinson Funds Inc), Underwriting Agreement (Ips Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act")amended; and
Appears in 57 contracts
Samples: Corporate Services Agreement (DBX Etf Trust), Fund Administration and Accounting Agreement (Third Avenue Trust), Fund Administration and Accounting Agreement (Third Avenue Variable Series Trust)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 52 contracts
Samples: Investment Advisory Agreement (Vanguard Variable Insurance Funds), Investment Advisory Agreement (Vanguard Windsor Funds), Shareholder Services Agreement (Vanguard Institutional Index Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 51 contracts
Samples: Master Administrative Services Agreement (Tax Free Investments Trust), Assumption Agreement (Ariel Investment Trust), Master Administrative Services Agreement (Aim Growth Series)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and;
Appears in 49 contracts
Samples: Investment Advisory Agreement (New York Life Investments Active ETF Trust), Investment Sub Advisory Agreement (Cantor Select Portfolios Trust), Investment Sub Advisory Agreement (Spinnaker ETF Series)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 47 contracts
Samples: Investment Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (ETF Series Solutions)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and, and the Fund is a series of the Trust;
Appears in 45 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 43 contracts
Samples: Management Agreement (Prudential Investment Portfolios 5), Management Agreement (Pgim Etf Trust), Management Agreement (Pgim Etf Trust)
WHEREAS. the Trust is an a registered open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 40 contracts
Samples: Custody Agreement (Nations Fund Trust), Custody Agreement (Nations Funds Trust), Custody Agreement (Nations Separate Account Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and
Appears in 39 contracts
Samples: Distribution Agreement (Williamsburg Investment Trust), Distribution Agreement (Chesapeake Investment Trust), Distribution Agreement (Unified Series Trust)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 38 contracts
Samples: Management Services Agreement (Mutual Fund & Variable Insurance Trust), Chief Compliance Officer Services Agreement (DSS Americafirst Quantitative Funds), Management Services Agreement (Ranger Funds Investment Trust)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 37 contracts
Samples: Fund Accounting and Compliance Administration Agreement (Capital Management Investment Trust), Fund Accounting, Dividend Disbursing & Transfer Agent and Administration Agreement (Albemarle Investment Trust/), Dividend Disbursing and Transfer Agent Agreement (FSP Investment Trust)
WHEREAS. the Trust is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended amended, (the "1940 Act"); and
Appears in 37 contracts
Samples: Investment Advisory Agreement (Touchstone Strategic Trust), Investment Advisory Agreement (Touchstone Strategic Trust), Sub Advisory Agreement (Touchstone Tax Free Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Investment Company Act"); and
Appears in 35 contracts
Samples: Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Advisors Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); andamended;
Appears in 33 contracts
Samples: Custody Agreement, Fund Administration and Accounting Services Agreement, Transfer Agency and Service Agreement (Asset Management Fund), Administration Agreement (Causeway Capital Management Trust), Custody Agreement, Fund Administration and Accounting Services Agreement, Transfer Agency and Service Agreement (Asset Management Fund)
WHEREAS. the Trust is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 31 contracts
Samples: Investment Management Agreement (Schwartz Investment Trust), Co Administration Services Agreement (Stewart Capital Mutual Funds), Investment Management Agreement (Schwartz Investment Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 27 contracts
Samples: Master Administrative Services Agreement (Aim Investment Securities Funds (Invesco Investment Securities Funds)), Master Administrative Services Agreement (Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)), Master Administrative Services Agreement (Aim Variable Insurance Funds (Invesco Variable Insurance Funds))
WHEREAS. the Trust is an a diversified open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 25 contracts
Samples: Administration Agreement (BBH Global Equity Portfolio), Shareholder Servicing Agreement (JPM Institutional Funds), Shareholder Servicing Agreement (Jp Morgan Series Trust)
WHEREAS. the Trust is an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 24 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Iii), Investment Advisory Agreement (Northern Lights Fund Trust Iii), Management Agreement (BCM Focus Funds)
WHEREAS. the Trust is an open-end management investment company that is registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and;
Appears in 22 contracts
Samples: Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Hillman Capital Management Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and, and the Fund is a series of the Trust;
Appears in 21 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end end, management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 21 contracts
Samples: Investment Management Agreement (Hatteras Alternative Mutual Funds Trust), Investment Management Agreement (HCIM Trust), Distribution Agreement (JNL Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 21 contracts
Samples: Investment Advisory Agreement (XD Fund Trust), Investment Advisory Agreement (Strategic Trust), Investment Advisory Agreement (ALPS Series Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 19 contracts
Samples: Investment Advisory Agreement (Robertson Stephens Investment Trust), Investment Advisory Agreement (Robertson Stephens Investment Trust), Investment Advisory Agreement (Robertson Stephens Investment Trust)
WHEREAS. the Trust is an a diversified, open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 19 contracts
Samples: Portfolio Manager Agreement (Fulcrum Trust), Portfolio Manager Agreement (Fulcrum Trust), Portfolio Manager Agreement (Fulcrum Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and;
Appears in 18 contracts
Samples: Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and, and the Fund is a series of the Trust;
Appears in 18 contracts
Samples: Investment Advisory Agreement (Sun Capital Advisers Trust), Investment Advisory Agreement (Sun Capital Advisers Trust), Investment Advisory Agreement (Sun Capital Advisers Trust)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "“1940 Act"”); and
Appears in 18 contracts
Samples: Dividend Disbursing and Transfer Agent Agreement (Modern Capital Funds Trust), Dividend Disbursing and Transfer Agent Agreement (Amplify ETF Trust), Dividend Disbursing and Transfer Agent Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 18 contracts
Samples: Distribution Agreement (Usaa Mutual Funds Trust), Distribution Agreement (Amana Mutual Funds Trust), Distribution Agreement (Saturna Investment Trust)
WHEREAS. the Trust is an open-end investment management investment company registered under the Investment Company Act of 1940, as amended (the "1940 “Investment Company Act"”); and
Appears in 17 contracts
Samples: Comprehensive Fee Investment Management Agreement (Reserve Private Equity Series), Investment Management Agreement (Reserve Funds /Ny/), Investment Management Agreement (Reserve Municipal Money Market Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company 1940 Act of 1940, (as amended (the "1940 Act")defined below) and authorized to issue Shares; and
Appears in 17 contracts
Samples: Transfer Agency Agreement (BCM Focus Funds), Transfer Agency Agreement (E-Valuator Funds Trust), Transfer Agency Agreement
WHEREAS. the Trust is an open-end management investment company that is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 16 contracts
Samples: Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an opena closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 16 contracts
Samples: Investment Management Agreement (Western Asset Inflation-Linked Opportunities & Income Fund), Compliance Consulting Agreement (Peachtree Alternative Strategies Fund), Administration Agreement (Pomona Investment Fund)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 15 contracts
Samples: Investment Sub Advisory Agreement (Victory Portfolios), Investment Sub Advisory Agreement (Victory Variable Insurance Funds), Investment Sub Advisory Agreement (Victory Portfolios)
WHEREAS. the Trust is an opena diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Investment Company Act"); and
Appears in 14 contracts
Samples: Administration Agreement (Pioneer Municipal High Income Trust), Administration Agreement (BCT Subsidiary Inc), Administration Agreement (Bat Subsidiary Inc)
WHEREAS. the Trust is an open-end a management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 14 contracts
Samples: Transfer Agency Agreement (Touchstone Variable Series Trust), Compliance Services Agreement (Appleton Funds), Administration, Accounting Services, Transfer Agency and Shareholder Services Agreement (Mma Praxis Mutual Funds)
WHEREAS. the Trust is an opena closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 14 contracts
Samples: Investor Support Services and Secondary Market Services Agreement (Thornburg Income Builder Opportunities Trust), Transfer Agency Agreement (Goldman Sachs Credit Income Fund), Transfer Agency Agreement (Goldman Sachs Real Estate Diversified Income Fund)
WHEREAS. the Trust is an open-end series management investment company company, registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 14 contracts
Samples: Investment Management Agreement (Sierra Variable Trust), Investment Management Agreement (Wm Variable Trust), Investment Management Agreement (Worldwide Index Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 14 contracts
Samples: Administration Agreement (Century Capital Management Trust), Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (Babson David L Growth Fund Inc)
WHEREAS. the Trust is an a diversified, open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 13 contracts
Samples: Management Agreement (Advanced Series Trust), Management Agreement (Prudential Investment Portfolios 12), Management Agreement (Prudential Investment Portfolios 9)
WHEREAS. the Trust is an open-end management investment company of the series type which is registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 13 contracts
Samples: Dividend Disbursing and Transfer Agent Agreement (Volt ETF Trust), Etf Dividend Disbursing and Transfer Agent Agreement (Starboard Investment Trust), Dividend Disbursing and Transfer Agent Agreement (Spinnaker ETF Series)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); , and
Appears in 12 contracts
Samples: Management Agreement (Buffalo Funds), Management Agreement (Buffalo Funds), Management Agreement (Buffalo Funds)
WHEREAS. the Trust Trust, is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); andamended;
Appears in 12 contracts
Samples: Administration Agreement (Cavanal Hill Funds), Investment Advisory Agreement (Cavanal Hill Funds), Distribution Agreement (Cavanal Hill Funds)
WHEREAS. the Trust is an opena closed-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 12 contracts
Samples: Administration Agreement (Ing Prime Rate Trust), Administration Agreement (Ing Prime Rate Trust), Administration Agreement (Ing Prime Rate Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 12 contracts
Samples: Compliance Services Agreement (Modern Capital Funds Trust), Compliance Services Agreement (USQ Core Real Estate Fund), Service Agreement (Rydex Dynamic Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 12 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Alphadex Fund Ii), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iii), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Vi)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 12 contracts
Samples: Administration Agreement (Brookfield Investment Funds), Administration Agreement (Brookfield Investment Funds), Administration Agreement (Brookfield Investment Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company 1940 Act of 1940, (as amended (the "1940 Act")defined below) and is authorized to issue Shares; and
Appears in 11 contracts
Samples: Administration and Fund Accounting Agreement (BCM Focus Funds), Administration and Fund Accounting Agreement (Vericimetry Funds), Administration and Fund Accounting Agreement (Destra Investment Trust)
WHEREAS. the Trust is an a diversified open-end investment management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 11 contracts
Samples: Shareholder Servicing Agreement (Jp Morgan Series Trust), Shareholder Servicing Agreement (Jp Morgan Fleming Series Trust), Shareholder Servicing Agreement (Jp Morgan Series Trust)
WHEREAS. the Trust is an open-end management investment company company, registered under as such pursuant to the provisions of the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and;
Appears in 11 contracts
Samples: Investment Advisory Agreement (Providian Series Trust), Investment Advisory Agreement (Providian Series Trust), Investment Sub Advisory Agreement (Providian Series Trust)
WHEREAS. the Trust is an opena non-end diversified management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 11 contracts
Samples: Investment Management Agreement (Reserve Funds /Ny/), Investment Management Agreement (Reserve Tax Exempt Trust), Investment Management Agreement (Reserve Tax Exempt Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "" 1940 Act"); and
Appears in 11 contracts
Samples: Distribution Agreement (Appleton Funds), Custody Agreement (Westport Funds), Investment Advisory Agreement (BBH Trust)
WHEREAS. the Trust is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), consisting of several series of shares; and
Appears in 10 contracts
Samples: Administration Agreement (Highmark Group /Oh/), Administration Agreement (Highmark Group /Oh/), Administration Agreement (Advisors Inner Circle Fund)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended 1940 (the "1940 Investment Company Act"); and;
Appears in 10 contracts
Samples: Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust), Investment Advisory Agreement (Kinetics Portfolios Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act")”) and the Funds are series thereof; and
Appears in 9 contracts
Samples: Expense Assumption Agreement (Allspring Funds Trust), Expense Assumption Agreement (Allspring Funds Trust), Expense Assumption Agreement (Allspring Funds Trust)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Distribution Agreement (Weiss Fund), Distribution Agreement (Weiss Treasury Fund), Distribution Agreement (Victory Portfolios)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 9 contracts
Samples: Distribution Agreement (Victory Portfolios II), Distribution Agreement (Victory Variable Insurance Funds), Distribution Agreement (Victory Institutional Funds)
WHEREAS. the Trust is an open-end series management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Investment Management Agreement (Composite Bond & Stock Fund Inc), Investment Management Agreement (Wm Trust Ii), Investment Management Agreement (Wm Trust I)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 “Act"”); and
Appears in 9 contracts
Samples: Operating Services Agreement (Direxion Shares ETF Trust), Operating Services Agreement (Direxion Shares ETF Trust), Operating Services Agreement (Direxion Funds)
WHEREAS. the Trust is registered as an open-end end, diversified, management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 9 contracts
Samples: Investment Advisory Agreement (Huntington Funds /Ma/), Investment Advisory Agreement (Huntington Funds /Ma/), Investment Advisory Agreement (Huntington Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), consisting of several series of shares of beneficial interest ("Shares"); and
Appears in 9 contracts
Samples: Administration Agreement (Pacific Capital Funds), Administration Agreement (Friends Ivory Funds), Administration Agreement (Friends Ivory & Sime Funds)
WHEREAS. the Trust is an open-end end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 8 contracts
Samples: Sub Advisory Agreement (Vanguard Whitehall Funds), Sub Advisory Agreement (Vanguard Whitehall Funds), Investment Advisory Agreement (Vanguard Variable Insurance Funds)
WHEREAS. the Trust is an open-end management investment company company, registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 8 contracts
Samples: Management Agreement (Franklin Managed Trust), Investment Management Agreement (California Investment Trust), Investment Management Agreement (California Investment Trust Ii)
WHEREAS. the Trust is an open-end management investment company company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 8 contracts
Samples: Investment Advisory Agreement (BPV Family of Funds), Investment Sub Advisory Agreement (BPV Family of Funds), Investment Advisory Agreement (GraniteShares ETF Trust)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and;
Appears in 8 contracts
Samples: Administrative Services Agreement (Virtus ETF Trust II), Administrative Services Agreement (Hays Series Trust), Administrative Services Agreement (ETFis Series Trust I)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended 1940 (the "1940 “Act"”); and
Appears in 8 contracts
Samples: Joint Fidelity Bond Agreement (James Advantage Funds), Joint Fidelity Bond Agreement (James Advantage Funds), Joint Fidelity Bond Agreement (James Advantage Funds)
WHEREAS. the Trust is an open-end end, management investment company company, registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and, and each Fund is a series of the Trust;
Appears in 8 contracts
Samples: Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust), Investment Advisory Agreement (Forethought Variable Insurance Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "“1940 Act"”); and
Appears in 8 contracts
Samples: Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (RBC Funds Trust), Investment Advisory Agreement (RBC Funds Trust)
WHEREAS. the Trust is an open-end management investment company and is so registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 7 contracts
Samples: Interim Subadvisory Agreement (U S Global Accolade Funds), Subadvisory Agreement (U S Global Accolade Funds), Subadvisory Agreement (U S Global Accolade Funds)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 the"1940 Act"); and
Appears in 7 contracts
Samples: Custody Agreement (Ips Funds), Custody Agreement (CCM Advisors Funds), Custody Agreement (Assetmark Funds)
WHEREAS. the Trust is an a diversified, open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and;
Appears in 7 contracts
Samples: Management Agreement (Strategic Partners Asset Allocation Funds), Management Agreement (Prudential Institutional Fund), Management Agreement (Target Funds)
WHEREAS. the Trust is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended 1940 (the "1940 Act"); and
Appears in 7 contracts
Samples: Transfer Agent Agreement (Cadre Institutional Investors Trust), Transfer Agent Agreement (CMG Institutional Investors Trust), Transfer Agent Agreement (Cadre Institutional Investors Trust)
WHEREAS. the Trust is an opena closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 7 contracts
Samples: Master Administrative Services Agreement (Aim Floating Rate Fund), Master Accounting Services Agreement (Aim Floating Rate Fund), Master Accounting Services Agreement (Aim Floating Rate Fund)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 7 contracts
Samples: Fee and Expense Agreement (Allspring Variable Trust), Fee and Expense Agreement (Allspring Variable Trust), Fee and Expense Agreement (Allspring VARIABLE TRUST)
WHEREAS. the Trust is an open-end end, management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and
Appears in 7 contracts
Samples: Distribution Agreement (JNL Investors Series Trust), Distribution Agreement (JNL Investors Series Trust), Distribution Agreement (JNL Investors Series Trust)
WHEREAS. the Trust is an open-end management investment company registered under the Investment Company Act of 19401940 Act, as amended (the "1940 Act"); anddefined below, and is authorized to issue Shares;
Appears in 7 contracts
Samples: Distribution Agreement (Investment Managers Series Trust), Distribution Agreement (BCM Focus Funds), Distribution Agreement (E-Valuator Funds Trust)
WHEREAS. the Trust is an open-end management investment company registered under State Mortgage Regulators and Nationstar enter into this Agreement with the Investment Company Act of 1940understanding that the State Attorneys Generals, as amended plaintiffs, have entered a Consent Judgment with Nationstar in the United States District Court for the District of Columbia (the "1940 Act"); and“AG Consent Judgment”) in coordination with this Agreement.
Appears in 7 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
