Xxxxxx Xxxxxxx'x Representations. Xxxxxx Xxxxxxx represents, warrants -------------------------------- and agrees (i) that it is registered as an investment adviser under the Investment Advisers Act of 1940, and that it will remain so registered and will comply with the requirements of said Act, and the rules and regulations thereunder, at all times while this Agreement remains in effect, (ii) that it will promptly notify JHLICO if the foregoing representation and agreement shall cease to be true (in any material respect) at any time during the term of this Agreement, (iii) that it will promptly notify JHLICO of any material change in the senior management or ownership of Xxxxxx Xxxxxxx, or of any change in the identity of the senior personnel of Xxxxxx Xxxxxxx who manage the Subject Fund, (iv) that it has adopted a code of ethics complying with the requirements of Rule 17j-1 of the Securities and Exchange Commission (the "SEC") under the 1940 Act and has provided true and complete copies of such code to the Trust and to JHLICO, and has adopted procedures designed to prevent violations of such code, and (v) that it has furnished the Trust and JHLICO each with a copy of Xxxxxx Xxxxxxx'x Form ADV, as most recently filed with the SEC, and will promptly furnish updated copies at least annually.
