xxxxxxxxxx-xxxxxxxxxxxxxx xx. The information in sections 1, 5, and 6 must be completed before the purchaser completes and signs the form. The purchaser must sign this form. Each of the purchaser and the issuer must receive a copy of this form signed by the purchaser. The issuer is required to keep a copy of this form for 8 years after the distribution. All monetary references are in Canadian Dollars. SCHEDULE “C” PRIVACY POLICY SPARTAN FUND MANAGEMENT INC. The privacy of our investors is very important to us. Set forth below are our policies with respect to personal information of subscribers, investors and former investors that we collect, use and disclose. In connection with the offering and sale of securities of Alpine CPRIM Private Markets Fund (the “Fund”), we collect and maintain personal information about subscribers. We collect your personal information to enable us to provide you with services in connection with your investment in the Fund, to meet legal and regulatory requirements and for any other purpose to which you may consent in the future. Your personal information is collected from the following sources:
xxxxxxxxxx-xxxxxxxxxxxxxx xx. The purchaser must sign this form. Each of the purchaser and the issuer/selling security holder must receive a copy of this form by the signed purchaser. The issuer/selling security holder is required to keep a copy of this for 8 years after the distribution. APPENDIX III OFFERING MEMORANDUM RISK ACKNOWLEDGMENT FORM 45-106F4 TO BE COMPLETED BY ALL SUBSCRIBERS SUBSCRIBING PURSUANT TO THE OFFERING MEMORANDUM EXEMPTION RISK ACKNOWLEDGMENT • I acknowledge that this is a risky investment. • I am investing entirely at my own risk. • No securities regulatory authority or regulator has evaluated or endorsed the merits of these securities or the disclosure in the offering memorandum. • I will not be able to sell these securities except in a very limited circumstances. I may never be able to sell these securities. • The securities are redeemable, but I may only be able to redeem them in limited circumstances. • I could lose all the money I invest. I am investing $ [total consideration] in total; this includes any amount I am obliged to pay in the future. I acknowledge that this is a risky investment and that I could lose all the money I invest. Date Signature of Subscriber Print Name of Subscriber Sign two (2) copies of this document. Keep one (1) copy for your records. WARNING You have two (2) business days to cancel your purchase To do so, send a notice to Proof Capital Alternative Income Fund stating that you want to cancel your purchase. You must send the notice before midnight on the second (2nd) business day after you sign the agreement to purchase the securities. You can send the notice by fax or deliver it in person to Proof Capital Alternative Income Fund at its business address. Keep a copy of the notice for your records. Xxxxxxx Xxxx, Chief Investment Officer Proof Capital Alternative Income Fund 000 Xxxxxx Xxxx XX Xxxxxxx, XX, X0X 0X0 Phone No.: (000) 000-0000 E-mail: xxxxxxx.xxxx@xxxxxxxxxxxx.xx You are buying Exempt Market Securities They are called exempt market securities because two parts of securities law do not apply to them. If an issuer wants to sell exempt market securities to you: • the issuer does not have to give you a prospectus (a document that describes the investment in detail and gives you some legal protection), and • the securities do not have to be sold by an investment dealer registered with a securities regulatory authority or regulator. There are restrictions on your ability to resell exempt market securities. Exempt market se...
xxxxxxxxxx-xxxxxxxxxxxxxx. This Executive Employment Agreement (the “Agreement”), made between Lipocine Inc. (the “Company”) and Dx. Xxxxxxxxxx Xxxxxxxxxxxxxx (“Executive”) (collectively, the “Parties”), is effective as of January 7, 2014.
xxxxxxxxxx-xxxxxxxxxxxxxx xx. (The Subscriber should keep one copy of this form (signed by the Subscriber) for the Subscriber’s records.) SCHEDULE "B-1" FAMILY, FRIENDS AND BUSINESS ASSOCIATES EXEMPTION CERTIFICATE TO: WIN MORTGAGE INVESTMENT CORPORATION Capitalized terms used in this Schedule and defined in the Agreement to which this Schedule is attached have the meaning defined in the Agreement unless otherwise defined herein. The undersigned (on its own behalf and, if applicable, on behalf of each person on whose behalf the undersigned is contracting) understands that the Corporation and its counsel are relying upon this information in determining to sell securities to the undersigned (or if applicable, on behalf of each person on whose behalf the undersigned is contracting) in a manner exempt from the prospectus and registration requirements of applicable securities laws.
xxxxxxxxxx-xxxxxxxxxxxxxx xx. Securities regulators do not provide advice on investments ▪ To check if the funded portal is operating by a registered dealer, go to xxx.xxxxxxxxxxxxxxxxx.xx SCHEDULE D PRIVACY NOTICE Certain personal information respecting the Subscriber is required to be provided to the Issuer in connection with the subscription and ownership of Units (and the Underlying Securities and Warrant Shares) pursuant to this Subscription Agreement. Such information is being collected by the Issuer for the purposes of completing this Offering or other offerings of securities of the Issuer, administering the Subscriber’s relationship with the Issuer, providing the Subscriber with information from time to time regarding the Issuer or the Subscriber’s investment in the Issuer (directly or indirectly through intermediaries) and for other legitimate business purposes of the Issuer, which includes, without limitation, determining the eligibility of the Subscriber to purchase the Units (and the Underlying Securities and Warrant Shares) under applicable Securities Laws, preparing and registering certificates representing the Units (and Underlying Securities and Warrant Shares), payment of dividends (if any), disseminating shareholder communications (including via a website) and preparing and completing filings or providing information required under applicable tax and securities legislation, regulations, rules, policies or orders or by any stock exchange, marketplace, trading platform or securities regulatory authority or taxation authority. The personal information of the Subscriber may be disclosed by the Issuer to: (i) stock exchanges, marketplaces, trading platforms or securities regulatory or taxation authorities; (ii) any registrar and transfer agent appointed by the Issuer; (iii) the Canada Revenue Agency; (iv) any governing authority; (v) any other person involved in this Offering, including legal counsel, registered holders, trustees, selling agents, registrants, dealers, brokers, financial institutions or other intermediaries, and (vi) other persons reviewing the books and records of the Issuer in furtherance of a business transaction or other legitimate business purpose of the Issuer. By executing this Subscription Agreement, the Subscriber:
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