EXHIBIT 4.2Credit Agreement • September 19th, 1997 • Affiliated Managers Group Inc • Investment advice • New York
FIRST AMENDMENTCredit Agreement • March 15th, 2004 • Affiliated Managers Group Inc • Investment advice • New York
ARTICLE II - ORGANIZATION AND GENERAL PROVISIONS............................. 13 Section 2.1 Continuation.............................................. 13 Section 2.2 Name...................................................... 13 Section 2.3...Limited Liability Company Agreement • November 19th, 1997 • Affiliated Managers Group Inc • Investment advice • Delaware
INDENTUREAffiliated Managers Group Inc • May 15th, 2001 • Investment advice • New York
FIRST QUADRANT, L.P. (A Delaware Limited Partnership) AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT Dated March 28, 1996Affiliated Managers Group Inc • November 14th, 1997 • Investment advice
8,000,000 FELINE PRIDES(SM) consisting of 8,000,000 Income PRIDES(SM)Affiliated Managers Group Inc • December 21st, 2001 • Investment advice • New York
TRUSTEE AFFILIATED MANAGERS GROUP, INC. CROSS REFERENCE SHEET* THIS CROSS REFERENCE SHEET SHOWS THE LOCATION IN THE INDENTURE OF THE PROVISIONS INSERTED PURSUANT TO SECTION 310-318(a), INCLUSIVE, OF THE TIA.Affiliated Managers Group Inc • March 31st, 2003 • Investment advice • New York
amongCredit Agreement • November 14th, 1997 • Affiliated Managers Group Inc • Investment advice • New York
EXHIBIT 4.4 PLEDGE AGREEMENT BETWEEN AFFILIATED MANAGERS GROUP, INC., AND FIRST UNION NATIONAL BANK, AS COLLATERAL AGENT, CUSTODIAL AGENT, PURCHASE CONTRACT AGENT AND SECURITIES INTERMEDIARY DATED AS OF DECEMBER 21, 2001 Table of ContentsPledge Agreement • December 31st, 2001 • Affiliated Managers Group Inc • Investment advice • New York
THE STOCKHOLDERS OF EDWARD C. RORER & CO., INC. DATED NOVEMBER 9, 1998 STOCK PURCHASE AGREEMENTStock Purchase Agreement • November 17th, 1998 • Affiliated Managers Group Inc • Investment advice • New York
SECOND AMENDMENTCredit Agreement • March 15th, 2004 • Affiliated Managers Group Inc • Investment advice • New York
by and amongPurchase Agreement • November 15th, 2001 • Affiliated Managers Group Inc • Investment advice • New York
Exhibit 1.1 AFFILIATED MANAGERS GROUP, INC. COMMON STOCK (PAR VALUE $.01 PER SHARE) FORM OF UNDERWRITING AGREEMENT , 1999 Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Schroder & Co. Inc.,...Affiliated Managers Group Inc • February 24th, 1999 • Investment advice • New York
WITNESSETH:Securities Purchase Agreement • November 14th, 1997 • Affiliated Managers Group Inc • Investment advice
AFFILIATED MANAGERS GROUP, INC., as Company, and as Trustee INDENTURE Dated as ofIndenture • April 19th, 2016 • Affiliated Managers Group, Inc. • Investment advice • New York
1 EXHIBIT 4.6Securities Purchase Agreement • November 14th, 1997 • Affiliated Managers Group Inc • Investment advice • New York
AFFILIATED MANAGERS GROUP, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of August 6, 2008 3.95% Convertible Senior Notes due 2038Indenture • August 12th, 2008 • Affiliated Managers Group Inc • Investment advice • New York
INDENTURE dated as of August 6, 2008 between Affiliated Managers Group, Inc., a Delaware corporation, as issuer (hereinafter sometimes called the “Company”, as more fully set forth in Section 1.01) and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (hereinafter sometimes called the “Trustee”, as more fully set forth in Section 1.01).
Page ARTICLE I - DEFINITIONS......................................................2 Section 1.1. Definitions.............................................2 ARTICLE II - ORGANIZATION AND GENERAL PROVISIONS............................20 Section 2.1....Limited Liability Company Agreement • November 15th, 2001 • Affiliated Managers Group Inc • Investment advice • Delaware
August 15, 1997 2 PURCHASE AGREEMENT INDEXPurchase Agreement • November 19th, 1997 • Affiliated Managers Group Inc • Investment advice • Massachusetts
CREDIT AGREEMENT amongCredit Agreement • March 31st, 1998 • Affiliated Managers Group Inc • Investment advice • New York
1 EXHIBIT 10.7Limited Partnership Agreement • November 19th, 1997 • Affiliated Managers Group Inc • Investment advice • Delaware
EXHIBIT 4.24 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made and entered into as of February 25, 2003, by and between AFFILIATED MANAGERS GROUP, INC., a Delaware corporation (the "Company") and MERRILL LYNCH...Registration Rights Agreement • March 31st, 2003 • Affiliated Managers Group Inc • Investment advice • New York
CREDIT AGREEMENT Dated as of August 7, 2002Credit Agreement • November 15th, 2002 • Affiliated Managers Group Inc • Investment advice • New York
AFFILIATED MANAGERS GROUP, INC., as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of February 11, 2014Affiliated Managers Group, Inc. • February 11th, 2014 • Investment advice • New York
INDENTURE, dated as of February 11, 2014, by and between Affiliated Managers Group, Inc., a Delaware corporation (herein called the “Company”), having its principal executive offices at 600 Hale Street, Prides Crossing, Massachusetts, 01965, and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States, as Trustee (herein called the “Trustee”).
EXHIBIT 10.1Stockholders' Agreement • November 14th, 1997 • Affiliated Managers Group Inc • Investment advice • Delaware
Exhibit 4.8 AFFILIATED MANAGERS GROUP, INC. (a Delaware corporation) Liquid Yield Option(TM) Notes Due May 7, 2021 (Zero Coupon - Senior) PURCHASE AGREEMENT Dated: As of May 1, 2001 (TM) Trademark of Merrill Lynch & Co., Inc. Table of ContentsPurchase Agreement • May 15th, 2001 • Affiliated Managers Group Inc • Investment advice • New York
1 EXHIBIT 2.3Stock Purchase Agreement • November 19th, 1997 • Affiliated Managers Group Inc • Investment advice • New York
2 3 this representation and warranty shall not apply to any statements or omissions made in reliance upon and in conformity with information furnished in writing to the Company by an Underwriter through Goldman, Sachs & Co. expressly for use therein;Affiliated Managers Group Inc • October 29th, 1997 • Investment advice • New York
EXHIBIT 2.8Agreement and Plan • March 31st, 1998 • Affiliated Managers Group Inc • Investment advice
1 EXHIBIT 2.2Agreement and Plan of Reorganization • November 19th, 1997 • Affiliated Managers Group Inc • Investment advice • Massachusetts
AFFILIATED MANAGERS GROUP, INC.Affiliated Managers Group, Inc. • June 5th, 2020 • Investment advice • New York
Affiliated Managers Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $350,000,000 aggregate principal amount of its 3.300% Senior Notes due 2030 (the “Securities”). The Securities will be issued pursuant to a base indenture to be dated as of June 5, 2020, as supplemented by a First Supplemental Indenture to be dated as of June 5, 2020 (collectively, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
AFFILIATED MANAGERS GROUP, INC.Underwriting Agreement • July 13th, 2021 • Affiliated Managers Group, Inc. • Investment advice • New York
Affiliated Managers Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $200,000,000 aggregate principal amount of its 4.200% Junior Subordinated Notes due 2061 (the “Securities”). The Securities will be issued pursuant to a base indenture dated as of March 27, 2019, as supplemented by a Third Supplemental Indenture to be dated as of July 13, 2021 (collectively, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
Exhibit 10.16 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (hereafter the "Employment Agreement") made as of ____________, 199__ (the "Closing Date"), by and among Edward C. Rorer & Co., Inc. (the "Company"), a Pennsylvania corporation, Rorer Asset...Employment Agreement • January 21st, 1999 • Affiliated Managers Group Inc • Investment advice • Pennsylvania
1 EXHIBIT 4.3Stock Purchase Agreement • November 14th, 1997 • Affiliated Managers Group Inc • Investment advice • Delaware
EXHIBIT 4.3 AFFILIATED MANAGERS GROUP, INC. AND FIRST UNION NATIONAL BANK, as Purchase Contract Agent PURCHASE CONTRACT AGREEMENT Dated as of December 21, 2001 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION...Purchase Contract Agreement • December 31st, 2001 • Affiliated Managers Group Inc • Investment advice • New York
