PRINCIPAL INVESTORS FUND, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective September 30, 2005,__________________, by and between PRINCIPAL INVESTORS FUND, INC., a Maryland corporation (hereinafter called the "Fund") and...Management Agreement • September 20th, 2006 • Principal Investors Fund Inc
EXHIBIT 8 CUSTODY AGREEMENT AGREEMENT dated as of July 19, 1996, between SIERRA ASSET MANAGEMENT PORTFOLIOS (the "Trust"), a business trust organized under the laws of the Commonwealth of Massachusetts, and registered as an investment company under...Custody Agreement • January 6th, 1997 • Sierra Asset Management Portfolios • Massachusetts
D)(1)(A) WM TRUST I AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 30th, 2005 • Wm Strategic Asset Management Portfolios • Massachusetts
AGREEMENT AND DECLARATION OF TRUSTSierra Asset Management Trust • March 27th, 1996 • Massachusetts
1 Exhibit 6(a) SIERRA ASSET MANAGEMENT PORTFOLIOS CLASS A DISTRIBUTION AGREEMENT Entered into as of July 19, 1996 Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, CA 91324 Ladies and Gentlemen: This is to confirm our...Sierra Asset Management Portfolios • August 29th, 1997 • Massachusetts
RECITALSDistribution Agreement • February 28th, 2003 • Wm Strategic Asset Management Portfolios
d)(2)(G) AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT Effective as of November 30, 2003 Van Kampen Asset Management One Parkview Plaza Oakbrook Terrace, Illinois 60181 Ladies and Gentlemen: WM Trust II (the "Trust"), a Massachusetts business...Wm Strategic Asset Management Portfolios • December 30th, 2005 • Massachusetts
BY-LAWS OF SIERRA ASSET MANAGEMENT TRUST ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeSierra Asset Management Trust • March 27th, 1996
JULY 23, 1996Administration Agreement • January 6th, 1997 • Sierra Asset Management Portfolios • Massachusetts
EXHIBIT (e)(2) BROKER-DEALER AGREEMENT This Broker-Dealer Agreement (the "Agreement") is made and entered into between WM Funds Distributor, Inc. ("WMFD"), a Washington corporation having its principal business offices at 12009 Foundation Place, Suite...Broker-Dealer Agreement • February 27th, 2004 • Wm Strategic Asset Management Portfolios • Washington
PRINCIPAL INVESTORS FUND, INC. SUB-ADVISORY AGREEMENT WM ADVISORS, INC. SUB- ADVISED SERIES AGREEMENT executed as of (date) by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager") and WM ADVISORS, INC. (hereinafter called...Sub-Advisory Agreement • September 20th, 2006 • Principal Investors Fund Inc • Iowa
RECITALSDistribution Agreement • December 28th, 2000 • Wm Strategic Asset Management Portfolios
WITNESSETHTransfer Agency and Services Agreement • August 29th, 1997 • Sierra Asset Management Portfolios • Massachusetts
2 investment adviser under its investment advisory agreement; (b) supply the LLC with office facilities (which may be in WMSS's own offices), statistical and research data, data processing services, clerical, accounting and bookkeeping services...Wm Strategic Asset Management Portfolios • April 30th, 1999 • Massachusetts
PRINCIPAL INVESTORS FUND, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES DISTRIBUTION PLAN AND AGREEMENT made as of September 11, 2006, by and between PRINCIPAL INVESTORS FUND, INC., a Maryland corporation (the "Fund"), and PRINCOR FINANCIAL...Distribution Plan and Agreement • September 20th, 2006 • Principal Investors Fund Inc
1 Exhibit 5 INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 1997 • Sierra Asset Management Portfolios • Massachusetts
PRINCIPAL INVESTORS FUND, INC. SUB-ADVISORY AGREEMENT VAN KAMPEN SUB-ADVISED FUNDS AGREEMENT executed as of (date), by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and VAN KAMPEN ASSET MANAGEMENT (hereinafter called...Sub-Advisory Agreement • September 20th, 2006 • Principal Investors Fund Inc • Iowa
EXHIBIT 13 PURCHASE AGREEMENT Sierra Asset Management Portfolios (the "Trust"), a Massachusetts Business Trust, and Sierra Fund Administration Corporation, a California Corporation ("Sierra Administration"), intending to be legally bound, hereby agree...Purchase Agreement • January 6th, 1997 • Sierra Asset Management Portfolios
h)(1) TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this 17 th day of Feb, 2005, by and between WM Trust I, WM Trust II and WM Variable Trust, each a Massachusetts business trust, and WM Strategic Asset Management...Transfer Agent and Shareholder Services Agreement • December 30th, 2005 • Wm Strategic Asset Management Portfolios • Massachusetts
1 INVESTMENT SUB-ADVISORY AGREEMENT WM TRUST II INTERNATIONAL GROWTH FUND Effective as of June 23, 1999Sub-Advisory Agreement • February 29th, 2000 • Wm Strategic Asset Management Portfolios • Massachusetts
EXHIBIT (h)(1) AMENDED AND RESTATED TRANSFER AGENT CONTRACT AMENDED AND RESTATED TRANSFER AGENT CONTRACT (this "Contract"), dated as of January 1, 2003 by and between WM Trust I, WM Trust II and WM Variable Trust (each a "Trust" and a "Company"), each...Transfer Agent Contract • February 27th, 2004 • Wm Strategic Asset Management Portfolios • Massachusetts
1 Exhibit 6(b) SIERRA ASSET MANAGEMENT PORTFOLIOS CLASS B DISTRIBUTION AGREEMENT Entered into as of July 19, 1996 Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, CA 91324 Ladies and Gentlemen: This is to confirm that,...Sierra Asset Management Portfolios • August 29th, 1997 • Massachusetts
d)(2)(D) INVESTMENT SUB-ADVISORY AGREEMENT THE GROWTH FUND OF WM TRUST II EFFECTIVE AS OF DECEMBER 1, 2005 This Agreement is made and entered into as of this first day of December, 2005, among WM Advisors, Inc. ("WM Advisors"), a corporation organized...Wm Strategic Asset Management Portfolios • December 30th, 2005 • Massachusetts
D)(1)(B)Wm Strategic Asset Management Portfolios • December 30th, 2005 • Massachusetts
2 ARTICLE I DEFINITIONSAnd Information Services Agreement • April 30th, 1999 • Wm Strategic Asset Management Portfolios • Massachusetts
2 (a) LLC Operating Agreement and all amendments thereto for the LLC (as amended from time to time, the "LLC Agreement");Distribution Contract • April 30th, 1999 • Wm Strategic Asset Management Portfolios
INVESTMENT SUB-ADVISORY AGREEMENT THE GROWTH FUND OF WM ADVISORS, INC. EFFECTIVE AS OF MARCH 1ST, 2005 This Agreement is made and entered into as of this 1st day of March, 2005, among WM Advisors, Inc. ("WM Advisors"), a corporation organized under...Investment Sub-Advisory Agreement • February 28th, 2005 • Wm Strategic Asset Management Portfolios • Massachusetts
Exhibit (e)2 BROKER-DEALER AGREEMENT This Broker-Dealer Agreement (the "Agreement") is made and entered into between WM Funds Distributor, Inc. ("WMFD"), a Washington corporation having its principal business offices at 12009 Foundation Place, Suite...Broker-Dealer Agreement • December 16th, 2002 • Wm Strategic Asset Management Portfolios • Washington
1 EX-99.(D)(1)(B) INVESTMENT SUB-ADVISORY AGREEMENT Effective as of January 1, 1999 Van Kampen Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Ladies and Gentlemen: WM Advisors, Inc. ("WM Advisors"), a corporation organized under...Wm Strategic Asset Management Portfolios • December 28th, 2000 • Massachusetts
INVESTMENT SUB-ADVISORY AGREEMENT THE SMALL CAP GROWTH FUND OF WM TRUST II EFFECTIVE AS OF APRIL 1, 2005 This Investment Sub-Advisory Agreement is made and entered into as of this first day of April, 2005, among WM Advisors, Inc. ("WM Advisors"), a...Sub-Advisory Agreement • February 28th, 2005 • Wm Strategic Asset Management Portfolios • Massachusetts
AMENDMENT AGREEMENT AMENDING: INVESTMENT MANAGEMENT AGREEMENT (THE "MANAGEMENT AGREEMENT") DATED MARCH 20, 1998, AS AMENDED AS OF JANUARY 1, 1999, BETWEEN WM TRUST II (THE "TRUST") AND WM ADVISORS, INC. ("WM ADVISORS"), AND INVESTMENT SUB-ADVISORY...Investment Management Agreement • December 28th, 2000 • Wm Strategic Asset Management Portfolios
ii 4 LIMITED LIABILITY COMPANY AGREEMENT OF WM STRATEGIC ASSET MANAGEMENT PORTFOLIOS, LLCWm Strategic Asset Management Portfolios • April 30th, 1999 • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION (WM SAM) THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is as of made the 1st day of December, 2006, by and among Principal Investors Fund, Inc. ("PIF"), a Maryland corporation, on behalf of its...Agreement and Plan of Reorganization • August 17th, 2007 • Wm Strategic Asset Management Portfolios • Maryland
d)(2)(I) SECOND AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTS (THE "SUB- ADVISORY AGREEMENTS") DATED AS OF JUNE 23, 1999, BETWEEN WM ADVISORS AND CAPITAL GUARDIAN TRUST COMPANY ("SUB-ADVISER") WITH RESPECT TO THE INTERNATIONAL GROWTH FUND SERIES OF...Wm Strategic Asset Management Portfolios • December 30th, 2005
AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENTWm Strategic Asset Management Portfolios • December 30th, 2004
